| 529 Recontribution Request (PDF) | Recontribute a refunded distribution amount, or update the reporting on a previous recontribution, to your 529 College Savings Plan account. |
| 529 – AZ529, Arizona´s Education Savings Plan | Open an AZ529, Arizona´s Education Savings Plan—a tax-advantaged college savings plan available for U.S. residents. The plan is sponsored by the Arizona State Treasurer´s Office and is managed by Fidelity Investments. Learn more |
| 529 – CHET College Savings Program | Open a CHET College Savings Program—a tax-advantaged college savings plan open to U.S. residents. The plan is sponsored by the Connecticut Office of the Treasurer and is managed by Fidelity Investments. Learn more |
| 529 – DE529 Education Savings Plan | Open a DE529 Education Savings Plan—a tax-advantaged college savings plan available for U.S. residents. The plan is sponsored by the State of Delaware and is managed by Fidelity Investments. Learn more |
| 529 – U. Fund College Investing Plan | Open a U. Fund College Investing Plan—a tax-advantaged college savings plan available for U.S. residents. The plan is sponsored by MEFA, a nonprofit state authority that works to make higher education more accessible and affordable, and is managed by Fidelity Investments. Learn more |
| 529 – UNIQUE College Investing Plan (NH/National) Account Application | Open a UNIQUE College Investing Plan (NH/National) Account Application—a tax-advantaged college savings plan open to U.S. residents. The plan is sponsored by the State of New Hampshire and is managed by Fidelity Investments. Learn more |
| ABLE Account - Eligibility Recertification (PDF) | Update your disability status from ineligible to eligible, temporary to permanent, or to recertify your status on your Fidelity ABLE account. |
| ABLE Account - Investment Instructions (PDF) | Change how your future contributions are invested, make a one-time contribution, or make an exchange of the contributions and earnings currently invested in a Fidelity ABLE account. |
| ABLE Account - Person with Signature Authority (PSA) Maintenance (PDF) | Add, remove, or replace a Person with Signature Authority (PSA) on a Fidelity ABLE account. |
| ABLE Additional Contribution Amount Form (PDF) | Make an Additional Contribution Amount to your Fidelity ABLE Plan Account. |
| ABLE Savings Plan | An Attainable® Savings Plan (ABLE Savings Plan), can help individuals with disabilities and their families save for their disability expenses while keeping benefits such as Supplemental Security Income and Medicaid. The plan is sponsored by MEFA and is managed by Fidelity Investments. Learn more |
| ABLE Successor Designated Beneficiary Form (PDF) | Designate a Successor Designated Beneficiary for your ABLE account. |
| Account Access Rights | Update who has access rights to your account information and the level of information they have. |
| Account Aggregation - Fidelity Managed Accounts (PDF) | Combine your eligible Fidelity managed accounts within Fidelity® Wealth Services or Fidelity® Strategic Disciplines to calculate your advisory fees. |
| Account Authority | Grant account authority to a third party or provide updated information about a third party who already holds account authority on your personal Fidelity accounts. |
| Account Authority – Annuities | Grant account authority to a third party or provide updated information about a third party who already holds account authority on your annuity contract. |
| Additional Purchase – Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity (PDF) | Add additional funds to your Fidelity Personal Retirement Annuity® or Fidelity Retirement Reserves® Annuity contract through a check deposit or funds transfer. |
| Advisor Authorization (PDF) | Grant an advisor firm limited durable power of attorney for your Fidelity Investments Life Insurance Company annuity contract. Advisor firm must be established before this form can be submitted. |
| Advisor Firm Setup (PDF) | Establish your advisor firm and authorized advisor representatives through Fidelity Investments Life Insurance Company. |
| Advisor Information Request Form (PDF) | Request information for the purchase of a Fidelity Investments Life Insurance Company annuity contract. |
| Advisor Systematic Withdrawal Form (PDF) | Establish, update, or delete a systematic program for investment advisory fee payment from a Fidelity Personal Retirement Annuity® |
| Advisor Withdrawal (PDF) | Initiate withdrawals from a Fidelity Investments Life Insurance Company annuity contract as an authorized individual. Advisor withdrawal authorization must be established before this form can be submitted. |
| Advisor Withdrawal Authorization (PDF) | Authorize an advisor to make withdrawals on your behalf from your Fidelity Investments Life Insurance Company annuity contract. |
| Affidavit of Descendants (PDF) | Identify all of the descendants of an account owner or a beneficiary. |
| Affidavit of Descendants – Annuities (PDF) | Identify all of the descendants of a contract owner or beneficiary. |
| Affidavit of Domicile (PDF) | Deposit securities for an estate account. |
| ATM/Debit Card | Add a Fidelity® Debit Card to your individual, joint, or trust Fidelity® Cash Management Account or Fidelity Account®. Learn more. |
| Automatic Investments | Establish, update, or delete an automatic investment plan on your Fidelity nonretirement, ABLE, or HSA account; 529 College Savings Plan; Fidelity managed retirement or nonretirement account; IRA; or SEP IRA |
| Automatic Investments – Annuities (PDF) | Establish, change, or cancel an automatic annuity builder program for your Fidelity annuity contract. |
| Automatic Rebalancing – Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity (PDF) | Establish, change, or cancel an automatic rebalancing program for your Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity. |
| Automatic Withdrawal Nonretirement Earnings Plan | Establish, change, or cancel an earnings automatic withdrawal plan for your nonretirement account. |
| Automatic Withdrawals IRA Earnings Plan | Establish, change, or cancel an earnings automatic withdrawal plan for your Fidelity IRA or Fidelity Roth IRA. |
| Automatic Withdrawals – Fidelity Inherited IRA | Establish a new or update an existing automatic withdrawal service plan, including required minimum distributions, for your Fidelity Inherited IRA or your Fidelity Inherited Roth IRA. |
| Automatic Withdrawals – Fidelity Retirement Plan (PDF) | Establish, change, or cancel automatic withdrawals or required minimum distributions (RMDs) for your Fidelity retirement plan account (Keogh, SE 401(k), profit-sharing, or money-purchase plans). |
| Automatic Withdrawals – IRA | Establish, change, or cancel an automatic withdrawal plan for your Fidelity IRA or Fidelity Roth IRA. |
| Automatic Withdrawals – Non-Retirement | Establish automatic withdrawals for your nonretirement account. |
| Automatic Withdrawals – RMD/Life Expectancy | Request that Fidelity calculate and establish an automatic required minimum distribution (RMD) or life expectancy plan for your Traditional, Rollover, Roth, SEP, or SIMPLE IRA on an ongoing basis. Note: The IRS does not require clients to take RMDs from Roth IRAs. |
| Bank Wire Authorization | Establish standing bank wire instructions on your Fidelity account(s). |
| Beneficial Ownership – Entities (PDF) | Provide information for individuals who own and/or control 25% or more of the entity, including, but not limited to, LLC members and limited partners. |
| Beneficial Ownership – Trusts (PDF) | Provide information for the grantor/trustor/settlor/donor and any additional individual(s) named in the trust who can make changes to the trust. |
| Beneficiaries - ABLE Account (PDF) | Change the beneficiary for your ABLE account by transferring the account balance to a new Designated Beneficiary. |
| Beneficiaries – 529 Plan | Change the beneficiary for your 529 college savings plan by transferring the account balance to a new beneficiary. |
| Beneficiaries – Annuities | Add or change the beneficiaries of your Fidelity annuity contract—for all except Fidelity Retirement Reserves® (New York) and MetLife Growth and Income℠ (New York). |
| Beneficiaries – Annuities – MetLife Growth and Income℠ annuity (PDF) | Add or change the beneficiaries for your MetLife Growth and Income℠ annuity (issued in New York only for contract numbers that begin with 81). |
| Beneficiaries – Annuities – Retirement Reserves (issued in New York for contracts that begin with 4 or 5) | Add or change the owner or annuitant beneficiaries for your Fidelity Retirement Reserves® (New York) annuity contract. |
Beneficiaries – Fidelity IRA/HSA  | Add or change the beneficiaries of your Fidelity IRA or Fidelity Health Savings Account. |
| Beneficiaries – Fidelity Retirement Plan (Self-Employed 401(k)/Keogh) | Add or change the beneficiaries for your Fidelity Retirement Plan (Self-Employed 401(k)/Keogh). |
| Beneficiaries – Nonretirement Transfer on Death | Add or change Transfer on Death beneficiaries for your nonretirement Fidelity account or Fidelity Funds account. |
| Bill Pay | Enroll in Bill Pay for your account with individual, joint, estate, or trust registrations. |
| Bill Pay – 529 Plans and Health Savings Account | Enroll in Bill Pay for your 529 Plan or Health Savings Account. |
| Business Brokerage Account | Open a brokerage account offering comprehensive trading, mutual fund, and cash management features to help you manage your business´ finances. This account is intended for legal or professional corporations and professional associations. Learn more |
| Business Brokerage Account Certification (PDF) | Update the authorized individuals, partners, or managers on your existing Fidelity business account. |
| Canadian Revenue Agency (CRA) Form NR301 (PDF) | Declare eligibility to receive the reduced rate of tax or exemption on all or certain income if you are a nonresident taxpayer in a country with which Canada has a tax treaty. |
| Canadian Revenue Agency (CRA) Form NR302 (PDF) | Declare eligibility if you are a partnership subject to tax under Part XIII of the Income Tax Act. |
| Canadian Revenue Agency (CRA) Form NR303 (PDF) | Declare eligibility if you are a hybrid entity that will receive payment subject to Part XIII of the Income Tax Act. |
| Canadian Revenue Agency (CRA) Letter of Exemption Coversheet (PDF) | Submit an exemption letter provided by the Canadian Revenue Agency. |
| Canadian Revenue Agency (CRA) Tax Treaty Certification (PDF) | Certify Canadian nonresident withholding tax, by a person who is an agent or nominee providing financial intermediary service as part of a business. |
| Cash Management Account | Open a new Fidelity® Cash Management Account. |
| Certificate Release Request (PDF) | Authorize Fidelity to deposit certificates into a Fidelity account when the name and registration on the certificate do not match the name and registration on the Fidelity account. Learn more. |
| Certification for Late IRA Rollover Contribution (PDF) | Certify that you have missed the 60-day rollover deadline for an IRA rollover contribution pursuant to IRS Revenue Procedure 2016-47. |
| Certification of Trust (PDF) | Certify your trust to Fidelity. |
| Certification – Fidelity Omnibus Account (PDF) | Certify your personal information when opening a Pooled Fidelity Omnibus Account where identities are not disclosed to Fidelity. |
| Change Address | Change the address, phone number, or other personal information of an owner or authorized individual. |
| Change Custodian (UGMA Contract) – Annuities (PDF) | Replace a custodian on an existing UGMA owned Fidelity annuity contract. |
| Change Email Address | Change your email address or other personal information. |
| Change Name | Notify Fidelity that your name has changed. |
| Change Name/Address – Annuity | Notify Fidelity that the name, address, or phone number of a contract owner or authorized individual has changed. |
| Change of Registration – Cash Management Account® | Change the ownership within an existing Cash Management Account (CMA). If the Tax ID or Social Security Number is changing, please complete a new Cash Management Account application. |
| Change of Registration – Fidelity Account® | Change the registration of a nonretirement Fidelity Account® to an individual, joint, custodial (UGMA/UTMA), trust, estate, guardian, or conservator registration. Learn more |
| Change of Registration/Transfer Ownership – Mutual Fund Only account (Fidelity Funds) | Transfer or change the ownership of a nonretirement mutual fund only account (Fidelity Funds) to an individual, joint, custodial (UGMA/UTMA), trust, estate, guardian, or conservator registration. Learn more |
| Change Owner to Trust Only – Annuities (PDF) | Change the ownership of an annuity contract to a trust for your Fidelity Growth and Guaranteed Income® annuity, Fidelity Fixed Deferred Retirement Annuity, Fidelity Personal Retirement Annuity®, or Fidelity Retirement Reserves® annuity. |
| Change Owner/Annuitant – Annuities (PDF) | Add or change an individual owner or annuitant for your Fidelity Personal Retirement Annuity®, Fidelity Fixed Deferred Retirement Annuity and Fidelity Retirement Reserves® annuity. |
| Change Payee – Fidelity Guaranteed Income Annuity (PDF) | Add or change the payee(s) of a Fidelity Guaranteed Income Annuity. |
| Change Phone Number | Change your phone number or other personal information. |
| Change Trustee – Annuities (PDF) | Add or remove trustees on an existing, trust-owned Fidelity annuity contract. |
| Change Username for online access | Create a new username to use with your Fidelity accounts. |
| Charitable Giving Account® Application | Open a Fidelity Charitable® Giving Account®. Learn more. |
| Charitable Giving Account® Contribution Form (PDF) | Make a contribution to a Fidelity Charitable® Giving Account®. |
| Charitable Giving Account® Grant Recommendation Form | Make a grant recommendation from your Fidelity Charitable® Giving Account®. |
| Check Reorder | Order new checks for your eligible Fidelity account. |
| Checkwriting – Nonretirement Accounts | Add checkwriting to an existing nonretirement account, including, mutual fund, HSA, or cash management accounts, or update one or more existing signatures. |
| Checkwriting – Retirement Accounts | Add checkwriting to an existing IRA or update one or more existing signatures. |
| Claimant Statement – Brighthouse Growth and Income℠ (PDF) | Complete the settlement of your inherited Brighthouse Growth and Income℠ annuity (contract numbers begin with 83). |
| Claimant Statement – Deferred Annuity (PDF) | Complete the settlement of your inherited deferred Fidelity annuity for an individual beneficiary. |
| Claimant Statement – Deferred Annuity Nonprofit/Charitable Organization (PDF) | Complete the settlement of an inherited deferred Fidelity annuity for a nonprofit or charitable organization beneficiary. |
| Claimant Statement – Deferred Annuity Trust/Estate (PDF) | Complete the settlement of an inherited deferred Fidelity annuity for a trust or estate beneficiary. |
| Claimant Statement – Income Annuity (PDF) | Complete the settlement of your inherited income Fidelity annuity for an individual beneficiary. |
| Claimant Statement – Income Annuity Nonprofit/Charitable Organization (PDF) | Complete the settlement of an inherited income Fidelity annuity for a nonprofit or charitable organization beneficiary. |
| Claimant Statement – Income Annuity Trust/Estate (PDF) | Complete the settlement of an inherited income Fidelity annuity for a trust or estate beneficiary. |
| Claimant Statement – MetLife Growth and Income℠ (PDF) | Complete the settlement of your inherited MetLife Growth and Income℠ annuity (issued in New York only for contract numbers that begin with 81). |
| Claimant Statement – Surviving Annuitant (PDF) | Complete the settlement of your inherited Fidelity annuity as a surviving annuitant continuing income payments only. |
| Claimant Statement- Term Life Insurance (PDF) | Complete the settlement of your term life insurance policy. |
| Co-Fiduciary Certification (PDF) | Certify that each named individual or entity who has been appointed to act in a fiduciary capacity is authorized and empowered to act independently. |
| Conservatorship/Guardianship — Annuities (PDF) | Use this form to establish conservatorship or guardianship on behalf of a Fidelity annuity contract owner. |
| Contribution Worksheet - SEP IRA (PDF) | If you are self-employed or own your own unincorporated business, simply move step by step through this worksheet to calculate your SEP IRA contribution. |
| Contribution Worksheet for Self-Employed 401(k) (PDF) | Learn about features of a Self-Employed 401(k) and calculate maximum contributions. Learn more. |
| Contribution – Investment-Only Retirement Account (PDF) | Allocate contributions to your Fidelity Investment-Only Retirement Account (formerly known as a Non-Prototype Retirement Account). |
| Conversion – Fidelity Investment-Only Retirement Account (PDF) | Modify your Fidelity Investment-Only (Non-Prototype) Retirement Account from a pooled single plan account to separate accounts for the benefit of the individual participants. |
| Corporate Resolution to Transfer Securities (PDF) | Identify officers or individuals authorized by resolution to transact business on an account. |
| Cost Basis Update | Provide Fidelity with your adjusted tax (or cost basis) information for certain individual securities or mutual fund positions in your nonretirement account. |
| Cost Basis Update-Date of Death Step-Up | Step up cost basis for accounts that are not automatically stepped up. |
| Custodial (UGMA/UTMA) Account | Open a Uniform Gifts to Minors Account (UGMA) or Uniform Transfers to Minors Account (UTMA) – custodial accounts invested in the name of a minor. |
| Customer Agreement and Additional Information (PDF) | Learn more about the features, policies, fees, and risks associated with your Fidelity ABLE account. |
| Customer Agreement and Additional Information (PDF) | Learn more about the features, policies, fees, and risks associated with your bundled Fidelity Account® and Fidelity® Cash Management Account. |
| Customer Agreement and Additional Information (PDF) | Learn more about the features, policies, fees, and risks associated with your Fidelity® Cash Management Account. |
| Customer Agreement and Additional Information (PDF) | Learn more about the features, policies, fees, and risks associated with your Fidelity Account®. |
| Customer Agreement and Required IRA Documents (PDF) | Read the policies governing your Rollover IRA and SEP IRA account, including our privacy policy, fee schedule, commissions, and the FDIC-Insured Deposit Sweep Program. |
| Customer Agreement and Required IRA Documents (PDF) | Read the policies governing your Traditional IRA or Roth IRA account, including our privacy policy, fee schedule, commissions, and the FDIC-Insured Deposit Sweep Program. |
| Debit Card Application – Health Savings Account (HSA) | Apply for a Fidelity HSA® debit card to pay for your qualified medical expenses directly from your Fidelity HSA, or, if applicable, eligible expenses as defined in your employer´s benefit plan. |
| Debit Card Application – Health Savings Account (HSA) – For Additional Users | Request additional debit cards for your spouse and/or eligible dependents to use for payment of qualified medical expenses from your Fidelity HSA®, or, if applicable, eligible expenses as defined in your employer´s benefit plan. |
| Defined Contribution Retirement Plan Summary Plan Description (PDF) | Use this form to provide your money purchase and profit sharing plan participants with a summary of the plan. The plan administrator is required to provide the SPD to participants within 120 days after the employer initially established the plan, and for new participants within 90 days after they become a participant. |
| Deposit Slip | Use to make deposits into your Fidelity account. |
| Designated Brokerage Services Reporting Authorization | Allows customers to provide consent for their employers to monitor trading activity on select accounts. |
| Direct Deposit/Debit (PDF)Log In Required | Add direct deposit or direct debit to your brokerage, mutual fund, ABLE, or 529 College Savings Plan account. |
| Disclaimer Certification (PDF) | Certify a document disclaiming inherited assets greater than $100,000. |
| Dividends and Capital Gains Payment Instructions | Update how you can receive dividends and capital gains distributions for your equity and mutual fund holdings. |
| Dollar Cost Averaging – Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity (PDF) | Add or change monthly dollar cost averaging transfers to your Fidelity deferred variable annuity contract. |
| Electronic Delivery Agreement | Give your consent to receive certain financial documents for this account electronically rather than through the U.S. mail. |
| Electronic Funds Transfer (EFT) – Annuities (PDF) | Set up or modify funds transfers between your annuity contract and your bank account or Fidelity nonretirement account. Or update EFT instructions for an existing systematic withdrawal, income payments, or annuity builder program. |
| Electronic Funds Transfer (EFT)Log In Required | Set up or modify funds transfers between your Fidelity account(s) and your bank account. |
| Electronic Trade Confirmations | Update your preferences to receive trade confirmations electronically. |
| Employee Stock Option Notice of Intent and Agreement (PDF) | Request that Fidelity extend credit to you in your account for employee stock options. |
| Estate Account | Open a nonretirement Fidelity account for an estate. Note: Additional documentation is required when opening—call 800-544-6666 to learn more. |
| Exchange, Release, and Distribution Request for Pledged Shares (PDF) | Exchange, release, and/or distribute pledged mutual fund shares. |
| Exchanges in Writing – Annuities (PDF) | Make a one-time exchange between funds/investments in your Fidelity variable income or deferred variable annuity contract. |
| Fidelity 401(k) Plan | Directly rolling over your qualified monies from a previous employer´s retirement plan such as a 401(k) that is currently serviced by Fidelity. Please note if you´re moving an IRA from another firm to a Fidelity IRA, please use Transfer of Assets. |
| Fidelity Account – Collateral Distribution (PDF) | Request a distribution from your Fidelity collateral account. |
| Fidelity Account – Control Agreement (PDF) | Pledge your brokerage nonretirement Fidelity individual or joint account as collateral for a securities-based line of credit with a lender. |
| Fidelity Crypto® Customer Agreement | Terms & Conditions applicable to your account and important information about privacy and fees. |
| Fidelity Crypto® Risk disclosure | Describes various customer risks of holding and investing in digital assets. |
| Fidelity Crypto® Complaints & disclosures | Describes complaint process for customers in New York and Texas, along with disclosures about market data, fees, etc. |
| Fidelity Go® Client Agreement (PDF) | Read terms and conditions under which Fidelity Personal and Workplace Advisors LLC will provide advisory services as part of the Fidelity Go® program. |
| Fidelity Go® Program Fundamentals for Fidelity Personal and Workplace Advisors LLC (PDF) | Read about the qualifications and business practices of Fidelity Personal and Workplace Advisors LLC as well as information about Fidelity Go®. |
| Fidelity Go® Program Fundamentals for Strategic Advisers LLC (PDF) | Read about the qualifications and business practices of Strategic Advisers LLC as well as information about Fidelity Go®. |
| Fidelity Health & Benefits Card Agreement and Disclosure Statement (PDF) | See transactions customers can perform with a Fidelity Health & Benefits Card, as well as customer rights and liabilities concerning card usage and safekeeping. (Formerly NetBenefits AccessCard®) |
| Fidelity HSA® Distribution for a Non-Spouse Individual Beneficiary | Establish a temporary account for the receipt and distribution of assets inherited from a Fidelity Health Savings Account (HSA) as a non-spouse beneficiary. |
| Fidelity HSA® Distribution for an Estate, Trust, Individual with a Guardian/Conservator, or Entity Beneficiary | Establish a temporary account for the receipt and distribution of assets inherited from a Fidelity Health Savings Account (HSA) as a representative of an estate, trust, or entity beneficiary, or as the custodian/guardian/conservator of a minor or an incapacitated individual beneficiary. |
| Fidelity HSA® Debit Card Agreement and Disclosure Statement (PDF) | See transactions customers can perform with a Fidelity HSA® debit card, as well as customer rights and liabilities concerning card usage and safekeeping. |
| Fidelity IRA Beneficiary Distribution – Charity, Foundation or a University (PDF) | Allows an Authorized Party to establish a temporary inherited IRA account for the receipt and distribution of assets inherited from an existing Fidelity IRA. |
| Fidelity Managed FidFolios® Client Agreement (PDF) | Read terms and conditions under which Fidelity Personal and Workplace Advisors LLC will provide advisory services as part of the Fidelity Managed FidFolios® program. |
| Fidelity Managed FidFolios® Program Fundamentals for Fidelity Personal and Workplace Advisors LLC (PDF) | Read about the qualifications and business practices of Fidelity Personal and Workplace Advisors LLC as well as information about Fidelity Managed FidFolios®. |
| Fidelity Managed FidFolios® Program Fundamentals for Strategic Advisers LLC (PDF) | Read about the qualifications and business practices of Strategic Advisers LLC as well as information about Fidelity Managed FidFolios®. |
| Fidelity® Strategic Disciplines Client Agreement (PDF) | Read terms and conditions under which Fidelity Personal and Workplace Advisors LLC will provide advisory services as part of the Fidelity® Strategic Disciplines program. |
| Fidelity® Strategic Disciplines Program Fundamentals for Fidelity Personal and Workplace Advisors LLC (PDF) | Read about the qualifications and business practices of Fidelity Personal and Workplace Advisors LLC as well as information about Fidelity® Strategic Disciplines. |
| Fidelity® Strategic Disciplines Program Fundamentals for Strategic Advisers LLC (PDF) | Read about the qualifications and business practices of Strategic Advisers LLC as well as information about Fidelity® Strategic Disciplines. |
| Fidelity® Wealth Services Client Agreement (PDF) | Read terms and conditions under which Fidelity Personal and Workplace Advisors LLC will provide advisory services as part of the Fidelity Wealth Services program. |
| Fidelity® Wealth Services Program Fundamentals for Fidelity Personal and Workplace LLC (PDF) | Read about the qualifications and business practices of Fidelity Personal and Workplace Advisors LLC as well as information about Fidelity Wealth Services. |
| Fidelity® Wealth Services Program Fundamentals for Strategic Advisers LLC (PDF) | Read about the qualifications and business practices of Strategic Advisers LLC as well as information about Fidelity Wealth Services. |
| Fiduciary Certification – IRA/HSA (PDF) | Add a guardian or conservator (Fiduciary) to an existing Fidelity IRA or HSA account. |
| Fixed Income Reporting Instructions (PDF) | Change how Fidelity calculates and reports certain accruals on your fixed income investments. |
| Gift/Re-register Request for Restricted/Control Securities | Request to gift or re-register control and/or restricted securities. |
| Important Information About Electronic Funds Transfer (EFT) (PDF) | Learn more about the policies governing Electronic Funds Transfer (EFT). |
| Inherited IRA for Entities, Trusts, Minor Inheritors, and Others | Transfer your inherited assets into an IRA or Roth IRA in your name, if you´re the beneficiary of the IRA and the account owner is deceased. |
| Inherited IRA for Non-Spouses | Transfer your inherited assets into an IRA or Roth IRA in your name, if you´re the non-spousal beneficiary of the IRA and the account owner is deceased. |
| Inherited IRA for Spouses | Transfer your inherited assets into an IRA or Roth IRA in your name, if you´re the spousal beneficiary of the IRA and the account owner is deceased. |
| Investment Club Cash Account (PDF) | Identify or update individuals authorized by the Investment Club (i.e., your partnership agreement) to transact business on the account. |
| Investment-Only Retirement Account Application | Open a Fidelity Investment-Only Retirement Account for your small business (formerly known as a Non-Prototype Retirement Account). Learn more |
| Investment-Only Retirement Account – Certification (PDF) | Certify if your Fidelity Investment-Only Retirement Account (also known as the Fidelity Non-Prototype Retirement Account) is trustee-directed or participant-directed. |
| Irrevocable Stock or Bond Power (PDF) | Allow Fidelity to facilitate processing of your certificate(s) for irrevocable stock or bond power. |
| Margin Agreement | Add margin to an existing account. |
| New Rollover IRA – External Rollover | Opening a Rollover IRA to be used for directly rolling over your qualified monies from a previous employer´s retirement plan that is not currently serviced by Fidelity. |
| New Rollover IRA – Internal Rollover | Opening a Rollover IRA to be used for directly rolling over your qualified monies from a previous employer´s retirement plan that is currently serviced by Fidelity. Learn more |
| Non Fidelity 401(k) Plan | Directly rolling over your qualified monies from a previous employer´s retirement plan such as a 401(k) that is not currently serviced by Fidelity. Please note if you´re moving an IRA from another firm to a Fidelity IRA, please use Transfer of Assets. |
| Non-Retirement Brokerage Account for All Account Types Except Individual and Joint | Open a full-featured, low-cost brokerage account that meets the needs of community property, estate, conservator/guardianship, custodial (UGMA/UTMA) or other non-trust accounts. Learn more |
| Non-Retirement Brokerage Account for Individual, Joint Accounts | Open a full-featured, low-cost brokerage account that meets the needs of investors. Learn more |
| One-And-The-Same Letter (PDF) | Notify Fidelity of any slight discrepancies in the way your name is listed on your Fidelity account and the account from which your assets are being transferred. |
| Options ApplicationLog In Required | Add options trading to a new or existing account. |
| Password Reset or Update | Reset or change your password for Fidelity.com, Fidelity NetBenefits, eWorkplace, and the Fidelity phone system. |
| Policies issued after 10/10/2022- Address/Name Change- Term Life Insurance (PDF) | Change name, address, or phone number of a policy owner or authorized individual for your term life insurance policy (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Beneficiaries- Term Life Insurance (PDF) | Add or change the beneficiaries for your term life insurance policy (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Billing- Term Life Insurance (PDF) | Add or change billing information for your term life insurance policy (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Interested Party- Term Life Insurance (PDF) | Grant view-only access to your term life insurance policy to an individual or Interested Party (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Lapse Notice Recipient- Term Life Insurance (PDF) | Designate a third party to receive duplicate notifications of policy cancelation or nonpayment for your term life insurance policy (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Owner Change- Term Life Insurance (PDF) | Change the owner your term life insurance policy (issued after 10/10/2022). |
| Policies issued after 10/10/2022- Power of Attorney- Term Life Insurance (PDF) | Certify the durable power of attorney that granted you the power to act on behalf of a Fidelity policy holder and to indemnify Fidelity. Requires a fully executed durable power of attorney document (issued after 10/10/2022). |
| Policies issued before 10/10/2022- Beneficiaries- Term Life Insurance (PDF) | Add or change the beneficiaries for your term life insurance policy (issued before 10/10/2022). |
| Policies issued before 10/10/2022- Billing- Term Life Insurance (PDF) | Add or change billing information for your term life insurance policy (issued before 10/10/2022). |
| Policies issued before 10/10/2022- Owner and Policy Change- Term Life Insurance (PDF) | Change the address of record, the owner´s or insured´s legal name, or policy ownership for a term life policy (issued before 10/20/2022). |
| Policies issued before 10/10/2022- Power of Attorney- Term Life Insurance (PDF) | Certify the durable power of attorney that granted you the power to act on behalf of a Fidelity policy holder and to indemnify Fidelity. Requires a fully executed durable power of attorney document. (policy issued before 10/10/2022). |
| Power of Attorney (All States Except New York) | Use this durable power of attorney to grant or modify the power of a third party to act on your behalf on one or more Fidelity accounts. |
| Power of Attorney (New York Residents) (PDF) | Use this durable power of attorney to grant or modify the power of a third party to act on your behalf on one or more Fidelity accounts (New York residents only). |
| Power of Attorney - Annuities (All States Except New York) (PDF) | Grant or modify the power of a third party to act on your behalf on one or more Fidelity annuity contracts. |
| Power of Attorney Affidavit and Indemnification | Certify the durable power of attorney that granted you the power to act on behalf of a Fidelity account owner and to indemnify Fidelity. Requires a fully executed durable power of attorney document. |
| Power of Attorney Affidavit and Indemnification – Annuities (PDF) | Certify the durable power of attorney that granted you the power to act on behalf of a Fidelity annuity contract owner and to indemnify Fidelity. Requires a fully executed durable power of attorney document. |
| Power of Attorney – Annuities (New York Residents) (PDF) | Grant or modify the power of a third party to act on your behalf on one or more Fidelity annuity contracts (New York residents only). |
| Power of Attorney – Brighthouse Growth and Income℠ (PDF) | Certify an Attorney-in-Fact for a Brighthouse Growth and Income℠ annuity (contract numbers begin with 83). |
| Power of Attorney – MetLife Growth and Income℠ (PDF) | Certify an Attorney-in-Fact for a MetLife Growth and Income℠ annuity (issued in New York only for contract numbers that begin with 81). |
| Qualified Charitable Distribution – IRA One-Time Withdrawal | Take a one-time, tax-reportable Qualified Charitable Distribution ("QCD") online from a Traditional, Rollover or inactive SEP IRA, or complete a form for those accounts, in addition to Roth, inactive SEP, inactive SIMPLE, or Inherited IRA. |
| Recharacterize IRA Contributions | Complete this form to recharacterize or move all or part of your annual contribution or conversion from one eligible IRA to another. |
| Remove a Joint Account Owner (PDF) | Remove an account owner from a joint account. |
| Reregistration for Non-Retirement Inherited Assets (PDF) | Change ownership of an account due to death to establish a new account or transfer to an existing account and receive the assets. Learn more. |
| Retirement Plan Information Form (PDF) | Instructions for established plans to provide your employer identification number (EIN), plan administrator information, and information about any participants in your plan. |
| Retirement Specialized Investment Request (Including State of Israel Bonds) (PDF) | Participate in a purchase of State of Israel Bonds, Bank Initial Public Offerings (Bank IPOs) that will be trading on a domestic exchange, or a Private Investment in a Public Equity (PIPE) where the underlying individual equity trades on a domestic exchange—for a Fidelity Traditional, Roth, Rollover, SEP, Inherited, Inherited Roth, or SIMPLE IRA; or retirement plan. |
| Return of Excess Contribution Request - Self-Employed 401(k) (PDF) | Request a return of an excess deferral contribution made to your Self-employed 401(k) account. |
| Return of Excess Contribution Request – Health Savings Account (HSA)Log In Required | Request that an excess contribution made to your Fidelity HSA® be returned to you. |
| Return of Excess Contribution – ABLE Account (PDF) | Request that an excess contribution made to your Fidelity ABLE account be returned to you. |
| Return of Excess Contribution – IRA | Request that an excess contribution made to your Traditional IRA, Rollover IRA, or Roth IRA; or an excess direct rollover to an Inherited IRA or Inherited Roth IRA, be returned to you. |
| Return of Excess Contribution – SEP IRA (PDF) | Request that an excess employer contribution made to your SEP IRA be returned to you. |
| Return of Excess Contribution – SIMPLE IRA (PDF) | Request a return of an excess employee elective deferral and/or employer contribution made to a SIMPLE IRA. |
| Return of Mistaken Distribution – Health Savings Account (HSA) (PDF) | Return a qualifying mistaken distribution from your Fidelity HSA®. |
| Rollover – 529 Plan (PDF) | Roll over your 529 plan assets to a Fidelity-managed 529 college savings plan account. |
| Rollover/Transfer Request - ABLE Account (PDF) | Initiate a rollover or program-to-program transfer of ABLE assets to an ABLE account at Fidelity. |
| Roth IRA | Open a Fidelity Roth IRA. |
| Roth IRA Conversion | Request a conversion of all or any part of your Fidelity Traditional, Rollover, SEP, or SIMPLE IRA to a Fidelity Roth IRA. |
| Rule 144 Seller´s Letter for Affiliates (PDF) | Use for certification if you are selling or have sold securities under the Securities Act of 1933. |
| Salary Reduction Agreement – SE 401(k) (PDF) | Indicate the amount you wish to have withheld from your compensation and contributed as a salary deferral contribution to your account in the Fidelity Retirement Plan. You may also change or terminate your existing Salary Reduction Agreement. Learn more. |
| Sales or Legend Removal for Restricted Securities by Non-Affiliates of Issuer (PDF) | Use if you are selling or have sold securities under the Securities Act of 1933. |
| SEC Form 144 (PDF) | Provide notice of proposed sale of securities under Rule 144 under the Securities Act of 1933. |
| Self-Employed 401(k) Account Application | Open a Fidelity Retirement Plan account to trade securities or FundsNetwork® mutual funds through Fidelity Brokerage Services LLC. Learn more. |
| Self-Employed 401k Plan from Fidelity | Contribute to your Fidelity retirement plan. |
| SEP IRA | Open a Fidelity Simplified Employee Pension Plan (SEP) IRA. Learn more |
| SIMPLE IRA | Open a Fidelity Savings Investment Match Plan for your Employees (SIMPLE) IRA. |
| SIMPLE IRA - Remove Terminated Participants (PDF) | Remove a terminated participant from your company´s SIMPLE IRA plan. |
| SIMPLE IRA – Plan Maintenance (PDF) | Request maintenance on your current Fidelity SIMPLE IRA Plan. |
| Special Tax 83(b) Election (PDF) | Complete an IRS Section 83(b) election. |
| Spousal Claim Form (PDF) | Move assets from a Fidelity IRA that you have inherited from your spouse to your existing IRA or an Inherited IRA. |
SPS Executive Services Form 144 Consent Letter (PDF) | Authorize Fidelity SPS Executive Services to file SEC Form 144 on your behalf. |
| SSN or TIN Certification | Update your Social Security number or taxpayer ID number and backup withholding status. |
| Standing Payment Instructions - ABLE Account (PDF) | Establish or change standing payment instructions on your ABLE Account. |
| Standing Payment Instructions – 529 Plan | Establish or change standing payment instructions on your 529 college savings plan account. |
| Standing Transfer Instructions (PDF) | Establish standing transfer instructions to another Fidelity brokerage account registered in someone else´s name. |
| Statements | Access your current monthly/quarterly account statements, year-end investment reports, trade confirmations, tax forms, and other account-related documents. |
| Statements – Combined Mailings (PDF) | Reduce mail volume by combining multiple accounts at the same address for statement and account mailing purposes. |
| Statements – Duplicate | Authorize Fidelity to send duplicate trade confirmations and/or statements of your account(s) to another individual (Interested Party) or to revoke a prior authorization. |
| Statements – Request Duplicate for Annuities | Authorize Fidelity to send duplicate statements and transaction confirmations, and grant view-only access via Fidelity.com to another individual for your annuity contract(s). |
| Successor Participant – 529 Plan | Designate a successor participant and/or contingent successor participant for your 529 college savings plan. |
| Supporting Information for Form 990-T Filing (PDF) | Provide additional information that can be used to ensure a complete Form 990-T filing, including carry forward losses and previously used EIN. This form is optional; if you do not have information to provide, then you do not have to return this form to Fidelity. Mail completed forms to: Fidelity Investments, PO Box 770001, Cincinnati, OH 45277-0060. |
| Systematic Withdrawal – Brighthouse Growth and Income℠ Annuity (PDF) | Establish, update, or delete a systematic withdrawal program for a Brighthouse Growth and Income℠ annuity (contract numbers begin with 83). |
| Systematic Withdrawal – Fidelity Fixed Deferred Retirement Annuity (PDF) | Establish, update, or delete a systematic withdrawal program for a Fidelity Fixed Deferred Retirement Annuity contract. |
| Systematic Withdrawal – Fidelity Growth and Guaranteed Income® Annuities (PDF) | Establish, update, or delete a systematic withdrawal program for a Fidelity Growth and Guaranteed Income® annuity contract. |
| Systematic Withdrawal – Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity (PDF) | Establish, update, or delete a systematic withdrawal program for a Fidelity Personal Retirement Annuity® or Fidelity Retirement Reserves® annuity contract. |
| Systematic Withdrawal – MetLife Growth and Income℠ Annuity (PDF) | Establish, update, or delete a systematic withdrawal program for a MetLife Growth and Income℠ annuity (issued in New York only for contract numbers that begin with 81). |
| Tax FormsLog In Required | Get your tax forms or find out when they will be available. |
| Terms and Conditions (PDF) | Read the terms and conditions for the Fidelity ABLE account. |
| Terms and Conditions (PDF) | Read the terms and conditions for our Traditional IRA, Rollover IRA, Roth IRA, or SEP IRA accounts. |
| Terms and Conditions (PDF) | Read the terms and conditions for the Fidelity® Cash Management Account or The Fidelity Account®. |
| Traditional IRA | Open a Fidelity Traditional IRA. Learn more |
| Transfer Between Fidelity Accounts (PDF) | Transfer assets between existing Fidelity accounts. |
| Transfer Due to Divorce—IRA/HSA (PDF) | Transfer assets from a Fidelity IRA, or HSA, to the same type of account of an ex-spouse as a result of a divorce decree or legal separation. |
| Transfer of Assets | Move some or all assets from another firm to Fidelity. |
| Transfer Request – Stock Plan Services (PDF) | Request transactions of stock plan services designated accounts when the Automated Customer Account Transfer Service (ACATS) is unavailable. |
| Transfer Shares as a Gift-Nonretirement (PDF) | Transfer shares of stock, bonds, or publicly traded or other DTC-eligible securities to a non-Fidelity account as a gift. |
| Trust - Fidelity® Cash Management Account (PDF) | Open a Fidelity® Cash Management Account for a trust. Learn more |
| Trust Account | Open a nonretirement Fidelity account for a trust. |
| Trusted ContactLog In Required | Designate a primary and alternate trusted contact for your Fidelity account(s). |
| Trustee Certification – Adding or Removing Trustees (PDF) | Add or remove a trustee(s) on your Fidelity brokerage or mutual fund only Trust, FCMA, 529, or Investment-Only account. |
| Trustee Certification – Brighthouse Growth and Income℠ Annuity (PDF) | Use in situations where the trustee(s) need to be changed or a grantor trust is the owner of the product issued by one of the specified insurance companies for a Brighthouse Growth and Income℠ annuity (contract numbers begin with 83). |
| Trustee Certification – MetLife Growth and Income℠ Annuity (PDF) | Use in situations where the trustee(s) need to be changed or a grantor trust is the owner of the product issued by one of the specified insurance companies for a MetLife Growth and Income℠ annuity (issued only in New York for contract numbers that begin with 81). |
| Understanding Your Form 1099-R (PDF) | Use as a guide to understand Form 1099-R, which Fidelity is required to send whenever money has been distributed from an annuity contract. |
| Visa Signature® - Fidelity Investments 529 College Rewards® Visa Signature® Card | Apply for the Fidelity Investments 529 College Rewards® Visa Signature® Card. |
| Visa Signature® - Fidelity® Rewards Visa Signature® Card | Apply for the Fidelity Rewards® Visa Signature® Card. |
| W-8 – Certificate of Foreign Status | Certify an account that is held by a nonresident alien or a foreign entity, as required for U.S. tax withholding purposes on income earned in the account. |
| W-8BEN Affidavit | Non-Resident Alien (NRA) clients requesting to adjust NRA withholdings to reflect a new or updated treaty for individual client accounts to receive a refund of amounts withheld over and above their applicable tax treaty rate. |
| W-8BEN-E Affidavit | Non-Resident Alien (NRA) clients requesting to adjust NRA withholdings to reflect a new or updated treaty for entity accounts to receive a refund of amounts withheld over and above their applicable tax treaty rate. |
| W-8IMY Affidavit | Non-Resident Alien (NRA) clients requesting to adjust NRA withholdings to reflect a new or updated treaty for foreign intermediary or foreign flowthrough entity accounts to receive a refund of amounts withheld over and above their applicable tax treaty rate. |
| W-9 Substitute | Certify your taxpayer ID number (TIN) and your backup withholding status for a Fidelity account, if you are a U.S. person (includes resident aliens). |
| W-9 Substitute – Annuities | Certify your taxpayer ID number (TIN) and your backup withholding status for a Fidelity annuity contract, if you are a U.S. person (includes resident aliens). |
| W4-P Substitute – Annuities (PDF) | Update Federal withholding for your income payments on a Fidelity income annuity contract. |
| Web Access – Fidelity Insurance Network (PDF) | Authorize Fidelity to grant view-only access of Fidelity Insurance Network contracts via Fidelity.com to an individual or Interested Party. |
| Withdrawal (One-Time) - ABLE Account | Request a one-time distribution from a Fidelity ABLE account. |
| Withdrawal (One-Time) – Brighthouse Growth and Income℠ Annuity (PDF) | Make a one-time withdrawal from, or surrender your Brighthouse Growth and Income℠ annuity (contract numbers begin with 83). |
| Withdrawal (One-Time) – Fidelity Fixed Deferred Retirement Annuity(PDF) | Make a one-time withdrawal from, or surrender your Fidelity Fixed Deferred Retirement Annuity contract. |
| Withdrawal (One-Time) – Fidelity Growth and Guaranteed Income® (PDF) | Make a one-time withdrawal from, or surrender your Fidelity Growth and Guaranteed Income® annuity contract. |
| Withdrawal (One-Time) – Fidelity Income Advantage® and Fidelity Freedom Lifetime Income® Annuity (PDF) | Make a one-time withdrawal from, or surrender your Fidelity Income Advantage® and Fidelity Freedom Lifetime Income® Annuity contract. |
| Withdrawal (One-Time) – Fidelity Personal Retirement Annuity® and Fidelity Retirement Reserves® Annuity | Make a one-time withdrawal from, or surrender your Fidelity Personal Retirement Annuity® or Fidelity Retirement Reserves® annuity contract. |
| Withdrawal (One-Time) – Health Savings Account (HSA) | Request a one-time distribution from your Fidelity Health Savings Account. |
| Withdrawal (One-Time) – MetLife Growth and Income℠ Annuity (PDF) | Make a one-time withdrawal from, or surrender your MetLife Growth and Income℠ annuity (issued only in New York for contract numbers that begin with 81). |
| Withdrawal (One-Time) – Non-Retirement AccountLog In Required | Make a one-time withdrawal from your nonretirement brokerage account or Mutual Fund Only account. |
| Withdrawal – Investment-Only Retirement Account (PDF) | Request a sale of a Fidelity mutual fund and subsequent withdrawal of cash from your Fidelity Investment-Only Retirement Account (formerly known as a Non-Prototype Retirement Account). |
| Withdrawal – One-Time From IRA | Take a one-time, tax-reportable distribution from a Fidelity Traditional, Rollover, Roth, SEP, SIMPLE, or Inherited IRA. |
| Withdrawals (One-Time) – Retirement Plan (Keogh) (PDF) | Request a one-time immediate distribution; a direct rollover to a qualified plan, IRA, or Inherited IRA; or a qualified or direct conversion to a Roth IRA from your Fidelity Retirement Plan, SE 401(k), Profit-Sharing, or Money-Purchase Plan account. |
| Withdrawals – 529 Plan | Make a one-time withdrawal (either full or partial) from a 529 college savings plan account. |
| Written Statement of Unauthorized Debit (PDF) | Request the return of an unauthorized third-party debit from your Fidelity account. |
