All New Issue Offerings
Through established relationships with multiple underwriters, Fidelity customers have access to a wide-array of new issue offerings.
| 2024 Offering | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| Anteris Technologies Global Corp | 12/12/2024 | $6.00 | AVR | IPO | TD Cowen, Barclays, Cantor Fitzgerald | TD Cowen |
| Amer Sports, Inc. | 12/04/2024 | $23.00 | AS | ADD-ON | BofA Merrill Lynch, JP Morgan | Evercore ISI |
| zSpace, Inc. | 12/04/2024 | $5.00 | ZSPC | IPO | Roth Capital, Northland Capital Markets | Roth Capital |
| Brazil Potash Corp. | 11/26/2024 | $15.00 | GRO | IPO | Cantor Fitzgerald, Bradesco BBI | Cantor Fitzgerald |
| OneStream, Inc. | 11/14/2024 | $31.00 | OS | ADD-ON | Morgan Stanley, Goldman Sachs, KKR | KKR |
| Vera Therapeutics, Inc. | 10/29/2024 | $42.00 | VERA | ADD-ON | JP Morgan, Goldman Sachs, Evercore ISI, Cantor | Evercore ISI |
| Septerna, Inc. | 10/24/2024 | $18.00 | SEPN | IPO | JP Morgan, TD Cowen, Cantor, Wells Fargo | Cantor Fitzgerald |
| Ingram Micro Holding Corp | 10/23/2024 | $22.00 | INGM | IPO | Morgan Stanley, Goldman Sachs, JP Morgan | Evercore ISI |
| KinderCare Learning Companies, Inc. | 10/08/2024 | $24.00 | KLC | IPO | Goldman Sachs, Morgan Stanley | BMO Capital Markets |
| BingEx Limited | 10/03/2024 | $16.50 | FLX | IPO | Deutsche Bank, CICC, CLSA | Deutsche Bank |
| Chain Bridge Bancorp, Inc. | 10/03/2024 | $22.00 | CBNA | IPO | Piper Sandler, Raymond James, Hovde Group | Piper Sandler |
| The Pennant Group, Inc. | 10/02/2024 | $31.00 | PNTG | ADD-ON | Citigroup, Truist Securities | Truist Securities |
| StandardAero, Inc. | 10/01/2024 | $24.00 | SARO | IPO | JP Morgan, Morgan Stanley | Santander |
| Wave Life Sciences Ltd. | 09/25/2024 | $8.00 | WVE | ADD-ON | JP Morgan, Leerink Partners | Truist Securities |
| BKV Corporation | 09/25/2024 | $18.00 | BKV | IPO | Citigroup, Barclays, Evercore ISI, Jefferies, Mizuho | Evercore ISI |
| Guardian Pharmacy Services, Inc. | 09/25/2024 | $14.00 | GRDN | IPO | Raymond James, Stephens Inc., Truist Securities | Truist Securities |
| Ascendis Pharma A/S | 09/19/2024 | $150.00 | ASND | ADD-ON | JP Morgan, Morgan Stanley, Evercore ISI, Goldman Sachs | Evercore ISI |
| Bicara Therapeutics, Inc. | 09/12/2024 | $18.00 | BCAX | IPO | Morgan Stanley, TD Cowen, Cantor, Stifel | Cantor Fitzgerald |
| PACS Group, Inc. | 09/05/2024 | $36.25 | PACS | ADD-ON | Citigroup, JP Morgan, Truist Securities | Truist Securities |
| Life Time Group Holdings, Inc. | 08/12/2024 | $21.75 | LTH | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Wells Fargo | Evercore ISI |
| LATAM Airlines Group S.A. | 07/24/2024 | $24.00 | LTM | ADD-ON | Citigroup, Santander, JP Morgan | Santander |
| Concentra Group Holdings Parent, Inc. | 07/24/2024 | $23.50 | CON | IPO | JP Morgan, Goldman Sachs, BofA Merrill Lynch | Truist Securities |
| Lineage, Inc. | 07/24/2024 | $78.00 | LINE | IPO | Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, JP Morgan, Wells Fargo | Truist Securities |
| OneStream, Inc. | 07/23/2024 | $20.00 | OS | IPO | Morgan Stanley, JP Morgan, KKR | KKR |
| Artiva Biotherapeutics, Inc. | 07/18/2024 | $12.00 | ARTV | IPO | Jeffries, TD Cowen, Cantor, Wedbush PacGrow, Needham & Company | Jefferies |
| Ardent Health Partners, LLC | 07/17/2024 | $16.00 | ARDT | IPO | JP Morgan, BofA Merrill Lynch, Morgan Stanley | Truist Securities |
| Alumis Inc. | 06/28/2024 | $16.00 | ALMS | IPO | Morgan Stanley, Leerink Partners, Cantor, Guggenheim Securities | Cantor Fitzgerald |
| Abacus Life, Inc. | 06/20/2024 | $8.00 | ABL | ADD-ON | Piper Sandler, TD Securities, B. Riley Securities, KKR | KKR |
| Gauzy Ltd. | 06/05/2024 | $17.00 | GAUZ | IPO | Barclays, TD Cowen, Stifel, B. Riley Securities, Beech Hill Securities | Barclays |
| Fidelis Insurance Holdings Limited | 05/22/2024 | $16.00 | FIHL | ADD-ON | Barclays, JP Morgan, Goldman Sachs | Evercore ISI |
| Kayne Anderson BDC, Inc. | 05/21/2024 | $16.63 | KBDC | IPO | Morgan Stanley, BofA Merrill Lynch, Wells Fargo, RBC Capital Markets, UBS, Stifel | UBS |
| Kenvue Inc. | 05/14/2024 | $20.00 | KVUE | ADD-ON | Goldman Sachs, JP Morgan, BofA Merrill Lynch | Goldman Sachs |
| ZEEKR Intelligent Technology Holding Limited | 05/09/2024 | $21.00 | ZK | IPO | Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, CICC | Santander |
| Silvaco Group, Inc. | 05/08/2024 | $19.00 | SVCO | IPO | Jefferies, TD Cowen | Jefferies |
| Rubrik, Inc | 04/24/2024 | $32.00 | RBRK | IPO | Goldman Sachs, Guggenheim Securities, KeyBanc, Capital One Securities, Mizuho Securities, Barclays, Truist Securites, Cantor, Wedbush PacGrow, Citigroup, BMO Capital Markets, Deutsche Bank, CIBC, SMBC Nikko | Truist Securities |
| PACS Group, Inc. | 04/10/2024 | $21.00 | PACS | IPO | Citigroup, JP Morgan, Truist Securites, RBC Capital Markets, Goldman Sachs, Stephens, KeyBanc, Oppenheimer & Co, Regions Securities | Truist Securities |
| Auna S.A. | 03/21/2024 | $12.00 | AUNA | IPO | Morgan Stanley, JP Morgan BTG Pactual, Santander | Santander |
| Reddit, Inc. | 03/20/2024 | $34.00 | RDDT | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, BofA Merill Lynch | Morgan Stanley |
| Viking Therapeutics, Inc. | 02/28/2024 | $85.00 | VKTX | ADD-ON | William Blair, Raymond James | Truist Securities |
| Kratos Defense & Security Solutions, Inc. | 02/22/2024 | $18.00 | KTOS | ADD-ON | Barid, RBC Capital Markets, Truist Securities, B. Riley Securities, Raymond James | Truist Securities |
| American Healthcare REIT, Inc. | 02/06/2024 | $12.00 | AHR | IPO | BofA Securities, Morgan Stanley, KeyBanc, Citigroup, RBC Capital Markets, Barclays, Truist Securities | Truist Securities |
| BrightSpring Health Services, Inc. | 01/25/2024 | $13.00 | BTSG | IPO | Goldman Sachs, KKR, Jefferies, Morgan Stanley, UBS, BofA Merrill Lynch, Guggenheim Securities, Leerink Partners | KKR |
| Nuveen Churchill Direct Lending Corp | 01/24/2024 | $18.05 | NCDL | IPO | BofA Merrill Lynch, UBS, Morgan Stanley, Wells Fargo Securities, Keefe Bruyette & Woods, JMP Securities, Truist Securities | Truist Securities |
| CG Oncology, Inc. | 01/24/2024 | $15.00 | CGON | IPO | Morgan Stanley, Goldman Sachs, Cantor Fitzgerald | Cantor Fitzgerald |
| Palmer Square Capital BDC Inc. | 01/17/2024 | $16.45 | PSBD | IPO | JP Morgan, BofA Merrill Lynch, RBC Capital Markets, UBS Investment Bank, Citigroup | JP Morgan |
| 2023 Offering | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| ZKH Group | 12/14/2023 | $15.50 | ZKH | IPO | Deutsche Bank, China Renaissance, CICC | Deutsche Bank |
| EyePoint Pharmaceuticals | 12/05/2023 | $17.00 | EYPT | ADD-ON | JP Morgan, TD Cowen, Guggenheim Securities | JP Morgan |
| Shimmick Corporation | 11/13/2023 | $7.00 | SHIM | IPO | Roth Capital | Roth Capital |
| Cargo Therapeutics | 11/09/2023 | $15.00 | CRGX | IPO | JP Morgan, Jefferies, TD Cowen, Truist Securities | Truist Securities |
| Mach Natural Resources | 10/24/2023 | $19.00 | MNR | IPO | Stifel, Raymond James | Stifel, Nicolaus & Company |
| Adlai Nortye | 09/28/2023 | $23.00 | ANL | IPO | Cantor Fitzgerald | Cantor Fitzgerald |
| Klaviyo | 09/19/2023 | $30.00 | KVYO | IPO | Goldman Sachs, Morgan Stanley, Citigroup | Truist Securities |
| RayzeBio | 09/14/2023 | $18.00 | RYZB | IPO | JP Morgan, Jefferies, Evercore ISI, Truist Securities | Truist Securities |
| QuantumScape | 08/03/2023 | $8.00 | QS | IPO | Evercore ISI, Morgan Stanley | Evercore ISI |
| Apogee Therapeutics | 07/13/2023 | $17.00 | APGE | IPO | Jefferies, TD Cowen, Stifel, Guggenheim Securities, Wedbush PacGrow | Jefferies |
| Kodiak Gas Services | 06/28/2023 | $16.00 | KGS | IPO | Goldman Sachs, JP Morgan | Truist Securities |
| Savers Value Village | 06/28/2023 | $18.00 | SVV | IPO | JP Morgan, Jefferies, Goldman Sachs, UBS | KKR |
| Hannon Armstrong Sustainable Infrastructure Capital | 05/24/2023 | $23.00 | HASI | ADD-ON | JP Morgan, BofA Merrill Lynch, Goldman Sachs | Truist Securities |
| Gates Industrial | 05/17/2023 | $11.75 | GTES | ADD-ON | Citigroup, Evercore ISI, Goldman Sachs | Citigroup |
| Enlight Renewable Energy | 02/09/2023 | $18.00 | ENLT | IPO | JP Morgan, BofA Merrill Lynch, Barclays | Credit Suisse |
| Mineralys Therapeutics | 02/09/2023 | $16.00 | MLYS | IPO | BofA Merrill Lynch, Evercore ISI, Stifel, Credit Suisse, Guggenheim Securities, Wells Fargo | Credit Suisse |
| Hesai Group | 02/08/2023 | $19.00 | HSAI | IPO | Goldman Sachs, Morgan Stanley, Credit Suisse | Credit Suisse |
| Nextracker | 02/08/2023 | $24.00 | NXT | IPO | JP Morgan, BofA Merrill Lynch | Truist Securities |
| Structure Therapeuticst | 02/02/2023 | $15.00 | GPCR | IPO | Jefferies, SVB Leerink, Guggenheim Securities, BMO Capital Markets | Jefferies |
| Skyward Specialty Insurance Group | 01/12/2023 | $15.00 | SKWD | IPO | Barclays, Keefe Bruyette & Woods, Piper Sandler, JMP Securities, Truist Securities, Raymond James | Truist Securities |
| Biote | 01/04/2023 | $3.00 | BTMD | ADD-ON | Truist Securities, Cowen and Company, Roth Capital | Truist Securities |
| 2022 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| Prothena Corporation | 12/14/2022 | $56.50 | PRTA | ADD-ON | Jefferies, Evercore ISI, Cantor Fitzgerald | Jefferies |
| Laureate Education | 11/17/2022 | $9.75 | LAUR | ADD-ON | Goldman Sachs, BTIG | BMO Capital Markets |
| Privia Health Group | 11/16/2022 | $23.50 | PRVA | ADD-ON | Goldman Sachs, Credit Suisse, William Blair, Jefferies | Credit Suisse |
| Alight | 11/14/2022 | $7.75 | ALIT | ADD-ON | JP Morgan, Credit Suisse | Credit Suisse |
| Acrivon Therapeutics | 11/14/2022 | $12.50 | ACRV | IPO | Morgan Stanley, Jefferies, Cowen and Company, Piper Sandler | Jefferies |
| Crescent Energy | 09/08/2022 | $15.00 | CRGY | ADD-ON | Credit Suisse, KKR, Wells Fargo, JP Morgan | Credit Suisse |
| Bloom Energy | 08/16/2022 | $26.00 | BE | ADD-ON | JP Morgan, Morgan Stanley, BofA Merrill Lynch | Credit Suisse |
| Sovos Brands | 08/10/2022 | $14.00 | SOVO | ADD-ON | JP Morgan, Goldman Sachs, BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| Ivanhoe Electric | 06/27/2022 | $11.75 | IE | IPO | BMO Capital Markets, Jefferies, JP Morgan | BMO Capital Markets |
| Concert Pharmaceuticals | 06/01/2022 | $4.75 | CNCE | ADD-ON | Jefferies, Truist Securities | Truist |
| Bausch & Lomb | 05/05/2022 | $18.00 | BLCO | IPO | Morgan Stanley, Goldman Sachs | Truist |
| AN2 Therapeutics | 03/24/2022 | $15.00 | ANTX | IPO | Cowen and Company, SVB Leerink, Evercore ISI, Oppenheimer & Co | Cowen and Company |
| Core & Main | 01/05/2022 | $26.00 | CNM | ADD-ON | Goldman Sachs, Credit Suisse, JP Morgan | Credit Suisse |
| 2021 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| Ecovyst | 11/18/2021 | $9.50 | ECVT | ADD-ON | Citigroup, Deutsche Bank, Credit Suisse | Credit Suisse |
| Privia Health Group | 11/18/2021 | $29.00 | PRVA | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| AG Mortgage Investment Trust | 11/17/2021 | $10.25 | MITT | ADD-ON | Credit Suisse, Citigroup | Credit Suisse |
| Definitive Healthcare | 11/17/2021 | $36.00 | DH | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| Postal Realty Trust | 11/16/2021 | $17.00 | PSTL | ADD-ON | JP Morgan, Stifel | Truist Securities |
| Mynaric | 11/11/2021 | $16.50 | MYNA | IPO | Credit Suisse, Jefferies | Credit Suisse |
| Backblaze | 11/10/2021 | $16.00 | BLZE | IPO | Oppenheimer & Co, William Blair | Oppenheimer & Co |
| Diversey Holdings | 11/10/2021 | $15.00 | DSEY | ADD-ON | Citigroup, Morgan Stanley, Credit Suisse, BofA Merrill Lynch, Barclays, Goldman Sachs, Jefferies, RBC Capital Markets, UBS, Baird | Credit Suisse |
| First Advantage | 11/10/2021 | $20.00 | FA | ADD-ON | Barclays, BofA Merrill Lynch, Citigroup, Evercore ISI, RBC Capital Markets, Stifel, HSBC, KKR | KKR |
| KnowBe4 | 11/10/2021 | $25.75 | KNBE | ADD-ON | Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, KKR | KKR |
| SiTime Corporation | 11/09/2021 | $225.00 | SITM | ADD-ON | Barclays, Credit Suisse, Stifel | Credit Suisse |
| Hertz Global Holdings | 11/08/2021 | $29.00 | HTZ | IPO | Goldman Sachs, JP Morgan, Morgan Stanley | Guggenheim Securities |
| Qualtrics International | 11/04/2021 | $42.00 | XM | ADD-ON | Goldman Sachs, HSBC | Truist Securities |
| Real Good Food Company | 11/04/2021 | $12.00 | RGF | IPO | Jefferies, William Blair, Truist Securities | Jefferies |
| MDxHealth | 11/03/2021 | $12.00 | MDXH | IPO | Piper Sandler, Oppenheimer & Co | Piper Sandler |
| Aura Biosciences | 10/28/2021 | $14.00 | AURA | IPO | Cowen and Company, SVB Leerink, Evercore ISI | Cowen and Company |
| Fluence Energy | 10/28/2021 | $28.00 | FLNC | IPO | JP Morgan, Morgan Stanley | Credit Suisse |
| HireRight Holdings | 10/28/2021 | $19.00 | HRT | IPO | Credit Suisse, Goldman Sachs | Credit Suisse |
| GLOBALFOUNDRIES | 10/27/2021 | $47.00 | GFS | IPO | Morgan Stanley, JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup | Credit Suisse |
| Solo Brands | 10/27/2021 | $17.00 | DTC | IPO | BofA Merrill Lynch, JP Morgan, Jefferies, Citigroup, Credit Suisse, Piper Sandler, William Blair | Credit Suisse |
| Arteris | 10/26/2021 | $14.00 | AIP | IPO | Jefferies, Cowen and Company, BMO Capital Markets | Credit Suisse |
| Informatica | 10/26/2021 | $29.00 | INFA | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Rent the Runway | 10/26/2021 | $21.00 | RENT | IPO | Goldman Sachs, Morgan Stanley, Barclays | Credit Suisse |
| Enfusion | 10/20/2021 | $17.00 | ENFN | IPO | Morgan Stanley, Goldman Sachs | Credit Suisse |
| The Vita Coco Company | 10/20/2021 | $15.00 | COCO | IPO | Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Evercore ISI | Credit Suisse |
| Ventyx Biosciences | 10/20/2021 | $16.00 | VTYX | IPO | Jefferies, Evercore ISI, Piper Sandler | Jefferies |
| Duckhorn Portfolio | 10/14/2021 | $20.50 | NAPA | ADD-ON | JP Morgan, Credit Suisse, Jefferies | Credit Suisse |
| MiNK Therapeutics | 10/14/2021 | $12.00 | INKT | IPO | Evercore ISI, William Blair | Evercore ISI |
| Lucid Diagnostics | 10/13/2021 | $14.00 | LUCD | IPO | Cantor Fitzgerald, Canaccord Genuity | Cantor Fitzgerald |
| Sarepta Therapeutics | 10/13/2021 | $81.00 | SRPT | ADD-ON | Goldman Sachs, JP Morgan, Morgan Stanley, Credit Suisse | Credit Suisse |
| AvidXchange | 10/12/2021 | $25.00 | AVDX | IPO | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Barclays, Credit Suisse, KeyBanc Capital Markets, Deutsche Bank, Piper Sandler | Credit Suisse |
| Pyxis Oncology | 10/07/2021 | $16.00 | PYXS | IPO | BofA Merrill Lynch, Jefferies, Credit Suisse, William Blair | Credit Suisse |
| Theseus Pharmaceuticals | 10/06/2021 | $16.00 | THRX | IPO | Jefferies, SVB Leerink, Cantor Fitzgerald | Jefferies |
| Nuvei Corporation | 10/05/2021 | $123.14 | NVEI | IPO | Goldman Sachs, Credit Suisse, JP Morgan | Credit Suisse |
| TDCX | 09/30/2021 | $18.00 | TDCX | IPO | Goldman Sachs, Credit Suisse | Credit Suisse |
| Clearwater Analytics Holdings | 09/23/2021 | $18.00 | CWAN | IPO | Goldman Sachs, JP Morgan, Morgan Stanley, Credit Suisse, RBC Capital Markets, Wells Fargo, Oppenheimer & Co, Piper Sandler, William Blair | Credit Suisse |
| Argo Blockchain | 09/22/2021 | $15.00 | ARBK | IPO | Jefferies, Barclays | Jefferies |
| Brilliant Earth Group | 09/22/2021 | $12.00 | BRLT | IPO | JP Morgan, Credit Suisse, Jefferies, Cowan and Company | Credit Suisse |
| Sovos Brands | 09/22/2021 | $12.00 | SOVO | IPO | JP Morgan, Goldman Sachs, BofA Merrill Lynch | Credit Suisse |
| a.k.a. Brands Holding Corp | 09/21/2021 | $11.00 | AKA | IPO | BofA Merrill Lynch, Credit Suisse, Jefferies | Credit Suisse |
| Enact Holdings | 09/15/2021 | $19.00 | ACT | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| FIGS | 09/15/2021 | $40.25 | FIGS | ADD-ON | Goldman Sachs, Morgan Stanley, Barclays, Credit Suisse | Credit Suisse |
| Academy Sports and Outdoors | 09/14/2021 | $44.75 | ASO | ADD-ON | Credit Suisse, BofA Merrill Lynch | Credit Suisse |
| Definitive Healthcare | 09/14/2021 | $27.00 | DH | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| On Holdings | 09/14/2021 | $24.00 | ONON | IPO | Goldman Sachs, Morgan Stanley, JP Morgan | Credit Suisse |
| Thoughtworks Holding | 09/14/2021 | $21.00 | TWKS | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Maravai LifeSciences | 09/09/2021 | $50.00 | MRVI | ADD-ON | Morgan Stanley, Jefferies, Goldman Sachs | Credit Suisse |
| Certara | 09/08/2021 | $31.00 | CERT | ADD-ON | Jefferies, Morgan Stanley, BofA Merrill Lynch | Credit Suisse |
| Gates Industrial Corporation | 08/11/2021 | $16.00 | GTES | ADD-ON | Citigroup, Evercore ISI | Credit Suisse |
| KnowBe4 | 08/11/2021 | $20.75 | KNBE | ADD-ON | Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, KKR | KKR |
| Southern States Bancshares | 08/11/2021 | $19.00 | SSBK | IPO | Keefe Bruyette & Woods, Truist Securities | Truist Securities |
| Eliem Therapeutics | 08/09/2021 | $12.50 | ELYM | IPO | SVB Leerink, Evercore ISI, Stifel, Guggenheim Securities | SVB Leerink |
| Driven Brands Holdings | 08/04/2021 | $29.50 | DRVN | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Barclays | Credit Suisse |
| European Wax Center | 08/04/2021 | $17.00 | EWCZ | IPO | Morgan Stanley, BofA Merrill Lynch, Jefferies, Citigroup, Guggenheim Securities, Truist Securities, Baird | Truist Securities |
| Weber | 08/04/2021 | $14.00 | WEBR | IPO | Goldman Sachs, BofA Merrill Lynch, JP Morgan, BMO Capital Markets, Citigroup, UBS, Wells Fargo, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Traeger | 07/29/2021 | $18.00 | COOK | IPO | Morgan Stanley, Jeffries, Baird, William Blair | Credit Suisse |
| Icosavax | 07/28/2021 | $15.00 | ICVX | IPO | Jeffries, Cowen and Company, Evercore ISI, William Blair | Jefferies |
| Rallybio Corporation | 07/28/2021 | $13.00 | RLYB | IPO | Jeffries, Cowen and Company, Evercore ISI | Jefferies |
| Riskified | 07/28/2021 | $21.00 | RSKD | IPO | Goldman Sachs, JP Morgan, Credit Suisse | Credit Suisse |
| Independence Realty Trust | 07/27/2021 | $17.75 | IRT | ADD-ON | Barclays, BMO Capital Markets, Citigroup | Truist Securities |
| MeridianLink | 07/27/2021 | $26.00 | MLNK | IPO | BofA Merrill Lynch, Credit Suisse, Barclays | Credit Suisse |
| PowerSchool Holdings | 07/27/2021 | $18.00 | PWSC | IPO | Goldman Sachs, Barclays, Credit Suisse, UBS | Credit Suisse |
| Candel Therapeutics | 07/26/2021 | $8.00 | CADL | IPO | Jeffries, Credit Suisse, BMO Capital Markets, UBS | Credit Suisse |
| Core & Main | 07/22/2021 | $20.00 | CNM | IPO | Goldman Sachs, Credit Suisse, JP Morgan | Credit Suisse |
| Gambling.com Group | 07/22/2021 | $8.00 | GAMB | IPO | Jeffries, Stifel, Truist Securities | Truist Securities |
| Sophia Genetics | 07/22/2021 | $18.00 | SOPH | IPO | JP Morgan, Morgan Stanley, Cowen and Company, Credit Suisse | Credit Suisse |
| AbSci Corp | 07/21/2021 | $16.00 | ABSI | IPO | JP Morgan, Credit Suisse, BofA Merrill Lynch, Cowen and Company, Stifel | Credit Suisse |
| Paycor HCM | 07/20/2021 | $23.00 | PYCR | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Blend Labs | 07/15/2021 | $18.00 | BLND | IPO | Goldman Sachs, Allen & Company LLC, Wells Fargo | Truist Securities |
| Stevanato Group | 07/15/2021 | $21.00 | STVN | IPO | Morgan Stanley, BofA Merrill Lynch, Jeffries | KeyBanc Capital Markets |
| Phillips Edison & Company | 07/14/2021 | $28.00 | PECO | IPO | Morgan Stanley, BofA Merrill Lynch, JP Morgan, BMO Capital Markets, Goldman Sachs, KeyBanc Capital Markets, Mizuho Securities, Wells Fargo | KeyBanc Capital Markets |
| EverCommerce Inc | 06/30/2021 | $17.00 | EVCM | IPO | Goldman Sachs, JP Morgan, RBC Capital Markets, KKR | KKR |
| Krispy Kreme | 06/30/2021 | $17.00 | DNUT | IPO | JP Morgan, Morgan Stanley, Citigroup, BofA Merrill Lynch | Truist Securities |
| Aerovate Therapeutics | 06/29/2021 | $14.00 | AVTE | IPO | Jeffries, Cowen and Company, Evercore ISI | Jeffries |
| Intapp | 06/29/2021 | $26.00 | INTA | IPO | JP Morgan, BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| LegalZoom | 06/29/2021 | $28.00 | LZ | IPO | JP Morgan, Morgan Stanley, Barclays | Credit Suisse |
| Confluent | 06/23/2021 | $36.00 | CFLT | IPO | Morgan Stanley, JP Morgan, Goldman Sachs, Citigroup, BofA Merrill Lynch, Credit Suisse, Barclays, Deutsche Bank, UBS, Wells Fargo | Credit Suisse |
| Codex DNA | 06/17/2021 | $16.00 | DNAY | IPO | Jeffries, Cowen and Company, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Nouveau Monde Graphite | 06/17/2021 | $7.50 | NMG | ADD-ON | Evercore ISI, BMO Capital Markets | Evercore ISI |
| WalkMe | 06/15/2021 | $31.00 | WKME | IPO | Morgan Stanley, Goldman Sachs, Citigroup | Morgan Stanley |
| Livent Corporation | 06/10/2021 | $17.50 | LTHM | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| Genius Sports Limited | 06/09/2021 | $19.00 | GENI | ADD-ON | Goldman Sachs | Credit Suisse |
| PLBY Group | 06/09/2021 | $46.00 | PLBY | ADD-ON | Canaccord Genuity, Stifel | Canaccord Genuity |
| Zeta Global Holdings | 06/09/2021 | $10.00 | ZETA | IPO | Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Barclays | Credit Suisse |
| Zhangmen Education | 06/08/2021 | $11.50 | ZME | IPO | Morgan Stanley, Credit Suisse | Credit Suisse |
| ZIM Integrated Shipping Services | 06/03/2021 | $40.00 | ZIM | ADD-ON | Citigroup, Goldman Sachs, Barclays | Citigroup |
| The AZEK Company | 05/26/2021 | $43.50 | AZEK | ADD-ON | Barclays, BofA Merrill Lynch, Goldman Sachs, Jeffries | Credit Suisse |
| FIGS | 05/26/2021 | $22.00 | FIGS | IPO | Goldman Sachs, Morgan Stanley | Credit Suisse |
| PETCO HEALTH AND WELLNESS | 05/26/2021 | $24.00 | WOOF | ADD-ON | Goldman Sachs, BofA Merrill Lynch | Credit Suisse |
| SOC Telemed | 05/26/2021 | $6.00 | TLMD | ADD-ON | Credit Suisse, William Blair, Guggenheim Securities | Credit Suisse |
| Oatly Group | 05/19/2021 | $17.00 | OTLY | IPO | Morgan Stanley, JP Morgan, Credit Suisse | Credit Suisse |
| Vera Therapeutics | 05/13/2021 | $11.00 | VERA | IPO | Jeffries, Cowen and Company, Evercore ISI | Jeffries |
| Academy Sports and Outdoors | 05/05/2021 | $32.00 | ASO | ADD-ON | Credit Suisse, JP Morgan, KKR, BofA Merrill Lynch | KKR |
| DMC Global | 05/04/2021 | $45.00 | BOOM | ADD-ON | KeyBanc Capital Markets | KeyBanc Capital Markets |
| Werewolf Therapeutics | 04/29/2021 | $16.00 | HOWL | IPO | Jeffries, SVB Leerink, Evercore ISI | Jeffries |
| Aveanna Healthcare Holdings | 04/28/2021 | $12.00 | AVAH | IPO | Barclays, JP Morgan, BMO Capital Markets, Credit Suisse | Credit Suisse |
| Endeavor Group Holdings | 04/28/2021 | $24.00 | EDR | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, Deutsche Bank | Credit Suisse |
| PQ Group Holdings | 04/28/2021 | $14.00 | PQG | ADD-ON | Citigroup, Deutsche Bank, Credit Suisse | Credit Suisse |
| Privia Health Group | 04/28/2021 | $23.00 | PRVA | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| FTC Solar | 04/27/2021 | $13.00 | FTCI | IPO | Barclays, BofA Merrill Lynch, Credit Suisse, UBS | Credit Suisse |
| Impel NeuroPharma | 04/22/2021 | $15.00 | IMPL | IPO | Cowen and Company, Guggenheim Securities | Cowen and Company, Truist Securities |
| KnowBe4 | 04/21/2021 | $16.00 | KNBE | IPO | Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, KKR | KKR, Truist Securities |
| SkyWater Technology | 04/20/2021 | $14.00 | SKYT | IPO | Jeffries, Cowen and Company | Jeffries |
| Uipath | 04/20/2021 | $56.00 | PATH | IPO | Morgan Stanley, JP Morgan | Credit Suisse, Truist Securities |
| TuSimple | 04/15/2021 | $40.00 | TSP | IPO | Morgan Stanley, Citigroup, JP Morgan | Credit Suisse |
| Applovin | 04/14/2021 | $80.00 | APP | IPO | Morgan Stanley, JP Morgan, KKR, BofA Merrill Lynch, Citigroup, Credit Suisse, UBS | Credit Suisse, KKR, Truist Securities |
| Reneo Pharmaceuticals | 04/08/2021 | $15.00 | RPHM | IPO | Jeffries, SVB Leerink, Piper Sandler | Jeffries |
| NetSTREIT | 04/07/2021 | $18.65 | NTST | ADD-ON | Wells Fargo, BofA Merrill Lynch, Jeffries, Stifel | Truist Securities |
| Humanigen | 03/30/2021 | $18.50 | HGEN | ADD-ON | Jeffries, Credit Suisse, Cantor Fitzgerald | Credit Suisse |
| Ikena Oncology | 03/25/2021 | $16.00 | IKNA | IPO | Jeffries, Cowen and Company, Credit Suisse, William Blair | Credit Suisse |
| Zhihu | 03/25/2021 | $9.50 | ZH | IPO | Credit Suisse, Goldman Sachs, JP Morgan | Credit Suisse |
| Diversey Holdings | 03/24/2021 | $15.00 | DSEY | IPO | Citigroup, Morgan Stanley, Barclays, JP Morgan | Credit Suisse |
| Array Technologies | 03/18/2021 | $28.00 | ARRY | ADD-ON | Goldman Sachs, JP Morgan, Guggenheim Securities | Credit Suisse |
| MediaAlpha | 03/18/2021 | $46.00 | MAX | ADD-ON | JP Morgan, Citigroup, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Duckhorn Portfolio | 03/17/2021 | $15.00 | NAPA | IPO | JP Morgan, Credit Suisse | Credit Suisse |
| Paya Holdings | 03/17/2021 | $12.25 | PAYA | ADD-ON | Morgan Stanley, Credit Suisse | Credit Suisse |
| Sotera Health Company | 03/17/2021 | $27.00 | SHC | ADD-ON | JP Morgan, Credit Suisse, Goldman Sachs, Jeffries | Credit Suisse |
| Vine Energy | 03/17/2021 | $14.00 | VEI | IPO | Citigroup, Credit Suisse, Morgan Stanley | Credit Suisse |
| Hayward Holdings | 03/11/2021 | $17.00 | HAYW | IPO | BofA Merrill Lynch, Goldman Sachs, Nomura | Credit Suisse |
| Joann | 03/11/2021 | $12.00 | JOAN | IPO | BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| Prometheus Biosciences | 03/11/2021 | $19.00 | RXDX | IPO | SVB Leerink, Credit Suisse, Stifel, Guggenheim Securities | Credit Suisse |
| Cactus | 03/09/2021 | $31.50 | WHD | ADD-ON | Citigroup, Credit Suisse | Credit Suisse |
| SelectQuote | 03/03/2021 | $27.50 | SLQT | ADD-ON | Credit Suisse, Morgan Stanley | Credit Suisse |
| Oscar Health | 03/02/2021 | $39.00 | OSCR | IPO | Goldman Sachs, Morgan Stanley, Allen & Company LLC, Wells Fargo | Credit Suisse |
| Gates Industrial Corporation | 02/25/2021 | $15.00 | GTES | ADD-ON | Citigroup, Evercore ISI | Citigroup |
| Score Media and Gaming | 02/24/2021 | $27.00 | SCR | IPO | Morgan Stanley, Credit Suisse, Canaccord Genuity, Macquarie Capital | Credit Suisse |
| Freshpet | 02/23/2021 | $143.00 | FRPT | ADD-ON | BofA Merrill Lynch, Baird, Truist Securities | Truist Securities |
| Sitime Corporation | 02/17/2021 | $127.00 | SITM | ADD-ON | Barclays, Credit Suisse, Stifel | Credit Suisse |
| loanDepot | 02/11/2021 | $14.00 | LDI | IPO | Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley | Credit Suisse |
| Allegro Microsystems | 02/04/2021 | $30.30 | ALGM | ADD-ON | Barclays, Credit Suisse, Wells Fargo | Credit Suisse |
| Atotech | 02/03/2021 | $17.00 | ATC | IPO | Credit Suisse, Citigroup | Credit Suisse |
| Arcutis Biotherapeutics | 02/02/2021 | $35.00 | ARQT | ADD-ON | Morgan Stanley, Cowen and Company, Guggenheim Securities | Truist Securities |
| TELUS International | 02/02/2021 | $25.00 | TIXT | IPO | JP Morgan, Morgan Stanley | Credit Suisse |
| Home Point Capital | 01/29/2021 | $13.00 | HMPT | IPO | Goldman Sachs, Wells Fargo, Morgan Stanley, UBS | Credit Suisse |
| Academy Sports and Outdoors | 01/27/2021 | $21.50 | ASO | ADD-ON | Credit Suisse, JP Morgan, KKR, BofA Merrill Lynch | KKR, CS |
| Ortho Clinical Diagnostics | 01/27/2021 | $17.00 | OCDX | IPO | JP Morgan, BofA Merrill Lynch, Goldman Sachs, Barclays, Morgan Stanley, Citigroup, Credit Suisse, UBS, Evercore ISI, Piper Sandler | Credit Suisse |
| Vinci Partners Investments | 01/27/2021 | $18.00 | VINP | IPO | JP Morgan, Goldman Sachs, BTP Pactual, Credit Suisse, Itau BBA, BofA Merrill Lynch, UBS | Credit Suisse |
| ZIM Integrated Shipping Services | 01/27/2021 | $15.00 | ZIM | IPO | Citigroup, Goldman Sachs, Barclays, Credit Suisse, Jeffries, Clarksons Platou Securities | Credit Suisse |
| Shoals Technologies Group | 01/26/2021 | $25.00 | SHLS | IPO | Goldman Sachs, JP Morgan, Guggenheim Securities, UBS | Credit Suisse |
| The AZEK Company | 01/21/2021 | $40.00 | AZEK | ADD-ON | Barclays, BofA Merrill Lynch, Goldman Sachs, Jeffries | Credit Suisse |
| Corsair Gaming | 01/21/2021 | $35.00 | CRSR | ADD-ON | Goldman Sachs, Barclays, Credit Suisse | Credit Suisse |
| Patria Investments Limited | 01/21/2021 | $17.00 | PAX | IPO | JP Morgan, BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| MyTheresa | 01/20/2021 | $26.00 | MYTE | IPO | Morgan Stanley, JP Morgan, Credit Suisse, UBS | Credit Suisse |
| Editas Medicine | 01/20/2021 | $66.00 | EDIT | ADD-ON | JP Morgan, Morgan Stanley, Cowen and Company, Credit Suisse | Credit Suisse |
| American Well | 01/14/2021 | $27.50 | AMWL | ADD-ON | Morgan Stanley, Goldman Sachs, Piper Sandler, UBS | Credit Suisse |
| Driven Brands Holdings | 01/14/2021 | $22.00 | DRVN | IPO | Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Barclays | Credit Suisse |
| Playtika Holding Corporation | 01/14/2021 | $27.00 | PLTK | IPO | Credit Suisse, Morgan Stanley | Credit Suisse |
| PETCO HEALTH AND WELLNESS | 01/13/2021 | $18.00 | WOOF | IPO | Goldman Sachs, BofA Merrill Lynch, Citigroup, Evercore ISI, Credit Suisse, UBS, Wells Fargo, Baird, Guggenheim Securities | Credit Suisse |
| Repay Holdings Corporation | 01/13/2021 | $24.00 | RPAY | ADD-ON | Credit Suisse, Barclays | Credit Suisse |
| Vontier Corporation | 01/13/2021 | $33.50 | VNT | ADD-ON | Goldman Sachs, Citigroup, Evercore ISI | Credit Suisse |
| Motorsport Gaming | 01/12/2021 | $20.00 | MSGM | IPO | Canaccord Genuity, The Benchmark Company | Canaccord Genuity |
| AdaptHealth | 01/05/2021 | $33.00 | AHCO | ADD-ON | Deutsche Bank, Jeffries | Truist Securities |
| 2020 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| BioAtla | 12/15/2020 | $18.00 | BCAB | IPO | JP Morgan, Jeffries, Credit Suisse | Credit Suisse |
| ContextLogic | 12/15/2020 | $24.00 | WISH | IPO | Goldman Sachs, JP Morgan, BofA Merrill Lynch | Credit Suisse |
| Airbnb | 12/10/2020 | $68.00 | ABNB | IPO | Morgan Stanley, Goldman Sachs, Allen & Company LLC, BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, BNP Paribas, Mizuho Securities, Deutsche Bank, Jeffries, Wells Fargo | Credit Suisse |
| Certara | 12/10/2020 | $23.00 | CERT | IPO | Jeffries, Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Barclays, William Blair | Credit Suisse |
| Forma Therapeutics | 12/10/2020 | $45.25 | FMTX | ADD-ON | JP Morgan, Morgan Stanley | Credit Suisse |
| ALX Oncology Holdings | 12/09/2020 | $76.00 | ALXO | ADD-ON | Jeffries, Credit Suisse, Piper Sandler | Credit Suisse |
| Atara Biotherapeutics | 12/08/2020 | $24.50 | ATRA | ADD-ON | Citigroup, Evercore ISI, Mizuho Securities | Citigroup |
| Kura Oncology | 12/08/2020 | $37.00 | KURA | ADD-ON | SVB Leerink, Credit Suisse, Barclays, Stifel | Credit Suisse |
| XPeng | 12/08/2020 | $45.00 | XPEV | ADD-ON | Credit Suisse, JP Morgan, BofA Merrill Lynch, Citigroup | Credit Suisse |
| Array Technologies | 12/02/2020 | $35.00 | ARRY | ADD-ON | Goldman Sachs, JP Morgan, Guggenheim Securities | Credit Suisse |
| Shift4 Payments | 12/02/2020 | $55.50 | FOUR | ADD-ON | Goldman Sachs, Credit Suisse, Citigroup | Credit Suisse |
| ZoomInfo Technologies | 12/01/2020 | $45.00 | ZI | ADD-ON | JP Morgan, Morgan Stanley | Credit Suisse |
| Elanco Animal Health | 11/30/2020 | $30.25 | ELAN | ADD-ON | BofA Merrill Lynch, Goldman Sachs | Credit Suisse |
| Maravai Life Sciences | 11/19/2020 | $27.00 | MRVI | IPO | Morgan Stanley, Jeffries, Goldman Sachs | Credit Suisse |
| Sotera Health | 11/19/2020 | $23.00 | SHC | IPO | JP Morgan, Credit Suisse, Goldman Sachs, Jeffries | Credit Suisse |
| Stoke Therapeutics | 11/19/2020 | $39.00 | STOK | ADD-ON | JP Morgan, Cowen and Company, Credit Suisse | Credit Suisse |
| NeoGames | 11/18/2020 | $17.00 | NGMS | IPO | Stifel | Truist Securities |
| Simon Property Group | 11/18/2020 | $72.50 | SPG | ADD-ON | BofA Merrill Lynch, Citigroup | Truist Securities |
| Resideo Technologies | 11/17/2020 | $15.00 | REZI | ADD-ON | Morgan Stanley, Evercore ISI, JP Morgan, BofA Merrill Lynch, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Allegro MicroSystems | 10/28/2020 | $14.00 | ALGM | IPO | Barclays, Credit Suisse, Wells Fargo | Credit Suisse |
| Galecto | 10/28/2020 | $15.00 | GLTO | IPO | BofA Merrill Lynch, SVB Leerink, Credit Suisse | Credit Suisse |
| Leslie’s | 10/28/2020 | $17.00 | LESL | IPO | Goldman Sachs, Morgan Stanley, BofA Merrill Lynch | Guggenheim Securities |
| Scholar Rock Holding | 10/28/2020 | $39.00 | SRRK | ADD-ON | JP Morgan, Jeffries, Credit Suisse | Credit Suisse |
| MediaAlpha | 10/27/2020 | $19.00 | MAX | IPO | JP Morgan, Citigroup, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Root | 10/27/2020 | $27.00 | ROOT | IPO | Goldman Sachs, Morgan Stanley, Barclays, Wells Fargo | Credit Suisse |
| Turning Point Therapeutics | 10/26/2020 | $87.00 | TPTX | ADD-ON | Goldman Sachs, SVB Leerink, Guggenheim Securities | Guggenheim Securities |
| Accolade | 10/21/2020 | $38.50 | ACCD | ADD-ON | Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Piper Sandler, Credit Suisse, William Blair | Credit Suisse |
| Datto Holding | 10/21/2020 | $27.00 | MSP | IPO | Morgan Stanley, BofA Merrill Lynch, Barclays, Credit Suisse | Credit Suisse |
| Praxis Precision Medicines | 10/15/2020 | $19.00 | PRAX | IPO | Cowen and Company, Evercore ISI, Piper Sandler | Cowen and Company |
| Array Technologies | 10/14/2020 | $22.00 | ARRY | IPO | Goldman Sachs, JP Morgan, Guggenheim Securities | Credit Suisse |
| Americold Realty Trust | 10/13/2020 | $38.00 | COLD | ADD-ON | Citigroup, BofA Merrill Lynch, Goldman Sachs | Truist Securities |
| iHuman | 10/08/2020 | $12.00 | IH | IPO | Credit Suisse, Citigroup | Credit Suisse |
| Spruce Biosciences | 10/08/2020 | $15.00 | SPRB | IPO | Cowan and Company, SVB Leerink, Credit Suisse, RBC Capital Markets | Credit Suisse |
| fuboTV | 10/07/2020 | $10.00 | FUBO | ADD-ON | Evercore ISI | Evercore ISI |
| nCino | 10/07/2020 | $72.00 | NCNO | ADD-ON | BofA Merrill Lynch, Barclays, KeyBanc Capital Markets, Truist Securities | Truist Securities |
| DraftKings | 10/06/2020 | $52.00 | DKNG | ADD-ON | Credit Suisse, Goldman Sachs | Credit Suisse |
| Academy Sports & Outdoors | 10/01/2020 | $13.00 | ASO | IPO | Credit Suisse, JP Morgan, KKR, BofA Merrill Lynch | KKR |
| Immunome | 10/01/2020 | $12.00 | IMNM | IPO | Ladenburg Thalmann, Chardan | Ladenburg Thalmann |
| Oncorus | 10/01/2020 | $15.00 | ONCR | IPO | Jeffries, Evercore ISI, Piper Sandler | Jeffries |
| International Money Express | 09/30/2020 | $13.50 | IMXI | ADD-ON | Credit Suisse, BTIG | Credit Suisse |
| Sun Communities | 09/30/2020 | $139.50 | SUI | ADD-ON | Citigroup, BofA Merrill Lynch | BMO Capital Markets |
| Graybug Vision | 09/24/2020 | $16.00 | GRAY | IPO | SVB Leerink, Piper Sandler | SVB Leerink |
| PENN NATIONAL GAMING | 09/24/2020 | $61.00 | PENN | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan | Truist Securities |
| GoodRx Holdings | 09/23/2020 | $33.00 | GDRX | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, Barclays | Credit Suisse |
| Kingsoft Cloud Holdings | 09/23/2020 | $31.00 | KC | ADD-ON | JP Morgan, Credit Suisse, UBS, CICC, Goldman Sachs | Credit Suisse |
| Corsair Gaming | 09/22/2020 | $17.00 | CRSR | IPO | Goldman Sachs, Barclays, Credit Suisse | Credit Suisse |
| Laird Superfood | 09/22/2020 | $22.00 | LSF | IPO | Canaccord Genuity, Craig-Hallum Capital Group | Canaccord Genuity |
| OneWater Marine | 09/17/2020 | $20.00 | ONEW | ADD-ON | Truist Securities, Baird, Raymond James | Truist Securities |
| Unity Software | 09/17/2020 | $52.00 | U | IPO | Goldman Sachs, Credit Suisse | Credit Suisse |
| Vitru | 09/17/2020 | $16.00 | VTRU | IPO | Goldman Sachs, BofA Merrill Lynch, Itau BBA, Morgan Stanley | Credit Suisse |
| American Well Corporation | 09/16/2020 | $18.00 | AMWL | IPO | Morgan Stanley, Goldman Sachs, Piper Sandler | Credit Suisse |
| Broadstone Net Lease | 09/16/2020 | $17.00 | BNL | IPO | JP Morgan, Goldman Sachs, BMO Capital Markets, Morgan Stanley | KeyBanc Capital Markets |
| Forterra | 09/16/2020 | $13.50 | FRTA | ADD-ON | Credit Suisse, BofA Merrill Lynch, Citigroup | Credit Suisse |
| Pactiv Evergreen | 09/16/2020 | $14.00 | PTVE | IPO | Credit Suisse, Citigroup | Credit Suisse |
| Metacrine | 09/15/2020 | $13.00 | MTCR | IPO | Jeffries, Evercore ISI, RBC Capital Markets | Jeffries |
| Snowflake | 09/15/2020 | $120.00 | SNOW | IPO | Goldman Sachs, Morgan Stanley, JP Morgan, Citigroup, Allen & Company LLC, Credit Suisse, Barclays, Deutsche Bank, Mizuho Securities, Truist Securities | Credit Suisse |
| The AZEK Company | 09/10/2020 | $33.25 | AZEK | ADD-ON | Barclays, BofA Merrill Lynch, Goldman Sachs, Jeffries | Credit Suisse |
| Lightspeed POS | 09/10/2020 | $30.50 | LSPD | IPO | Morgan Stanley, Barclays, BMO Capital Markets | KeyBanc Capital Markets |
| Shift4 Payments | 09/10/2020 | $48.50 | FOUR | ADD-ON | Goldman Sachs, Credit Suisse, Citigroup | Credit Suisse |
| Athenex | 09/09/2020 | $11.00 | ATNX | ADD-ON | SVB Leerink, RBC Capital Markets, Evercore ISI | SVB Leerink |
| XPeng | 08/26/2020 | $15.00 | XPEV | IPO | Credit Suisse, JP Morgan, BofA Merrill Lynch | Credit Suisse |
| 21Vianet Group | 08/25/2020 | $20.75 | VNET | ADD-ON | Credit Suisse, Morgan Stanley, Jeffries | Credit Suisse |
| ZoomInfo Technologies | 08/19/2020 | $37.00 | ZI | ADD-ON | JP Morgan, Morgan Stanley, Barclays, Credit Suisse | Credit Suisse |
| Futu Holdings | 08/18/2020 | $33.00 | FUTU | ADD-ON | Goldman Sachs, Credit Suisse, UBS, Haitong International | Credit Suisse |
| Inhibrx | 08/18/2020 | $17.00 | INBX | IPO | Jeffries, Evercore ISI, Credit Suisse | Credit Suisse |
| CureVac B.V. | 08/13/2020 | $16.00 | CVAC | IPO | BofA Merrill Lynch, Jeffries, Credit Suisse | Credit Suisse |
| NetSTREIT | 08/13/2020 | $18.00 | NTST | IPO | Wells Fargo, BofA Merrill Lynch, Citigroup, Stifel, Jeffries | Truist Securities |
| TFI International | 08/12/2020 | $43.25 | TFII | ADD-ON | Morgan Stanley, Credit Suisse, BofA Merrill Lynch, JP Morgan, Goldman Sachs | Credit Suisse |
| Upland Software | 08/11/2020 | $34.00 | UPLD | ADD-ON | Credit Suisse | Credit Suisse |
| Rocket Companies | 08/05/2020 | $18.00 | RKT | IPO | Goldman Sachs, Morgan Stanley, Credit Suisse, JP Morgan, RBC Capital Markets | Credit Suisse |
| Virgin Galactic Holdings | 08/05/2020 | $19.50 | SPCE | ADD-ON | Credit Suisse, Morgan Stanley | Credit Suisse |
| Rackspace Technology | 08/04/2020 | $21.00 | RXT | IPO | Goldman Sachs, Citigroup, JP Morgan, RBC Capital Markets | Credit Suisse |
| Vital Farms | 07/30/2020 | $22.00 | VITL | IPO | Goldman Sachs, Morgan Stanley, Credit Suisse | Credit Suisse |
| ALX Oncology Holdings | 07/16/2020 | $19.00 | ALXO | IPO | Jeffries, Credit Suisse, Piper Sandler, Cantor Fitzgerald | Credit Suisse |
| HeadHunter Group | 07/15/2020 | $20.25 | HHR | ADD-ON | Goldman Sachs, Morgan Stanley, Credit Suisse, VTB Capital | Credit Suisse |
| GoHealth | 07/14/2020 | $21.00 | GOCO | IPO | Goldman Sachs, BofA Merrill Lynch, Morgan Stanley | Credit Suisse |
| Centogene | 07/09/2020 | $14.00 | CNTG | ADD-ON | Credit Suisse, SVB Leerink | Credit Suisse |
| Inventiva | 07/09/2020 | $14.40 | IVA | IPO | Jeffries, Stifel, , Guggenheim Securities | Jeffries |
| Nkarta | 07/09/2020 | $18.00 | NKTX | IPO | Cowen and Company, Evercore ISI, Stifel, Mizuho Securities | Cowen and Company |
| Ping Identity Holding | 07/08/2020 | $32.00 | PING | ADD-ON | Goldman Sachs, BofA Merrill Lynch, RBC Capital Markets, Citigroup | Credit Suisse |
| Accolade | 07/01/2020 | $22.00 | ACCD | IPO | Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Piper Sandler, Credit Suisse, William Blair | Credit Suisse |
| XP | 07/01/2020 | $42.50 | XP | ADD-ON | XP Investimentos, Morgan Stanley, Goldman Sachs, JP Morgan | Credit Suisse |
| Acceleron Pharma | 06/30/2020 | $92.50 | XLRN | ADD-ON | Goldman Sachs, Citigroup, BofA Merrill Lynch, JP Morgan | Credit Suisse |
| Dun & Bradstreet Holdings | 06/30/2020 | $22.00 | DNB | IPO | Goldman Sachs, BofA Merrill Lynch | Credit Suisse |
| TravelCenters of America | 06/30/2020 | $14.00 | TA | ADD-ON | Citigroup, BMO Capital Markets, B. Riley, BTIG | BMO Capital Markets |
| Albertsons Companies | 06/25/2020 | $16.00 | ACI | IPO | BofA Merrill Lynch, Goldman Sachs, JP Morgan, Citigroup | Credit Suisse |
| PG&E Corporation | 06/25/2020 | $9.50 | PCG | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| PolyPid | 06/25/2020 | $16.00 | PYPD | IPO | Barclays, BMO Capital Markets | BMO Capital Markets |
| 1Life Healthcare | 06/24/2020 | $31.00 | ONEM | ADD-ON | JP Morgan, Morgan Stanley | Credit Suisse |
| DraftKings | 06/18/2020 | $40.00 | DKNG | ADD-ON | Goldman Sachs, Credit Suisse | Credit Suisse |
| Forma Therapeutics | 06/18/2020 | $20.00 | FMTX | IPO | Jeffries, SVB Leerink, Credit Suisse | Credit Suisse |
| Genetron Holdings | 06/18/2020 | $16.00 | GTH | IPO | Credit Suisse, CICC | Credit Suisse |
| Eldorado Resorts | 06/16/2020 | $39.00 | ERI | ADD-ON | JP Morgan, Credit Suisse, Deutsche Bank, BofA Merrill Lynch | Credit Suisse |
| VICI Properties | 06/16/2020 | $22.15 | VICI | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs | Credit Suisse |
| Royalty Pharma | 06/15/2020 | $28.00 | RPRX | IPO | JP Morgan, Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, Citigroup, UBS, Evercore, Cowen and Company, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| Avidity Biosciences | 06/11/2020 | $18.00 | RNA | IPO | Cowen and Company, SVB Leerink, Credit Suisse, Wells Fargo | Credit Suisse |
| The AZEK Company | 06/11/2020 | $23.00 | AZEK | IPO | Barclays, Bofa Merrill Lynch, Goldman Sachs, Jefferies | Credit Suisse |
| ONEOK | 06/11/2020 | $32.00 | OKE | ADD-ON | Barclays, JP Morgan, Citigroup | Credit Suisse |
| NIO, Inc. | 06/10/2020 | $5.95 | NIO | ADD-ON | Morgan Stanley, Credit Suisse, CICC | Credit Suisse |
| Shift4 Payments | 06/04/2020 | $23.00 | FOUR | IPO | Citigroup, Credit Suisse, Goldman Sachs | Credit Suisse |
| Warner Music Group | 06/03/2020 | $25.00 | WMG | IPO | Morgan Stanley, Credit Suisse, Goldman Sachs, Bofa Merrill Lynch, Citigroup, JP Morgan | Credit Suisse |
| ZoomInfo Technologies | 06/03/2020 | $21.00 | ZI | IPO | JP Moran, Morgan Stanley, Barclays, Credit Suisse, Bofa Merrill Lynch, Deutsche Bank, RBC Capital Markets, UBS, Wells Fargo | Credit Suisse |
| Repay Holdings Corporation | 05/28/2020 | $20.00 | RPAY | ADD-ON | Morgan Stanley, Credit Suisse, Barclays | Credit Suisse |
| SelectQuote | 05/20/2020 | $20.00 | SLQT | IPO | Credit Suisse, Morgan Stanley, Evercore, Citigroup | Credit Suisse |
| RealPage | 05/19/2020 | $59.00 | RP | ADD-ON | Goldman Sachs, Bofa Merrill Lynch, Wells Fargo | KeyBanc Capital Markets |
| Ping Identity Holding | 05/13/2020 | $24.00 | PING | ADD-ON | Goldman Sachs, Bofa Merrill Lynch, RBC Capital Markets, Citigroup, Credit Suisse | Credit Suisse |
| BlackRock | 05/12/2020 | $420.00 | BLK | ADD-ON | Morgan Stanley, Citigroup, Evercore | Credit Suisse |
| MyoKardia | 05/12/2020 | $105.00 | MYOK | ADD-ON | Credit Suisse, Bofa Merrill Lynch, JP Morgan | Credit Suisse |
| Zillow Group | 05/12/2020 | $48.00 | Z | ADD-ON | Morgan Stanley, Goldman Sachs, Citigroup, Credit Suisse | Credit Suisse |
| Protagonist Therapeutics | 05/11/2020 | $14.00 | PTGX | ADD-ON | Jeffries, BMO Capital Markets | BMO Capital Markets |
|
Ayala Pharmaceuticals |
05/07/2020 | $15.00 | AYLA | IPO | Citigroup, Jefferies | Citigroup |
| Kingsoft Cloud Holdings | 05/07/2020 | $17.00 | KC | IPO | JP Morgan, UBS, Credit Suisse, CICC | Credit Suisse |
| Keros Therapeutics | 04/08/2020 | $16.00 | KROS | IPO | Jefferies, SVB Leerink, Piper Jaffray | Jefferies |
| Zentalis Pharmaceuticals | 04/02/2020 | $18.00 | ZNTL | IPO | Morgan Stanley, Jefferies, SVB Leerink, Guggenheim Securities | Guggenheim Securities |
| Evoqua Water Technologies | 03/05/2020 | $19.50 | AQUA | ADD-ON | Credit Suisse, RBC Capital Markets, JP Morgan | Credit Suisse |
| eHealth | 03/03/2020 | $115.00 | EHTH | ADD-ON | RBC Capital Markets, Credit Suisse | Credit Suisse |
| GFL Environmental | 03/02/2020 | $19.00 | GFL | IPO | JP Morgan, BMO Capital Markets, Raymond James, Stifel, AMTD Global Markets | BMO Capital Markets |
| Deciphera Pharmaceuticals | 02/13/2020 | $55.00 | DCPH | ADD-ON | JP Morgan, Piper Jaffray, Jefferies | SunTrust Robinson Humphrey |
| TFI International | 02/12/2020 | $33.35 | TFII | ADD-ON | Morgan Stanley, BofA Merrill Lynch, JP Morgan, Credit Suisse, RBC Capital Markets, UBS | Credit Suisse |
| OneWater Marine | 02/06/2020 | $12.00 | ONEW | IPO | Raymond James, Baird, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| RAPT Therapeutics | 02/06/2020 | $30.00 | RAPT | ADD-ON | BMO Capital Markets, Wells Fargo, UBS, Cantor Fitzgerald | BMO Capital Markets |
| Casper Sleep | 02/05/2020 | $12.00 | CSPR | IPO | Morgan Stanley, Goldman Sachs, Jefferies | Guggenheim Securities |
| Petroleo Brasileiro | 02/05/2020 | $14.16 | PBR | ADD-ON | Credit Suisse, BofA Merrill Lynch | Credit Suisse |
| PPD | 02/05/2020 | $27.00 | PPD | IPO | Barclays, JP Morgan, Morgan Stanley, Goldman Sachs | Credit Suisse |
| Arcutis Biotherapeutics | 01/30/2020 | $17.00 | ARQT | IPO | Goldman Sachs, Cowen and Company, Guggenheim Securities, Cantor Fitzgerald | Guggenheim Securities |
| Reynolds Consumer Products | 01/30/2020 | $26.00 | REYN | IPO | Credit Suisse, Goldman Sachs, JP Morgan | Credit Suisse |
| Adaptive Biotechnologies | 01/23/2020 | $26.50 | ADPT | ADD-ON | JP Morgan, Goldman Sachs, BofA Merrill Lynch | Guggenheim Securities |
| I-Mab | 01/16/2020 | $14.00 | IMAB | IPO | Jefferies, CICC | Jefferies |
| Lizhi | 01/16/2020 | $11.00 | LIZI | IPO | Citigroup | Citigroup |
| Phoenix Tree Holdings | 01/16/2020 | $13.50 | DNK | IPO | Citigroup, Credit Suisse, JP Morgan | Credit Suisse |
| Luckin Coffee | 01/09/2020 | $42.00 | LK | ADD-ON | Credit Suisse, Morgan Stanley, CICC, Haitong International | Credit Suisse |
| Mirati Therapeutics | 01/09/2020 | $97.50 | MRTX | ADD-ON | Goldman Sachs, SVB Leerink, Cowen and Company | Credit Suisse |
| Apellis Pharmaceuticals | 01/08/2020 | $37.00 | APLS | ADD-ON | Citigroup, JP Morgan, Evercore | Cantor Fitzgerald |
| Mirum Pharmaceuticals | 01/08/2020 | $20.00 | MIRM | ADD-ON | Citigroup, Evercore, Guggenheim Securities | Guggenheim Securities |
| Osmotica Pharmaceuticals | 01/08/2020 | $5.00 | OSMT | ADD-ON | Jefferies, SVB Leerink | SunTrust Robinson Humphrey |
| Intra-Cellular Therapies | 01/07/2020 | $29.50 | ITCI | ADD-ON | JP Morgan, SVB Leerink, Evercore | Cantor Fitzgerald |
| 2019 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| Aquestive Therapeutics | 12/12/2019 | $5.00 | AQST | ADD-ON | BMO Capital Markets | BMO Capital Markets |
| OneConnect Financial Technology | 12/12/2019 | $10.00 | OCFT | IPO | Morgan Stanley, Goldman Sachs, JP Morgan | KeyBanc Capital Markets |
| Brigham Minerals | 12/11/2019 | $18.10 | MNRL | ADD-ON | Credit Suisse, Goldman Sachs, RBC Capital Markets | Credit Suisse |
| Dynatrace | 12/05/2019 | $24.75 | DT | ADD-ON | Goldman Sachs, JP Morgan, Citigroup, RBC Capital Markets, BofA Merrill Lynch, UBS, Jefferies | KeyBanc Capital Markets |
| Everi Holdings | 12/05/2019 | $11.25 | EVRI | ADD-ON | Jefferies, Stifel, Craig-Hallum Capital Group, Raymond James, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| Arrowhead Pharmaceuticals | 12/03/2019 | $58.00 | ARWR | ADD-ON | Goldman Sachs, Jefferies, Piper Jaffray, Cantor Fitzgerald | Cantor Fitzgerald |
| Kodiak Sciences | 12/03/2019 | $46.00 | KOD | ADD-ON | JP Morgan, Goldman Sachs, Jefferies | SunTrust Robinson Humphrey |
| Alpine Income Property Trust | 11/21/2019 | $19.00 | PINE | IPO | Raymond James, Baird, B. Riley, BMO Capital Markets | BMO Capital Markets |
| Organogenesis Holdings | 11/21/2019 | $5.00 | ORGO | ADD-ON | Credit Suisse, SVB leerink | Credit Suisse |
| GSX Techedu | 11/20/2019 | $14.00 | GSX | ADD-ON | Credit Suisse, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank | Credit Suisse |
| Performance Food Group | 11/20/2019 | $44.25 | PFGC | ADD-ON | Credit Suisse, Wells Fargo | Credit Suisse |
| Safehold | 11/19/2019 | $34.00 | SAFE | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan | SunTrust Robinson Humphrey |
| Purple Innovation | 11/14/2019 | $7.00 | PRPL | ADD-ON | BofA Merrill Lynch, Oppenheimer & Co, Raymond James, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Replimune Group | 11/13/2019 | $13.61 | REPL | ADD-ON | JP Morgan, SVB Leerink, BMO Capital Markets | BMO Capital Markets |
| 36Kr Holdings | 11/07/2019 | $14.50 | KRKR | IPO | Credit Suisse, CICC | Credit Suisse |
| ECMOHO | 11/07/2019 | $10.00 | MOHO | IPO | UBS, CICC, AMTD Global Markets | UBS |
| Centogene | 11/06/2019 | $14.00 | CNTG | IPO | SVB Leerink, Evercore | SVB Leerink |
| Galera Therapeutics | 11/06/2019 | $12.00 | GRTX | IPO | BofA Merrill Lynch, Citigroup, Credit Suisse | Credit Suisse |
| YETI Holdings | 11/06/2019 | $29.00 | YETI | IPO | BofA Merrill Lynch, Jefferies, Morgan Stanley | KeyBanc Capital Markets |
| Hasbro | 11/05/2019 | $95.00 | HAS | ADD-ON | BofA Merrill Lynch, JP Morgan, Citigroup | SunTrust Robinson Humphrey |
| Medical Properties Trust | 11/05/2019 | $18.50 | MPW | ADD-ON | JP Morgan, BofA Merrill Lynch, Goldman Sachs | Credit Suisse |
| RAPT Therapeutics | 10/30/2019 | $12.00 | RAPT | IPO | BMO Capital Markets, Wells Fargo, UBS | BMO Capital Markets |
| Youdao | 10/25/2019 | $17.00 | DAO | IPO | Citigroup, Morgan Stanley, CICC, Credit Suisse, HSBC | Credit Suisse |
| Aesthetic Medical International | 10/24/2019 | $12.00 | AIH | IPO | Cantor Fitzgerald, Haitong International | Cantor Fitzgerald |
| Tradeweb Markets | 10/17/2019 | $42.00 | TW | ADD-ON | JP Morgan, Barclays, Citigroup, Goldman Sachs, Morgan Stanley | Credit Suisse |
| BellRing Brands | 10/16/2019 | $14.00 | BRBR | IPO | Morgan Stanley, Citigroup, JP Morgan, Goldman Sachs | Credit Suisse |
| Datadog | 9/18/2019 | $27.00 | DDOG | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, Credit Suisse, Barclays, Jefferies, RBC Capital Markets | Credit Suisse |
| Exagen | 9/18/2019 | $14.00 | XGN | IPO | Cowen and Company, Cantor Fitzgerald, William Blair | Cantor Fitzgerald |
| Ping Identity Holding | 9/18/2019 | $15.00 | PING | IPO | Goldman Sachs, BofA Merrill Lynch, RBC Capital Markets, Citigroup | Credit Suisse |
| Envista Holdings | 9/17/2019 | $22.00 | NVST | IPO | JP Morgan, Goldman Sachs, Morgan Stanley | Credit Suisse |
| IGM Biosciences | 9/17/2019 | $16.00 | IGMS | IPO | Jefferies, Piper Jaffray, Stifel, Guggenheim Securities | Guggenheim Securities |
| Satsuma Pharmaceuticals | 09/12/2019 | $15.00 | STSA | IPO | Credit Suisse, SVB Leerink, Evercore | Credit Suisse |
| Baker Hughes | 09/11/2019 | $21.50 | BHGE | ADD-ON | JP Morgan, Citigroup, Goldman Sachs, Morgan Stanley | Credit Suisse |
| International Money Express | 09/11/2019 | $12.75 | IMXI | ADD-ON | Credit Suisse, Cowen and Company | Credit Suisse |
| SmileDirectClub | 09/11/2019 | $23.00 | SDC | IPO | JP Morgan, Citigroup | Credit Suisse |
| Clarivate Analytics | 09/05/2019 | $16.00 | CCC | ADD-ON | Citigroup, Goldman Sachs | Citigroup |
| UniQure N.V. | 09/05/2019 | $46.00 | QURE | ADD-ON | Goldman Sachs, SVB Leerink, Stifel | Cantor Fitzgerald |
| 9F | 08/14/2019 | $9.50 | JFU | IPO | Credit Suisse, Haitong International | Credit Suisse |
| Safehold | 08/07/2019 | $28.00 | SAFE | ADD-ON | JP Morgan, BofA Merrill Lynch, Barclays, Mizuho Securities | SunTrust Robinson Humphrey |
| Beyond Meat | 07/31/2019 | $160.00 | BYND | ADD-ON | Goldman Sachs, JP Morgan, Credit Suisse | Credit Suisse |
| Clear Channel Outdoor Holdings | 07/25/2019 | $3.50 | CCO | ADD-ON | Morgan Stanley, JP Morgan, Barclays, Citigroup, Wells Fargo | Credit Suisse |
| Vista Oil & Gas | 07/25/2019 | $9.25 | VIST | IPO | Citigroup, Credit Suisse | Credit Suisse |
| Castle Biosciences | 07/24/2019 | $16.00 | CSTL | IPO | SVB Leerink, Baird | SVB Leerink |
| ProSight Global | 07/24/2019 | $14.00 | PROS | IPO | Goldman Sachs, Barclays | SunTrust Robinson Humphrey |
| Sunnova Energy International | 07/24/2019 | $12.00 | NOVA | IPO | BofA Merrill Lynch, JP Morgan, Goldman Sachs | Credit Suisse |
| Amarin Corporation | 07/18/2019 | $18.00 | AMRN | ADD-ON | JP Morgan, Goldman Sachs, Jefferies, Cantor Fitzgerald | Cantor Fitzgerald |
| Medallia | 07/18/2019 | $21.00 | MDLA | IPO | BofA Merrill Lynch, Citigroup, Wells Fargo, Credit Suisse | Credit Suisse |
| Essential Properties Realty Trust | 07/17/2019 | $19.75 | EPRT | ADD-ON | Citigroup | Citigroup |
| Forty Seven | 07/17/2019 | $8.00 | FTSV | ADD-ON | Credit Suisse, Morgan Stanley | Credit Suisse |
| Genmab A/S | 07/17/2019 | $17.75 | GMAB | IPO | BofA Merrill Lynch, Morgan Stanley, Jefferies | Guggenheim Securities |
| Mirum Pharmaceuticals | 07/17/2019 | $15.00 | MIRM | IPO | Citigroup, Evercore, Guggenheim Securities | Guggenheim Securities |
| Owl Rock Capital Corporation | 07/17/2019 | $15.30 | ORCC | IPO | Goldman Sachs, BofA Merrill Lynch, RBC Capital Markets, SunTrust Robinson Humphrey | Credit Suisse |
| HealthEquity | 07/09/2019 | $61.00 | HQY | ADD-ON | Wells Fargo, Goldman Sachs, JP Morgan | SunTrust Robinson Humphrey |
| TheRealReal | 06/27/2019 | $20.00 | REAL | IPO | Credit Suisse, BofA Merrill Lynch, UBS | Credit Suisse |
| Change Healthcare | 06/26/2019 | $13.00 | CHNG | IPO | Barclays, Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, Morgan Stanley, RBC Capital Markets | Credit Suisse |
| InterXion Holding | 06/26/2019 | $72.75 | INXN | ADD-ON | Citigroup, Barclays, Bofa Merrill Lynch, Guggenheim Securities | Guggenheim Securities |
| The RMR Group | 06/26/2019 | $40.00 | RMR | ADD-ON | Citigroup, Bofa Merrill Lynch, RBC Capital Markets, UBS, Wells Fargo | Citigroup |
| VICI Properties | 06/25/2019 | $21.50 | VICI | ADD-ON | Bofa Merrill Lynch, Deutsche Bank, Goldman Sachs, Morgan Stanley | Credit Suisse |
| Genocea Biosciences | 06/19/2019 | $3.50 | GNCA | ADD-ON | SVB Leerink, Stifel | SVB Leerink |
| Calithera Biosciences | 06/18/2019 | $4.00 | CALA | ADD-ON | SVB Leerink, Wells Fargo, William Blair | SVB Leerink |
| Stoke Therapeutics | 06/18/2019 | $18.00 | STOK | IPO | JP Morgan, Cowen and Company, Credit Suisse | Credit Suisse |
| Chart Industries | 06/11/2019 | $73.50 | GTLS | ADD-ON | JP Morgan, Credit Suisse, Morgan Stanley | Credit Suisse |
| CrowdStrike Holdings | 06/11/2019 | $34.00 | CRWD | IPO | Goldman Sachs, JP Morgan, Bofa Merrill Lynch, Barclays | Credit Suisse |
| Revolve Group | 06/06/2019 | $18.00 | RVLV | IPO | Credit Suisse, Morgan Stanley | Credit Suisse |
| GSX Techedu | 06/05/2019 | $10.50 | GSX | IPO | Credit Suisse, Deutsche Bank, Barclays, CLSA | Credit Suisse |
| i3 Verticals | 06/05/2019 | $22.75 | IIIV | ADD-ON | Cowen and Company, Raymond James, Bofa Merrill Lynch, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Verra Mobility | 06/05/2019 | $12.50 | VRRM | ADD-ON | Deutsche Bank, Morgan Stanley, Credit Suisse, Goldman Sachs, Bofa Merrill Lynch | Credit Suisse |
| Mercury Systems | 05/22/2019 | $69.00 | MRCY | ADD-ON | Citigroup, Goldman Sachs, JP Morgan | SunTrust Robinson Humphrey |
| Rattler Midstream Partners | 05/22/2019 | $17.50 | RTLR | IPO | Credit Suisse, Bofa Merrill Lynch, JP Morgan | Credit Suisse |
| SolarWinds | 05/22/2019 | $18.00 | SWI | ADD-ON | JP Morgan, Goldman Sachs, Morgan Stanley, Credit Suisse | Credit Suisse |
| Avantor | 05/16/2019 | $14.00 | AVTR | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Fastly | 05/16/2019 | $16.00 | FSLY | IPO | Bofa Merill Lynch, Citigroup, Credit Suisse | Credit Suisse |
| Luckin Coffee | 05/16/2019 | $17.00 | LK | IPO | Credit Suisse, Morgan Stanley, CICC, Haitong International | Credit Suisse |
| Tremont Mortgage Trust | 05/16/2019 | $5.65 | TRMT | ADD-ON | Morgan Stanley, Citigroup, UBS, RBC Capital Markets | UBS |
| Intercept Pharmaceuticals | 05/09/2019 | $83.50 | ICPT | ADD-ON | Goldman Sachs, Credit Suisse, Jefferies | Credit Suisse |
| Uber Technologies | 05/09/2019 | $45.00 | UBER | IPO | Morgan Stanley, Goldman Sachs, Bofa Merrill Lynch | SunTrust Robinson Humphrey |
| Cortexyme | 05/08/2019 | $17.00 | CRTX | IPO | Bofa Merill Lynch, Credit Suisse | Credit Suisse |
| Headhunter Group | 05/08/2019 | $13.50 | HHR | IPO | Morgan Stanley, Goldman Sachs, Credit Suisse, VTB Capital | Credit Suisse |
| Upland Software | 05/08/2019 | $42.00 | UPLD | ADD-ON | Credit Suisse, Jefferies | Credit Suisse |
| Parsons Corporation | 05/07/2019 | $27.00 | PSN | IPO | Goldman Sachs, Bofa Merill Lynch | SunTrust Robinson Humphrey |
| Yunji | 05/02/2019 | $11.00 | YJ | IPO | Morgan Stanley, Credit Suisse, JP Morgan | Credit Suisse |
| Beyond Meat | 05/01/2019 | $25.00 | BYND | IPO | Goldman Sachs, JP Morgan, Credit Suisse | Credit Suisse |
| Huami Corp | 04/24/2019 | $9.75 | HMI | ADD-ON | Morgan Stanley, Credit Suisse | Credit Suisse |
| Brigham Minerals | 04/17/2019 | $18.00 | MNRL | IPO | Credit Suisse, Goldman Sachs | Credit Suisse |
| Endava PLC | 04/17/2019 | $27.25 | DAVA | ADD-ON | Morgan Stanley, Citigroup, Credit Suisse, Deutsche Bank | Credit Suisse |
| 04/17/2019 | $19.00 | PINS | IPO | Goldman Sachs, JP Morgan, Allen & Company LLC | Credit Suisse | |
| Zoom Video Communications | 04/17/2019 | $36.00 | ZM | IPO | Morgan Stanley, JP Morgan, Goldman Sachs, Credit Suisse | Credit Suisse |
| Americold Realty Trust | 04/16/2019 | $29.75 | COLD | ADD-ON | Bofa Merill Lynch, Goldman Sachs | SunTrust Robinson Humphrey |
| Brainsway | 04/16/2019 | $11.00 | BWAY | IPO | Cantor Fitzgerald, Raymond James, Oppenheimer & Co | Cantor Fitzgerald |
| HUYA | 04/09/2019 | $24.00 | HUYA | ADD-ON | Credit Suisse, Goldman Sachs | Credit Suisse |
| Baozun | 04/04/2019 | $40.00 | BZUN | ADD-ON | Credit Suisse, Deutsche Bank | Credit Suisse |
| EVO Payments | 04/03/2019 | $26.50 | EVOP | ADD-ON | JP Morgan | SunTrust Robinson Humphrey |
| Tradeweb Markets | 04/03/2019 | $27.00 | TW | IPO | JP Morgan, Citigroup, Goldman Sachs, Morgan Stanley | Credit Suisse |
| Bilibili | 04/02/2019 | $18.00 | BILI | ADD-ON | Morgan Stanley, JP Morgan | Credit Suisse |
| Lyft | 03/28/2019 | $72.00 | LYFT | IPO | JP Morgan, Credit Suisse, Jefferies | Credit Suisse |
| MyoKardia | 03/26/2019 | $51.00 | MYOK | ADD-ON | Bofa Merill Lynch, Credit Suisse, Cowen and Company,Wells Fargo | Credit Suisse |
| FRONTDOOR | 03/20/2019 | $30.00 | FTDR | ADD-ON | JP Morgan, Goldman Sachs | Credit Suisse |
| Dermira | 03/19/2019 | $13.25 | DERM | ADD-ON | Citigroup, Cowen and Company, Cantor Fitzgerald, Guggenheim Securities | Cantor Fitzgerald |
| Nomad Food Limited | 03/19/2019 | $20.00 | NOMD | ADD-ON | Goldman Sachs, Barclays, Citigroup, Credit Suisse, UBS | Credit Suisse |
| Essential Properties Realty Trust | 03/13/2019 | $17.50 | EPRT | ADD-ON | Citigroup, Barclays, Bofa Merill Lynch, Credit Suisse, Goldman Sachs, RBC Capital Markets | Credit Suisse |
| Futu Holdings | 03/07/2019 | $12.00 | FHL | IPO | Goldman Sachs, UBS, Credit Suisse | Credit Suisse |
| Pluralsight | 03/06/2019 | $29.25 | PS | ADD-ON | Morgan Stanley, JP Morgan, Barclays, BofA Merill Lynch | KeyBanc Capital Markets |
| Ascendis Pharma | 03/05/2019 | $120.00 | ASND | ADD-ON | JP Morgan, Morgan Stanley, Credit Suisse, Evercore | Credit Suisse |
| Danaher | 02/26/2019 | $123.00 | DHR | ADD-ON | Barclays, Goldman Sachs, Credit Suisse, HSBC | Credit Suisse |
| QTS Realty Trust | 02/26/2019 | $41.50 | QTS | ADD-ON | Jefferies, KeyBanc Capital Markets, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| New Fortress Energy | 01/30/2019 | $14.00 | NFE | IPO | Morgan Stanley, Barclays, Citigroup, Credit Suisse | Credit Suisse |
| eHealth | 01/23/2019 | $48.50 | EHTH | ADD-ON | RBC Capital Markets, Credit Suisse, Evercore | Credit Suisse |
| Everbridge | 01/15/2019 | $55.25 | EVBG | ADD-ON | JP Morgan, BofA Merill Lynch, Credit Suisse | Credit Suisse |
| 2018 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| 360 Finance | 12/13/2018 | $16.50 | QFIN | IPO | Citigroup, Haitong International, Lighthouse Capital | Citigroup |
| MOGU Incorporated | 12/06/2018 | $14.00 | MOGU | IPO | Credit Suisse, Morgan Stanley | Credit Suisse |
| Laureate Education | 11/15/2018 | $14.00 | LAUR | ADD-ON | Credit Suisse, Barclays, BMO Capital Markets, Macquarie Capital | Credit Suisse |
| Bain Capital Specialty Finance | 11/14/2018 | $20.25 | BCSF | IPO | BofA Merill Lynch, Goldman Sachs, Morgan Stanley, Citigroup | Credit Suisse |
| Consolidated Edison | 11/14/2018 | $77.00 | ED | ADD-ON | Citibank, Barclays, JP Morgan | KeyBanc Capital Markets |
| Ceridian HCM Holding | 11/13/2018 | $36.00 | CDAY | ADD-ON | Goldman Sachs, JP Morgan | Cantor Fitzgerald |
| Sarepta Therapeutics | 11/08/2018 | $131.00 | SRPT | ADD-ON | Goldman Sachs, JP Morgan, Credit Suisse | Credit Suisse |
| Axonics Modulation Technologies | 10/30/2018 | $15.00 | AXNX | IPO | BofA Merill Lynch, Morgan Stanley | SunTrust Robinson Humphrey |
| StoneCo | 10/25/2018 | $24.00 | STNE | IPO | Goldman Sachs, JP Morgan, Citigroup | Credit Suisse |
| YETI Holdings | 10/24/2018 | $18.00 | YETI | IPO | BofA Merill Lynch, Morgan Stanley, Jefferies | KeyBanc Capital Markets |
| Proteostasis Therapeutics | 10/23/2018 | $6.75 | PTI | ADD-ON | Leerink Partners, Piper Jaffray, Cantor Fitzgerald | Cantor Fitzgerald |
| Krystal Biotech | 10/18/2018 | $20.00 | KRYS | ADD-ON | Cowen and Company, William Blair, Cantor Fitzgerald | Cantor Fitzgerald |
| Niu Technologies | 10/18/2018 | $9.00 | NIU | IPO | Credit Suisse, Citigroup | Credit Suisse |
| SolarWinds | 10/18/2018 | $15.00 | SWI | IPO | Goldman Sachs, JP Morgan, Morgan Stanley, Credit Suisse | Credit Suisse |
| Studio City International | 10/17/2018 | $12.50 | MSC | IPO | Deutsche Bank, Credit Suisse, Morgan Stanley | Credit Suisse |
| CPI Aerostructures | 10/16/2018 | $6.25 | CVU | ADD-ON | Canaccord Genuity | Canaccord Genuity |
| Anaplan | 10/11/2018 | $17.00 | PLAN | IPO | Goldman Sachs, Morgan Stanley | SunTrust Robinson Humphrey |
| Livent | 10/10/2018 | $17.00 | LTHM | IPO | BofA Merill Lynch, Goldman Sachs, Credit Suisse | Credit Suisse |
| Conagra Brands | 10/09/2018 | $35.25 | CAG | ADD-ON | Goldman Sachs, BofA Merill Lynch, JP Morgan, Mizuho Securities | SunTrust Robinson Humphrey |
| Azure Power Global | 10/04/2018 | $12.50 | AZRE | ADD-ON | Credit Suisse, Barclays, HSBC | Credit Suisse |
| Aldeyra Therapeutics | 09/27/2018 | $13.75 | ALDX | ADD-ON | Citigroup, Cantor Fitzgerald | Cantor Fitzgerald |
| CooTek | 09/27/2018 | $12.00 | CTK | IPO | Credit Suisse, BofA Merill Lynch, Citigroup | Credit Suisse |
| Rosehill Resources | 09/27/2018 | $6.10 | ROSE | ADD-ON | Citigroup, SunTrust Robinson Humphrey, JP Morgan | SunTrust Robinson Humphrey |
| Ra Medical Systems | 09/26/2018 | $17.00 | RMED | IPO | Piper Jaffray, Cantor Fitzgerald | Cantor Fitzgerald |
| AnaptysBio | 09/25/2018 | $94.46 | ANAB | ADD-ON | Credit Suisse, JP Morgan, Jefferies | Credit Suisse |
| Ashford | 09/25/2018 | $74.50 | AINC | ADD-ON | UBS, RBC Capital Markets, Janney Montgomery Scott | UBS |
| Centerpoint Energy | 09/25/2018 | $27.25 | CNP | ADD-ON | Morgan Stanley, Goldman Sachs, Citigroup, Wells Fargo | Credit Suisse |
| Entasis Therapeutics Holdings | 09/25/2018 | $15.00 | ETTX | IPO | Credit Suisse, BMO Capital Markets | Credit Suisse |
| SurveyMonkey | 09/25/2018 | $12.00 | SVMK | IPO | JP Morgan, Allen & Company LLC, BofA Merill Lynch, Credit Suisse, UBS, Wells Fargo | Credit Suisse |
| Farfetch | 09/20/2018 | $20.00 | FTCH | IPO | Goldman Sachs, JP Morgan, Allen & Company LLC, UBS | Credit Suisse |
| Skyline Champion Corporation | 09/20/2018 | $29.25 | SKY | ADD-ON | Credit Suisse, RBC Capital Markets, Jefferies | Credit Suisse |
| Viking Therapeutics | 09/20/2018 | $18.50 | VKTX | ADD-ON | William Blair | SunTrust Robinson Humphrey |
| Elanco Animal Health | 09/19/2018 | $24.00 | ELAN | IPO | Goldman Sachs, JP Morgan, Morgan Stanley | Credit Suisse |
| Eventbrite | 09/19/2018 | $23.00 | EB | IPO | Goldman Sachs, JP Morgan, Allen & Company LLC, RBC Capital Markets | Credit Suisse |
| Foamix Pharmaceuticals | 09/13/2018 | $6.00 | FOMX | ADD-ON | BofA Merill Lynch, Cowen and Company, Barclays | Cantor Fitzgerald |
| NN, Inc. | 09/13/2018 | $16.00 | NNBR | ADD-ON | JP Morgan, Baird, KeyBanc Capital Markets, SunTrust Robinson Humphrey | KeyBanc Capital Markets |
| PGT Innovations | 09/13/2018 | $23.00 | PGTI | ADD-ON | SunTrust Robinson Humphrey, JP Morgan, KeyBanc Capital Markets, Jefferies, Wells Fargo, Deutsche Bank | SunTrust Robinson Humphrey |
| NIO, Inc. | 09/12/2018 | $6.26 | NIO | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, BofA Merill Lynch | Credit Suisse |
| SailPoint Technologies Holdings | 08/15/2018 | $28.25 | SAIL | ADD-ON | Morgan Stanley, Goldman Sachs, Citigroup | KeyBanc Capital Markets |
| Aridis Pharmaceuticals | 08/13/2018 | $13.00 | ARDS | IPO | Cantor Fitzgerald | Cantor Fitzgerald |
| First Data | 08/13/2018 | $23.75 | FDC | ADD-ON | Citigroup, BofA Merill Lynch, PNC, Wells Fargo, Deutsche Bank, KKR | Citigroup |
| Central Garden & Pet | 08/08/2018 | $37.00 | CENTA | ADD-ON | BofA Merill Lynch, JP Morgan | KeyBanc Capital Markets |
| GrafTech International | 08/08/2018 | $20.00 | EAF | ADD-ON | JP Morgan, Credit Suisse | Credit Suisse |
| PlayAGS | 08/08/2018 | $29.25 | AGS | ADD-ON | Credit Suisse, Deutsche Bank, Jefferies, Macquarie Capital | Credit Suisse |
| WellCare Health Plans | 08/07/2018 | $265.00 | WCG | ADD-ON | SunTrust Robinson Humphrey, JP Morgan, Goldman Sachs, Wells Fargo | SunTrust Robinson Humphrey |
| Arlo Technologies | 08/02/2018 | $16.00 | ARLO | IPO | BofA Merill Lynch, Deutsche Bank, Guggenheim Securities | Guggenheim Securities |
| Skyline Champion Corporation | 08/02/2018 | $22.00 | SKY | ADD-ON | Credit Suisse, RBC Capital Markets, Jefferies | Credit Suisse |
| Cushman & Wakefield | 08/01/2018 | $17.00 | CWK | IPO | Morgan Stanley, JP Morgan, Goldman Sachs, UBS | Credit Suisse |
| Sonos | 08/01/2018 | $15.00 | SONO | IPO | Morgan Stanley, Goldman Sachs, Allen & Company LLC | KKR |
| TherapeuticsMD | 08/01/2018 | $5.10 | TXMD | ADD-ON | Goldman Sachs, Cantor Fitzgerald | Cantor Fitzgerald |
| Endava | 07/26/2018 | $20.00 | DAVA | IPO | Morgan Stanley, Citigroup, Credit Suisse, Deutsche Bank | Credit Suisse |
| Aurora Mobile | 07/25/2018 | $8.50 | JG | IPO | Goldman Sachs, Credit Suisse, Deutsche Bank | Credit Suisse |
| Focus Financial Partners | 07/25/2018 | $33.00 | FOCS | IPO | Goldman Sachs, BofA Merill Lynch, KKR | KKR |
| National Vision Holdings | 07/25/2018 | $39.75 | EYE | ADD-ON | BofA Merill Lunch, Citigroup, Goldman Sachs, Jefferies, KKR | KKR |
| Pinduoduo | 07/25/2018 | $19.00 | PDD | IPO | Credit Suisse, Goldman Sachs, CICC | Credit Suisse |
| WillScot | 07/25/2018 | $16.00 | WSC | ADD-ON | Barclays, Deutsche Bank, Morgan Stanley, BofA Merill Lynch | Credit Suisse |
| Bloom Energy | 07/24/2018 | $15.00 | BE | IPO | JP Morgan, Morgan Stanley | Credit Suisse |
| Materialise | 07/23/2018 | $13.00 | MTLS | ADD-ON | Piper Jaffray | KeyBanc Capital Markets |
| Evolus | 07/18/2018 | $20.00 | EOLS | ADD-ON | Cantor Fitzgerald, Mizuho Securities | Cantor Fitzgerald |
| Cactus | 07/11/2018 | $33.25 | WHD | ADD-ON | Citigroup, Credit Suisse | Credit Suisse |
| Domo | 06/28/2018 | $21.00 | DOMO | IPO | Morgan Stanley, Allen & Company LLC, Credit Suisse, UBS | Credit Suisse |
| BrightView | 06/27/2018 | $22.00 | BV | IPO | Goldman Sachs, JP Morgan, KKR, UBS | KKR |
| Forty Seven | 06/27/2018 | $16.00 | FTSV | IPO | Morgan Stanley, Credit Suisse | Credit Suisse |
| Green Brick Partners | 06/21/2018 | $9.50 | GRBK | ADD-ON | Citigroup, Credit Suisse, JP Morgan | Credit Suisse |
| Essential Properties Realty Trust | 06/20/2018 | $14.00 | EPRT | IPO | Goldman Sachs, Citigroup, BofA Merill Lynch, Credit Suisse | Credit Suisse |
| i3 Verticals | 06/20/2018 | $13.00 | IIIV | IPO | Cowen and Company, Raymond James, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Galmed Pharmaceuticals | 06/19/2018 | $15.00 | GLMD | ADD-ON | Stifel, SunTrust Robinson Humphrey, Cantor Fitzgerald | Cantor Fitzgerald |
| ObsEva | 06/19/2018 | $15.39 | OBSV | ADD-ON | JP Morgan, Credit Suisse, Jefferies | Credit Suisse |
| CIRCOR International | 06/12/2018 | $44.25 | CIR | ADD-ON | Citigroup, Deutsche Bank | KeyBanc Capital Markets |
| OptiNose | 06/06/2018 | $22.25 | OPTN | ADD-ON | Jefferies, Piper Jaffray, BMO Capital Markets, RBC Capital Markets | Cantor Fitzgerald |
| Vericel Corporation | 05/31/2018 | $13.00 | VCEL | ADD-ON | Leerink Partners, BTIG | Leerink Partners |
| T2 Biosystems | 05/30/2018 | $7.50 | TTOO | ADD-ON | Leerink Partners | Leerink Partners |
| Iterum Therapeutics | 05/24/2018 | $13.00 | ITRM | IPO | Leerink Partners, RBC Capital Markets | Leerink Partners |
| GreenSky | 05/24/2018 | $23.00 | GSKY | IPO | Goldman Sachs, JP Morgan, Morgan Stanley | Credit Suisse |
| Melinta Therapeutics | 05/23/2018 | $5.00 | MLNT | ADD-ON | JP Morgan, Jefferies | Cantor Fitzgerald |
| RealPage | 05/23/2018 | $57.00 | RP | ADD-ON | Morgan Stanley, JP Morgan, Wells Fargo, RBC Capital Markets | KeyBanc Capital Markets |
| SailPoint Technologies Holdings | 05/23/2018 | $22.50 | SAIL | ADD-ON | Morgan Stanley, Goldman Sachs, Citigroup | KeyBanc Capital Markets |
| 2U | 05/22/2018 | $90.00 | TWOU | ADD-ON | Goldman Sachs, Credit Suisse | Credit Suisse |
| Evo Payments | 05/22/2018 | $16.00 | EVOP | IPO | JP Morgan, BofA Merill Lynch, Citigroup, Deutsche Bank, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| International Game Technology | 05/22/2018 | $28.25 | IGT | ADD-ON | Credit Suisse | Credit Suisse |
| MyoKardia | 05/22/2018 | $49.00 | MYOK | ADD-ON | JP Morgan, BofA Merill Lynch, Credit Suisse, Wells Fargo | Credit Suisse |
| Myers Industries | 05/18/2018 | $18.50 | MYE | ADD-ON | JP Morgan, Baird | KeyBanc Capital Markets |
| Curo Group Holdings | 05/16/2018 | $23.00 | CURO | ADD-ON | Credit Suisse, Jefferies, Stephens | Credit Suisse |
| Huya | 05/10/2018 | $12.00 | HUYA | IPO | Credit Suisse, Goldman Sachs, UBS | Credit Suisse |
| Weight Watchers International | 05/10/2018 | $69.00 | WTW | ADD-ON | Goldman Sachs, Morgan Stanley, UBS | Goldman Sachs |
| AXA Equitable Holdings | 05/09/2018 | $20.00 | EQH | IPO | Morgan Stanley, JP Morgan, Barclays, Citigroup | Credit Suisse |
| PlayAGS | 05/09/2018 | $21.50 | AGS | ADD-ON | Credit Suisse, Deutsche Bank | Credit Suisse |
| InflaRx | 05/03/2018 | $34.00 | IFRX | ADD-ON | JP Morgan, Leerink Partners, BMO Capital Markets | SunTrust Robinson Humphrey |
| Gardner Denver Holdings | 05/02/2018 | $31.00 | GDI | ADD-ON | Goldman Sachs, Citigroup, KKR | KKR |
| Centene Corporation | 05/01/2018 | $107.50 | CNC | ADD-ON | Barclays, Citigroup, Wells Fargo, Evercore, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| PermRock Royalty Trust | 05/01/2018 | $17.00 | PRT | IPO | Wells Fargo, Goldman Sachs, UBS | UBS |
| Ceridian HCM Holding | 04/26/2018 | $22.00 | CDAY | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Eloxx Pharmaceuticals | 04/25/2018 | $9.75 | ELOX | ADD-ON | Citigroup, Piper Jaffray | Citigroup |
| Pivotal Software | 04/19/2018 | $15.00 | PVTL | IPO | Morgan Stanley, Goldman Sachs, Citigroup | Credit Suisse |
| GrafTech International | 04/18/2018 | $15.00 | EAF | IPO | JP Morgan, Credit Suisse | Credit Suisse |
| Exela Technologies | 04/11/2018 | $5.00 | XELA | ADD-ON | Morgan Stanley, RBC Capital Markets | Cantor Fitzgerald |
| Hilton Worldwide Holdings | 04/10/2018 | $73.00 | HLT | ADD-ON | Goldman Sachs, JP Morgan, Deutsche Bank | Credit Suisse |
| SS&C Technologies | 04/03/2018 | $47.50 | SSNC | ADD-ON | Credit Suisse, Morgan Stanley | Credit Suisse |
| IQIYI | 03/28/2018 | $18.00 | IQ | IPO | Goldman Sachs, Credit Suisse, BofA Merill Lynch | Credit Suisse |
| PTC Therapeutics | 03/28/2018 | $27.04 | PTCT | ADD-ON | Credit Suisse, Citigroup, RBC Capital Markets | Credit Suisse |
| General Mills | 03/27/2018 | $44.00 | GIS | ADD-ON | Goldman Sachs, BofA Merill Lynch | Credit Suisse |
| Sunlands Online Education | 03/22/2018 | $11.50 | STG | IPO | JP Morgan, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Arena Pharmaceuticals | 03/21/2018 | $41.50 | ARNA | ADD-ON | Citigroup, Leerink Partners | Credit Suisse |
| Cision | 03/20/2018 | $10.75 | CISN | ADD-ON | JP Morgan, Deutsche Bank | Credit Suisse |
| ForeScout Technologies | 03/20/2018 | $29.00 | FSCT | ADD-ON | Morgan Stanley, JP Morgan, Citigroup | KeyBanc Capital Markets |
| Xencor | 03/20/2018 | $31.00 | XNCR | ADD-ON | Leerink Partners, Piper Jaffray | Leerink Partners |
| Zscaler | 03/15/2018 | $16.00 | ZS | IPO | Morgan Stanley, Goldman Sachs | Credit Suisse |
| Evoqua Water Technologies | 03/14/2018 | $22.00 | AQUA | ADD-ON | JP Morgan, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Hilton Grand Vacations | 03/14/2018 | $46.25 | HGV | ADD-ON | BofA Merill Lynch, JP Morgan | Credit Suisse |
| National Vision Holdings | 03/14/2018 | $33.00 | EYE | ADD-ON | BofA Merill Lynch, Citigroup, Goldman Sachs, Jefferies, KKR | KKR |
| Emerald Expositions Events | 03/08/2018 | $18.50 | EEX | ADD-ON | BofA Merill Lynch, Goldman Sachs, Barclays, RBC Capital Markets, Credit Suisse, Citigroup | Credit Suisse |
| Ares Management | 03/07/2018 | $22.00 | ARES | ADD-ON | Wells Fargo, Morgan Stanley, Credit Suisse | Credit Suisse |
| Park Hotels & Resorts | 03/06/2018 | $25.75 | PK | ADD-ON | Barclays, JP Morgan | Credit Suisse |
| NMI Holdings | 02/27/2018 | $19.75 | NMIH | ADD-ON | JP Morgan, Deutsche Bank, RBC Capital Markets | SunTrust Robinson Humphrey |
| Aimmune Therapeutics | 02/21/2018 | $32.00 | AIMT | ADD-ON | BofA Merill Lynch, Cantor Fitzgerald, Piper Jaffray, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Ascendis Pharma | 02/21/2018 | $57.00 | ASND | ADD-ON | JP Morgan, BofA Merill Lynch, Credit Suisse | Credit Suisse |
| Cardlytics | 02/08/2018 | $13.00 | CDLX | IPO | BofA Merill Lynch, JP Morgan | KeyBanc Capital Markets |
| Cactus | 02/07/2018 | $19.00 | WHD | IPO | Citigroup, Credit Suisse | Credit Suisse |
| Evolus | 02/07/2018 | $12.00 | EOLS | IPO | Cantor Fitzgerald, Mizuho Securities | Cantor Fitzgerald |
| Huami Corporation | 02/07/2018 | $11.00 | HMI | IPO | Credit Suisse, Citigroup, China Renaissance | Credit Suisse |
| FTS International | 02/01/2018 | $18.00 | FTSI | IPO | Credit Suisse, Morgan Stanley | Credit Suisse |
| Sun Hydraulics | 02/01/2018 | $57.50 | SNHY | ADD-ON | Morgan Stanley | KeyBanc Capital Markets |
| Hudson Ltd | 01/31/2018 | $19.00 | HUD | IPO | Credit Suisse, Morgan Stanley, UBS | Credit Suisse |
| VICI Properties | 01/31/2018 | $20.00 | VICI | IPO | Morgan Stanley, Goldman Sachs, BofA Merill Lynch | Credit Suisse |
| PlayAGS | 01/25/2018 | $16.00 | AGS | IPO | Credit Suisse, Deutsche Bank | Credit Suisse |
| Rapid7 | 01/25/2018 | $22.00 | RPD | ADD-ON | Barclays, RBC Capital Markets | KeyBanc Capital Markets |
| Strongbridge Biopharma | 01/25/2018 | $6.75 | SBBP | ADD-ON | Cantor Fitzgerald | Cantor Fitzgerald |
| Gates Industrial | 01/24/2018 | $19.00 | GTES | IPO | Citigroup, Morgan Stanley, UBS | Credit Suisse |
| PagSeguro Digital | 01/23/2018 | $21.50 | PAGS | IPO | Goldman Sachs, Morgan Stanley, BofA Merill Lynch, Deutsche Bank, Credit Suisse, JP Morgan, Itau BBA, BBI | Credit Suisse |
| ADT | 01/18/2018 | $14.00 | ADT | IPO | Morgan Stanley, Goldman Sachs | Credit Suisse |
| Nine Energy Service | 01/18/2018 | $23.00 | NINE | IPO | JP Morgan, Goldman Sachs, Wells Fargo | Credit Suisse |
| Industrial Logistics Properties | 01/11/2018 | $24.00 | ILPT | IPO | UBS, Citigroup, RBC Capital Markets, BofA Merill Lynch, Morgan Stanley, Wells Fargo | UBS |
| 2017 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookrunner |
|---|---|---|---|---|---|---|
| CURO Group Holdings | 12/06/2017 | $14.00 | CURO | IPO | Credit Suisse, Jefferies, Stephens | Credit Suisse |
| Medpace Holdings | 11/30/2017 | $31.50 | MEDP | ADD-ON | Jefferies, Credit Suisse | Credit Suisse |
| Venator Materials | 11/29/2017 | $22.50 | VNTR | ADD-ON | BofA Merill Lynch, Citigroup, Goldman Sachs, JP Morgan | SunTrust Robinson Humphrey |
| Bluegreen Vacations | 11/16/2017 | $14.00 | BXG | IPO | Stifel, Credit Suisse | Credit Suisse |
| Presidio | 11/16/2017 | $14.25 | PSDO | ADD-ON | JP Morgan, Citigroup, RBC Capital Markets | Credit Suisse |
| Sterling Bancorp | 11/16/2017 | $12.00 | SBT | IPO | Sandler O'Neill + Partners | Sandler O'Neill + Partners |
| Everbridge | 11/15/2017 | $26.97 | EVBG | ADD-ON | BofA Merill Lynch, Credit Suisse | Credit Suisse |
| Floor & Decor Holdings | 11/15/2017 | $36.00 | FND | ADD-ON | BofA Merill Lynch, Barclays, Credit Suisse, UBS | Credit Suisse |
| Gardner Denver Holdings | 11/15/2017 | $27.25 | GDI | ADD-ON | Goldman Sachs, Citigroup, KKR | KKR |
| JELD-WEN Holding | 11/15/2017 | $33.75 | JELD | ADD-ON | Barclays, Citigroup, Credit Suisse, JP Morgan | Credit Suisse |
| Alnylam Pharmaceuticals | 11/13/2017 | $125.00 | ALNY | ADD-ON | Goldman Sachs, JP Morgan, Barclays | Credit Suisse |
| ATENTO | 11/09/2017 | $9.00 | ATTO | ADD-ON | Morgan Stanley, Credit Suisse, Itau BBA | Credit Suisse |
| PPDAI GROUP | 11/09/2017 | $13.00 | PPDF | IPO | Credit Suisse, Citigroup | Credit Suisse |
| Solaris Oilfield Infrastructure | 11/09/2017 | $15.75 | SOI | IPO | Credit Suisse, Goldman Sachs | Credit Suisse |
| Sogou | 11/08/2017 | $13.00 | SOGO | IPO | JP Morgan, Credit Suisse, Goldman Sachs, CICC | Credit Suisse |
| Allena Pharmaceuticals | 11/01/2017 | $14.00 | ALNA | IPO | Credit Suisse, Jefferies, Cowen and Company | Credit Suisse |
| Evoqua Water Technologies | 11/01/2017 | $18.00 | AQUA | IPO | Credit Suisse, JP Morgan, RBC Capital Markets | Credit Suisse |
| Intellia Therapeutics | 11/01/2017 | $24.00 | NTLA | IPO | Credit Suisse, Jefferies, Leerink Partners | Credit Suisse |
| Constellium | 10/31/2017 | $11.00 | CSTM | ADD-ON | Credit Suisse, Deutsche Bank | Credit Suisse |
| Merchants Bancorp | 10/26/2017 | $16.00 | MBIN | IPO | Sandler O'Neill + Partners, Stephens, Raymond James, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| NEXA RESOURCES | 10/26/2017 | $16.00 | NEXA | IPO | JP Morgan, BMO Capital Markets, Morgan Stanley, Credit Suisse | Credit Suisse |
| BP Midstream Partners LP | 10/25/2017 | $18.00 | BPMP | IPO | Citigroup, Goldman Sachs, Morgan Stanley | Credit Suisse |
| Camping World Holdings | 10/25/2017 | $40.50 | CWH | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| National Vision Holdings | 10/25/2017 | $22.00 | EYE | IPO | BofA Merill Lynch, Goldman Sachs, Citigroup, KKR | KKR |
| Ignyta | 10/19/2017 | $16.00 | RXDX | ADD-ON | JP Morgan, Jefferies | Cantor Fitzgerald |
| RISE Education Cayman Ltd | 10/19/2017 | $14.50 | REDU | IPO | Morgan Stanley, Credit Suiise | Credit Suisse |
| Sea Limited | 10/19/2017 | $15.00 | SE | IPO | Goldman Sachs, Morgan Stanley, Credit Suisse | Credit Suisse |
| KMG Chemicals | 10/18/2017 | $54.00 | KMG | ADD-ON | Goldman Sachs, KeyBanc Capital Markets | KeyBanc Capital Markets |
| Qudian | 10/17/2017 | $24.00 | QD | IPO | Morgan Stanley, Credit Suisse, Citigroup, CICC | Credit Suisse |
| AnaptysBio | 10/12/2017 | $68.50 | ANAB | ADD-ON | Credit Suisse, Jefferies, Stifel | Credit Suisse |
| REV Group | 10/12/2017 | $27.25 | REVG | ADD-ON | Goldman Sachs, Morgan Stanley, Baird, Credit Suisse | Credit Suisse |
| Switch | 10/05/2017 | $17.00 | SWCH | IPO | Goldman Sachs, JP Morgan, BMO Capital Markets, Wells Fargo | Credit Suisse |
| CoStar Group | 09/28/2017 | $260.00 | CSGP | ADD-ON | JP Morgan, Goldman Sachs, Citigroup, BofA Merill Lynch, SunTrust Robinson Humphrey, Wells Fargo | SunTrust Robinson Humphrey |
| PQ Group Holdings | 09/28/2017 | $17.50 | PQG | IPO | Morgan Stanley, Goldman Sachs, Citigroup, Credit Suisse | Credit Suisse |
| Intra-Cellular Therapies | 09/27/2017 | $15.50 | ITCI | ADD-ON | JP Morgan, Leerink Partners | Cantor Fitzgerald |
| RYB Education | 09/26/2017 | $18.50 | RYB | IPO | Credit Suisse, Morgan Stanley | Credit Suisse |
| Beacon Roofing Supply | 09/20/2017 | $47.50 | BECN | ADD-ON | Citigroup, Wells Fargo | Citigroup |
| Oasis Midstream Partners | 09/20/2017 | $17.00 | OMP | IPO | Morgan Stanley, Citigroup, Wells Fargo | Credit Suisse |
| BEST | 09/19/2017 | $10.00 | BSTI | IPO | Citigroup, Credit Suisse, Goldman Sachs, JP Morgan, Deutsche Bank | Credit Suisse |
| Nabriva Therapeutics | 09/19/2017 | $8.50 | NBRV | ADD-ON | Morgan Stanley, BofA Merill Lynch | Morgan Stanley |
| Tremont Mortgage Trust | 09/14/2017 | $20.00 | TRMT | IPO | UBS, Citigroup, RBC Capital Markets | UBS |
| FIRST DATA | 09/13/2017 | $17.75 | FDC | ADD-ON | BofA Merrill Lynch, Citigroup, KKR | KKR |
| 2U | 09/06/2017 | $49.00 | TWOU | ADD-ON | Goldman Sachs, Credit Suisse | Credit Suisse |
| Independence Realty Trust | 09/06/2017 | $9.25 | IRT | ADD-ON | Citigroup | Citigroup |
| YY | 08/15/2017 | $70.00 | YY | ADD-ON | Credit Suisse, Goldman Sachs, China Renaissance | Credit Suisse |
| Ranger Energy Services | 08/10/2017 | $14.50 | RNGR | IPO | Credit Suisse, Simmons, Wells Fargo | Credit Suisse |
| YogaWorks | 08/10/2017 | $5.50 | YOGA | IPO | Cowen and Company, Stephens, Guggenheim Securities | Cowen and Company |
| Dynavax Technologies | 08/09/2017 | $15.00 | DVAX | ADD-ON | Cowen and Company, RBC Capital Markets, William Blair | SunTrust Robinson Humphrey |
| Evolent Health | 08/08/2017 | $19.85 | EVH | ADD-ON | JP Morgan, Goldman Sachs | SunTrust Robinson Humphrey |
| McCormick & Company | 08/08/2017 | $90.50 | MKC | ADD-ON | BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| Venator Materials | 08/02/2017 | $20.00 | VNTR | IPO | Citigroup, Goldman Sachs, BofA Merrill Lynch, JP Morgan | SunTrust Robinson Humphrey |
| Tetraphase Pharmaceuticals | 07/27/2017 | $6.50 | TTPH | ADD-ON | Piper Jaffray, BMO Capital Markets, Stifel | SunTrust Robinson Humphrey |
| Sarepta Therapeutics | 07/24/2017 | $42.50 | SRPT | ADD-ON | Goldman Sachs, JP Morgan, Credit Suisse | Credit Suisse |
| Community Healthcare Trust | 07/20/2017 | $23.45 | CHCT | ADD-ON | Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey | SunTrust Robinson Humphrey |
| Crown Castle International | 07/20/2017 | $96.00 | CCI | ADD-ON | Morgan Stanley, BofA Merrill Lynch, JP Morgan | Morgan Stanley |
| Floor & Decor Holdings | 07/19/2017 | $40.00 | FND | ADD-ON | BofA Merrill Lynch, Barclays, Credit Suisse, UBS | Credit Suisse |
| Inovio Pharmaceuticals | 07/19/2017 | $6.00 | INO | ADD-ON | Citigroup | Citigroup |
| USA Technologies | 07/19/2017 | $4.50 | USAT | ADD-ON | William Blair | William Blair |
| XPO LOGISTICS | 07/19/2017 | $60.50 | XPO | ADD-ON | Morgan Stanley, JP Morgan | Morgan Stanley |
| CymaBay Therapeutics | 07/18/2017 | $6.50 | CBAY | ADD-ON | Leerink Partners, Piper Jaffray, Cantor Fitzgerald | Cantor Fitzgerald |
| BBVA Banco Frances | 07/18/2017 | $15.85 | BFR | ADD-ON | Morgan Stanley, Citigroup | Credit Suisse |
| Arena Pharmaceuticals | 07/12/2017 | $24.00 | ARNA | ADD-ON | Citigroup, Leerink Partners, Cantor Fitzgerald, UBS | Cantor Fitzgerald |
| Minerva Neurosciences | 06/28/2017 | $7.75 | NERV | ADD-ON | Citigroup, Jefferies | Citigroup |
| Government Properties Income Trust | 06/28/2017 | $18.50 | GOV | ADD-ON | Citigroup, BofA Merrill Lynch, Morgan Stanley, UBS | Citigroup |
| Blue Apron | 06/28/2017 | $10.00 | APRN | IPO | Goldman Sachs, Morgan Stanley, Citigroup, Barclays | SunTrust Robinson Humphrey |
| Canada Goose Holdings | 06/27/2017 | $20.75 | GOOS | ADD-ON | CIBC, Credit Suisse, Goldman Sachs, RBC Capital Markets | Credit Suisse |
| Boston Omaha | 06/15/2017 | $13.00 | BOMN | ADD-ON | Cowen and Company | Cowen and Company |
| Athenex | 06/13/2017 | $11.00 | ATNX | IPO | Credit Suisse, Deutsche Bank, JP Morgan | Credit Suisse |
| CalAtlantic Group | 06/08/2017 | $34.25 | CAA | ADD-ON | Credit Suisse, JP Morgan | Credit Suisse |
| Athene Holding | 06/06/2017 | $49.00 | ATH | ADD-ON | Goldman Sachs, Barclays, Citigroup, Wells Fargo | Credit Suisse |
| GMS | 06/01/2017 | $33.00 | GMS | ADD-ON | Barclays, RBC Capital Markets, Credit Suisse | Credit Suisse |
| WideOpenWest | 05/24/2017 | $17.00 | WOW | IPO | UBS, Credit Suisse | Credit Suisse |
| MINDBODY | 05/24/2017 | $27.95 | MB | ADD-ON | JP Morgan, UBS, Jefferies, Credit Suisse | Credit Suisse |
| JELD-WEN Holding | 05/24/2017 | $30.75 | JELD | ADD-ON | Barclays, Citigroup | Credit Suisse |
| Camping World Holdings | 05/24/2017 | $27.75 | CWH | ADD-ON | Goldman Sachs, JP Morgan | Credit Suisse |
| Shopify | 05/18/2017 | $91.00 | SHOP | ADD-ON | Morgan Stanley, Credit Suisse | Credit Suisse |
| Liberty Media Corp | 05/18/2017 | $31.00 | FWONK | ADD-ON | Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Barclays, Credit Suisse | Credit Suisse |
| Advanced Disposal Services | 05/17/2017 | $21.50 | ADSW | ADD-ON | UBS, Deutsche Bank, Morgan Stanley | Credit Suisse |
| Fogo De Chao | 05/11/2017 | $14.00 | FOGO | ADD-ON | Jefferies, JP Morgan, Credit Suisse, Piper Jaffray, RBC Capital Markets, Wells Fargo, Deutsche Bank, Macquarie Capital | Credit Suisse |
| Gardner Denver Holdings | 05/11/2017 | $20.00 | GDI | IPO | Goldman Sachs, Citigroup, UBS, KKR | Credit Suisse |
| Solaris Oilfield Infrastructure | 05/11/2017 | $12.00 | SOI | IPO | Credit Suisse, Goldman Sachs | Credit Suisse |
| US Foods Holding | 05/11/2017 | $28.25 | USFD | ADD-ON | Goldman Sachs, Morgan Stanley, JP Morgan | Credit Suisse |
| KKR Real Estate Finance Trust | 05/04/2017 | $20.50 | KREF | IPO | Wells Fargo, Morgan Stanley, KKR | KKR |
| Antero Midstream | 05/03/2017 | $23.50 | AMGP | IPO | Morgan Stanley, Barclays, JP Morgan | Credit Suisse |
| Milacron Holdings | 05/03/2017 | $17.20 | MCRN | ADD-ON | Credit Suisse, Barclays, Baird | Credit Suisse |
| Emerald Expositions Events | 04/27/2017 | $17.00 | EEX | IPO | BofA Merrill Lynch, Barclays, Goldman Sachs | Credit Suisse |
| China Rapid Finance | 04/27/2017 | $6.00 | XRF | IPO | Morgan Stanley, Credit Suisse, Jefferies | Credit Suisse |
| Zymeworks | 04/27/2017 | $13.00 | ZYME | IPO | Citigroup, Barclays, Wells Fargo | Canaccord Genuity |
| NCS Multistage Holdings | 04/27/2017 | $17.00 | NCSM | IPO | Credit Suisse, Citigroup, Wells Fargo | Credit Suisse |
| Verona Pharma | 04/26/2017 | $13.50 | VRNA | IPO | Jefferies, Stifel | SunTrust Robinson Humphrey |
| Floor & Decor Holdings | 04/26/2017 | $21.00 | FND | IPO | BofA Merrill Lynch, Barclays, Credit Suisse, UBS | Credit Suisse |
| Select Energy Services | 04/20/2017 | $14.00 | WTTR | IPO | Credit Suisse, FBR, Wells Fargo | Credit Suisse |
| Uniti Group | 04/19/2017 | $26.50 | UNIT | ADD-ON | Citigroup, JP Morgan, RBC Capital Markets, Barclays, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Goldman Sachs, Morgan Stanley | Credit Suisse |
| Warrior Met Coal | 04/12/2017 | $19.00 | HCC | IPO | Credit Suisse, Citigroup, Morgan Stanley | Credit Suisse |
| Hostess Brands | 04/12/2017 | $15.25 | TWNK | ADD-ON | Credit Suisse, Morgan Stanley | Credit Suisse |
| Banco Santander | 04/05/2017 | $8.09 | BSBR | ADD-ON | BofA Merrill Lynch, Credit Suisse, Santander | Credit Suisse |
| Everbridge | 04/05/2017 | $19.85 | EVBG | ADD-ON | Credit Suisse, BofA Merrill Lynch | Credit Suisse |
| Schneider National | 04/05/2017 | $19.00 | SNDR | IPO | Morgan Stanley, UBS | Credit Suisse |
| Athene Holding | 03/28/2017 | $48.50 | ATH | ADD-ON | Goldman Sachs, Barclays, Citigroup, Wells Fargo | Credit Suisse |
| Condor Hospitality Trust | 03/23/2017 | $10.50 | CDOR | ADD-ON | KeyBanc Capital Markets, Baird, Janney Montgomery Scott | KeyBanc Capital Markets |
| Cherry Hill Mortgage | 03/23/2017 | $16.50 | CHMI | ADD-ON | Morgan Stanley, Barclays, Citigroup, UBS | UBS |
| Bellicum Pharmaceuticals | 03/23/2017 | $12.00 | BLCM | ADD-ON | Citigroup, Jefferies | Citigroup |
| Keysight Technologies | 03/22/2017 | $35.00 | KEYS | ADD-ON | Goldman Sachs, BofA Merrill Lynch, Citigroup, BNP Paribas | Credit Suisse |
| LSC Communications | 03/22/2017 | $20.25 | LKSD | ADD-ON | Citigroup, BofA Merrill Lynch, JP Morgan, Wells Fargo | Citigroup |
| Valeritas Holdings | 03/22/2017 | $10.00 | VLRX | ADD-ON | Cowen and Company, Wedbush PacGrow | Cowen and Company |
| Tesla | 03/16/2017 | $262.00 | TSLA | ADD-ON | Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley | Credit Suisse |
| ProPetro Holding | 03/16/2017 | $14.00 | PUMP | IPO | Goldman Sachs, Barclays | Credit Suisse |
| Canada Goose Holdings | 03/15/2017 | $12.78 | GOOS | IPO | CIBC, Credit Suisse, Goldman Sachs, RBC Capital Markets | Credit Suisse |
| Ardagh Group | 03/14/2017 | $19.00 | ARD | IPO | Citigroup, Deutsche Bank, Goldman Sachs | Credit Suisse |
| Presidio | 03/09/2017 | $14.00 | PSDO | IPO | JP Morgan, Citigroup | Credit Suisse |
| Cotiviti Holdings | 03/07/2017 | $36.00 | COTV | ADD-ON | Credit Suisse, Barclays | Credit Suisse |
| Snap | 03/01/2017 | $17.00 | SNAP | IPO | Morgan Stanley, Goldman Sachs, JP Morgan, Deutsche Bank | Credit Suisse |
| GMS | 02/22/2017 | $29.25 | GMS | ADD-ON | Barclays, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Atkore International Group | 02/16/2017 | $25.00 | ATKR | ADD-ON | Credit Suisse, Deutsche Bank, JP Morgan, UBS | Credit Suisse |
| Clipper Realty | 02/09/2017 | $13.50 | CLPR | IPO | FBR, Raymond James | FBR |
| Ramaco Resources | 02/02/2017 | $13.50 | METC | IPO | Credit Suisse, Jefferies, BMO Capital Markets | Credit Suisse |
| Smart Sand | 02/01/2017 | $17.50 | SND | ADD-ON | Credit Suisse, Goldman Sachs | Credit Suisse |
| Taylor Morrison Home | 01/31/2017 | $19.00 | TMHC | ADD-ON | JP Morgan, Citigroup, Credit Suisse | Credit Suisse |
| Milacron Holdings | 01/31/2017 | $16.25 | MCRN | ADD-ON | BofA Merrill Lynch, Barclays, JP Morgan | Credit Suisse |
| Laureate Education | 01/31/2017 | $14.00 | LAUR | IPO | Credit Suisse, Morgan Stanley, Barclays | Credit Suisse |
| Invitation Homes | 01/31/2017 | $20.00 | INVH | IPO | Deutsche Bank, JP Morgan | Credit Suisse |
| First Hawaiian | 01/31/2017 | $32.00 | FHB | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan, BNP Paribas | Credit Suisse |
| New Residential Investments | 01/30/2017 | $15.00 | NRZ | ADD-ON | Citigroup, Barclays, BofA Merrill Lynch, Credit Suisse | Credit Suisse |
| Virtus Investment Partners | 01/26/2017 | $110.00 | VRTS | ADD-ON | Barclays, Morgan Stanley, JP Morgan, BofA Merrill Lynch | Credit Suisse |
| REV Group | 01/26/2017 | $22.00 | REVG | IPO | Goldman Sachs, Morgan Stanley, Baird | Credit Suisse |
| Jeld-Wen Holding | 01/26/2017 | $23.00 | JELD | IPO | Barclays, Citigroup, Credit Suisse, JP Morgan | Credit Suisse |
| Jagged Peak Energy | 01/26/2017 | $15.00 | JAG | IPO | Citigroup, Credit Suisse, JP Morgan | Credit Suisse |
| US Foods Holding | 01/25/2017 | $26.00 | USFD | ADD-ON | Goldman Sachs, Morgan Stanley, JP Morgan | Credit Suisse |
| ObsEva | 01/25/2017 | $15.00 | OBSV | IPO | Credit Suisse, Jefferies, Leerink Partners | Credit Suisse |
| AnaptysBio | 01/25/2017 | $15.00 | ANAB | IPO | Credit Suisse, Stifel | Credit Suisse |
| AdvancePierre Foods Holdings | 01/18/2017 | $27.00 | APFH | ADD-ON | Morgan Stanley, Credit Suisse, Barclays | Credit Suisse |
| 2016 Offerings | Pricing Date | Price | Symbol | Deal Type | Lead Manager | Access Bookmaker |
|---|---|---|---|---|---|---|
| OM Asset Management | 12/13/2016 | $14.25 | OMAM | ADD-ON | BofA Merrill Lynch, Morgan Stanley | Credit Suisse |
| Airgain | 12/08/2016 | $17.00 | AIRG | ADD-ON | Cowen and Company, William Blair, Northland Capital Markets | Cowen and Company |
| Athene Holding | 12/08/2016 | $40.00 | ATH | IPO | Goldman Sachs, Barclays, Citigroup, Wells Fargo | Credit Suisse |
| Atkore International | 12/07/2016 | $19.00 | ATKR | ADD-ON | Credit Suisse, Deutsche Bank, JP Morgan | Credit Suisse |
| Baozun | 12/07/2016 | $12.25 | BZUN | ADD-ON | Credit Suisse, Deutsche Bank, China Renaissance | Credit Suisse |
| Innovative Industrial Properties | 11/30/2016 | $20.00 | IIPR | IPO | Ladenburg Thalmann, Compass Point | Ladenburg Thalmann |
| ViaSat | 11/17/2016 | $69.74 | VSAT | ADD-ON | BofA Merrill Lynch, JP Morgan, Credit Suisse, Morgan Stanley | Credit Suisse |
| Veritiv | 11/17/2016 | $45.00 | VRTV | ADD-ON | BofA Merrill Lynch, SunTrust Robinson Humphrey, Wells Fargo | SunTrust |
| Smart Sand | 11/03/2016 | $11.00 | SND | IPO | Credit Suisse, Goldman Sachs | Credit Suisse |
| GDS Holdings | 11/01/2016 | $10.00 | GDS | IPO | Credit Suisse, JP Morgan | Credit Suisse |
| Acushnet Holdings | 10/27/2016 | $17.00 | GOLF | IPO | JP Morgan, Morgan Stanley | Credit Suisse |
| ZTO Express (Cayman) | 10/26/2016 | $19.50 | ZTO | IPO | Morgan Stanley, Goldman Sachs | Credit Suisse |
| RA Pharmaceuticals | 10/25/2016 | $13.00 | RARX | IPO | Credit Suisse, Jefferies, BMO Capital Markets | Credit Suisse |
| Forterra | 10/19/2016 | $18.00 | FRTA | IPO | Goldman Sachs, Citigroup, Credit Suisse | Credit Suisse |
| Mammoth Energy Services | 10/13/2016 | $15.00 | TUSK | IPO | Credit Suisse, Barclays, Simmons | Credit Suisse |
| Extraction Oil & Gas | 10/11/2016 | $19.00 | XOG | IPO | Credit Suisse, Barclays, Goldman Sachs, Citigroup | Credit Suisse |
| Azure Power Global Limited | 10/11/2016 | $18.00 | AZRE | IPO | Barclays, Credit Suisse | Credit Suisse |
| Camping World Holdings | 10/06/2016 | $22.00 | CWH | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| Advanced Disposal Services | 10/05/2016 | $18.00 | ADSW | IPO | Deutsche Bank, Credit Suisse, Barclays | Credit Suisse |
| Independence Realty Trust | 09/29/2016 | $9.00 | IRT | ADD-ON | Citigroup | Citigroup |
| MedEquities Realty | 09/28/2016 | $12.00 | MRT | IPO | FBR | FBR |
| Fulgent Genetics | 09/28/2016 | $9.00 | FLGT | IPO | Credit Suisse, Piper Jaffray | Credit Suisse |
| MyoKardia | 09/27/2016 | $15.00 | MYOK | ADD-ON | Credit Suisse, Cowan and Company, BMO Capital Markets | Credit Suisse |
| Sarepta Therapeutics | 09/22/2016 | $59.75 | SRPT | ADD-ON | JP Morgan, Golman Sachs | Credit Suisse |
| AC Immune | 09/22/2016 | $11.00 | ACIU | IPO | Credit Suisse, Jefferies, Leerink Partners | Credit Suisse |
| Vimpelcom | 09/15/2016 | $3.50 | VIP | ADD-ON | Morgan Stanley, JP Morgan | Credit Suisse |
| Callidus Software | 09/15/2016 | $18.25 | CALD | ADD-ON | Piper Jaffray, Credit Suisse | Credit Suisse |
| Everbridge | 09/15/2016 | $12.00 | EVBG | IPO | Credit Suisse, BofA Merrill Lynch | Credit Suisse |
| Platform Specialty Products | 09/15/2016 | $8.25 | PAH | ADD-ON | Credit Suisse, Goldman Sachs, UBS | Credit Suisse |
| Proteostasis Therapeutics | 09/08/2016 | $13.00 | PTI | ADD-ON | Leerink Partners, RBC Capital Markets | Leerink Partners |
| Advanced Micro Devices | 09/08/2016 | $6.00 | AMD | ADD-ON | JP Morgan, Barclays, Credit Suisse | Credit Suisse |
| Shopify | 08/16/2016 | $38.25 | SHOP | ADD-ON | Morgan Stanley, Credit Suisse, RBC Capital Markets | Credit Suisse |
| Medpace Holdings | 08/10/2016 | $23.00 | MEDP | IPO | Jefferies, Credit Suisse | Credit Suisse |
| Cliffs Natural Resources | 08/10/2016 | $6.75 | CLF | ADD-ON | BofA Merrill Lynch, Credit Suisse, Goldman Sachs | Credit Suisse |
| Protagonist Therapeutics | 08/10/2016 | $12.00 | PTGX | IPO | Leerink Partners, Barclays, BMO Capital Markets | Leerink Partners |
| United States Steel Corporation | 08/09/2016 | $23.00 | X | ADD-ON | JP Morgan, Goldman Sachs | Credit Suisse |
| First Hawaiian | 08/03/2016 | $23.00 | FHB | IPO | Goldman Sachs, BofA Merrill Lynch, BNP Paribas | Credit Suisse |
| Viper Energy Partners | 07/26/2016 | $16.00 | VNOM | ADD-ON | Credit Suisse | Credit Suisse |
| Patheon N.V. | 07/20/2016 | $21.00 | PTHN | IPO | JP Morgan, Morgan Stanley, Jefferies, UBS | Credit Suisse |
| NCI Building Systems | 07/19/2016 | $16.15 | NCS | ADD-ON | Credit Suisse, Citigroup, RBC Capital Markets, UBS | Credit Suisse |
| Ryerson Holding Corporation | 07/19/2016 | $15.25 | RYI | ADD-ON | JP Morgan, Deutsche Bank, BMO Capital Markets, Goldman Sachs, Jefferies | Credit Suisse |
| AdvancePierre Foods Holdings | 07/13/2016 | $21.00 | APFH | IPO | Barclays, Credit Suisse, Morgan Stanley | Credit Suisse |
| Tesaro | 06/30/2016 | $81.00 | TSRO | ADD-ON | Citigroup, Leerink Partners | Credit Suisse |
| Syros Pharmaceuticals | 06/29/2016 | $12.50 | SYRS | IPO | Cowen and Company, Piper Jaffray | Cowen and Company |
| Planet Fitness | 06/22/2016 | $16.50 | PLNT | ADD-ON | JP Morgan, BofA Merrill Lynch, Jefferies, Guggenheim Securities | Credit Suisse |
| Viveve Medical | 06/13/2016 | $5.00 | VIVE | IPO | Ladenburg Thalmann, Craig-Hallum Capital Group | Ladenburg Thalmann |
| Atkore International | 06/09/2016 | $16.00 | ATKR | IPO | Credit Suisse, Deutsche Bank, JP Morgan | Credit Suisse |
| China Online Education | 06/09/2016 | $19.00 | COE | IPO | Morgan Stanley, Credit Suisse | Credit Suisse |
| Ollie's Bargain Outlet Holdings | 06/06/2016 | $25.00 | OLLI | ADD-ON | JP Morgan, Jefferies, BofA Merrill Lynch | Credit Suisse |
| Multi Packaging Solutions International | 06/02/2016 | $14.50 | MPSX | ADD-ON | BofA Merrill Lynch, Barclays, Citigroup | Credit Suisse |
| Clearside Biomedical | 06/01/2016 | $7.00 | CLSD | IPO | Cowen and Company, Stifel | Cowen and Company |
| US Foods | 05/25/2016 | $23.00 | USFD | IPO | Goldman Sachs, Morgan Stanley, JP Morgan | Credit Suisse |
| Cotiviti Holdings | 05/25/2016 | $19.00 | COTV | IPO | Goldman Sachs, JP Morgan | Credit Suisse |
| GMS | 05/25/2016 | $21.00 | GMS | IPO | Barclays, Credit Suisse | Credit Suisse |
| Amplify Snack Brands | 05/19/2016 | $11.25 | BETR | ADD-ON | Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey | Credit Suisse |
| Sovran Self Storage | 05/19/2016 | $100.00 | SSS | ADD-ON | Wells Fargo, Citigroup, SunTrust Robinson Humphrey | SunTrust |
| BMC Stock Holdings | 05/18/2016 | $17.00 | STCK | ADD-ON | Barclays, Credit Suisse | Credit Suisse |
| Performance Food Group | 05/18/2016 | $24.25 | PFGC | ADD-ON | Credit Suisse, Barclays | Credit Suisse |
| Digital Realty Trust | 05/16/2016 | $96.00 | DLR | ADD-ON | BofA Merrill Lynch, Citigroup, JP Morgan | Credit Suisse |
| Turning Point Brands | 05/10/2016 | $10.00 | TPB | IPO | Cowen and Company, FBR | Cowen and Company |
| Intellia Therapeutics | 05/05/2016 | $18.00 | NTLA | IPO | Credit Suisse, Jefferies, Leerink Partners | Credit Suisse |
| Synergy Resources Corporation | 05/04/2016 | $5.80 | SYRG | ADD-ON | Credit Suisse | Credit Suisse |
| Red Rock Resorts | 04/26/2016 | $19.50 | RRR | IPO | Deutsche Bank, JP Morgan, BofA Merrill Lynch, Goldman Sachs | Credit Suisse |
| SecureWorks | 04/21/2016 | $14.00 | SCWX | IPO | BofA Merrill Lynch, Morgan Stanley, Goldman Sachs, JP Morgan | Credit Suisse |
| American Renal Associates Holdings | 04/20/2016 | $22.00 | ARA | IPO | BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo, SunTrust Robinson Humphrey | SunTrust |
| Bats Global Markets | 04/14/2016 | $19.00 | BATS | IPO | Morgan Stanley, Citigroup | Credit Suisse |
| Sportsman's Warehouse Holdings | 04/12/2016 | $11.25 | SPWH | ADD-ON | Credit Suisse, Goldman Sachs | Credit Suisse |
| Mercury Systems | 04/07/2016 | $19.00 | MRCY | ADD-ON | Citigroup, BofA Merrill Lynch, KeyBanc Capital Markets | Citigroup |
| Community Healthcare Trust | 04/06/2016 | $17.75 | CHCT | ADD-ON | Sandler O'Neill + Partners, Evercore, SunTrust Robinson Humphrey, BB&T Capital Markets, Janney Montgomery Scott, Oppenheimer & Co | SunTrust |
| Gaming and Leisure Properties | 03/31/2016 | $30.00 | GLPI | ADD-ON | BofA Merrill Lynch, JP Morgan, Wells Fargo | SunTrust |
| City Office | 03/30/2016 | $11.40 | CIO | ADD-ON | Deutsche Bank | Deutsche Bank |
| Corvus Pharmaceuticals | 03/22/2016 | $15.00 | CRVS | IPO | Credit Suisse, Cowen & Company, Guggenheim Securities | Credit Suisse |
| Senseonics Holdings | 03/17/2016 | $2.85 | SENS | IPO | Leerink Partners, Canaccord Genuity | Leerink Partners |
| Baxalta | 03/16/2016 | $37.75 | BXLT | ADD-ON | JP Morgan, BofA Merrill Lynch, Credit Suisse, UBS | Credit Suisse |
| TransUnion | 03/08/2016 | $25.00 | TRU | ADD-ON | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank | Credit Suisse |
| Duke Energy | 03/01/2016 | $72.00 | DUK | ADD-ON | Barclays, BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo | Credit Suisse |
| Ollie's Bargain Outlet Holdings | 02/18/2016 | $19.75 | OLLI | ADD-ON | JP Morgan, Jefferies, BofA Merrill Lynch | Credit Suisse |
| Hortonworks | 02/01/2016 | $9.50 | HDP | ADD-ON | Goldman Sachs, Credit Suisse, RBC Capital Markets | Credit Suisse |
| TreeHouse Foods | 01/20/2016 | $65.00 | THS | ADD-ON | BofA Merrill Lynch, JP Morgan, Wells Fargo, BMO Capital Markets, SunTrust Robinson Humphrey | Credit Suisse |
| Adamas Pharmaceuticals | 01/06/2016 | $23.00 | ADMS | ADD-ON | Cowen and Company, Piper Jaffray | Cowen and Company |
| 2015 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Yirendai | 12/17/2015 | $10.00 | YRD | 98585L100 | IPO | Morgan Stanley, Credit Suisse, China Renaissance |
| The New Home Company | 12/03/2015 | $12.50 | NHCI | 645370107 | ADD-ON | Citigroup, JP Morgan, Credit Suisse |
| Teva Pharmaceutical Industries | 12/02/2015 | $62.50 | TEVA | 881624209 | ADD-ON | Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley |
| Amsurg | 12/01/2015 | $80.00 | AMSG | 03232P405 | ADD-ON | Suntrust Robinson Humphrey, JP Morgan |
| Axsome Therapeutics | 11/19/2015 | $9.00 | AXSM | 05464T104 | IPO | Ladenburg Thalmann |
| Opus Bank | 11/17/2015 | $36.50 | OPB | 684000102 | ADD-ON | Sandler O’Neill + Partners, Keefe, Bruyette & Woods, JP Morgan, Credit Suisse |
| Black Hills | 11/17/2015 | $40.25 | BKH | 092113109 | ADD-ON | Credit Suisse, BofA Merrill Lynch, RBC Capital Markets, Wells Fargo |
| Mesoblast | 11/12/2015 | $8.00 | MESO | 590717104 | IPO | JP Morgan, Credit Suisse |
| Xtera Communications | 11/11/2015 | $5.00 | XCOM | 98415E300 | IPO | Needham & Company, Cowen and Company, BMO Capital Markets |
| Voyager Therapeutics | 11/10/2015 | $14.00 | VYGR | 92915B106 | IPO | Cowen and Company, Piper Jaffray |
| WaVe Life Sciences | 11/10/2015 | $16.00 | WVE | Y95308105 | IPO | Jefferies, Leerink Partners |
| LendingTree | 11/05/2015 | $115.00 | TREE | 52603B107 | ADD-ON | BofA Merrill Lynch, RBC Capital Markets, SunTrust Robinson Humphrey |
| Evercore Partners | 11/04/2015 | $55.00 | EVR | 29977A105 | ADD-ON | Mizuho Securities, Evercore ISI |
| Kura Oncology | 11/04/2015 | $8.00 | KURA | 50127T109 | IPO | Citigroup, Leerink Partners |
| Revance Therapeutics | 11/03/2015 | $36.00 | RVNC | 761330109 | ADD-ON | Cowen and Company, Piper Jaffray, Guggenheim Securities |
| New York Community Bancorp | 10/29/2015 | $16.00 | NYCB | 649445103 | ADD-ON | Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
| MyoKardia | 10/28/2015 | $10.00 | MYOK | 62857M105 | IPO | Credit Suisse, Cowen & Company |
| Del Taco Restaurants | 10/26/2015 | $12.00 | TACO | 245496104 | ADD-ON | Citigroup, Piper Jaffray |
| Adesto Technologies Corporation | 10/26/2015 | $5.00 | IOTS | 00687D101 | IPO | Needham & Company, Oppenheimer & Co |
| Multi Packaging Solutions International | 10/21/2015 | $13.00 | MPSX | G6331W109 | IPO | BofA Merrill Lynch, Barclays, Citigroup |
| Jarden | 10/15/2015 | $49.00 | JAH | 471109108 | ADD-ON | Barclays, Credit Suisse, UBS |
| First Data | 10/14/2015 | $16.00 | FDC | 32008D106 | IPO | Citigroup, Morgan Stanley, BofA Merrill Lynch, KKR |
| CPI Card Group | 10/08/2015 | $10.00 | PMTS | 12634H101 | IPO | BMO Capital Markets, Goldman Sachs, CIBC |
| PBF Energy | 10/06/2015 | $31.00 | PBF | 69318G106 | ADD-ON | Morgan Stanley, Credit Suisse |
| Surgery Partners | 09/30/2015 | $19.00 | SGRY | 86881A100 | IPO | BofA Merrill Lynch, Goldman Sachs, Jefferies |
| Performance Food Group | 09/30/2015 | $19.00 | PFGC | 71377A103 | IPO | Credit Suisse, Barclays, Wells Fargo Securities, Morgan Stanley |
| Edge Therapeutics | 09/30/2015 | $11.00 | EDGE | 279870109 | IPO | Leerink Partners, Credit Suisse |
| 2U | 09/24/2015 | $34.00 | TWOU | 90214J101 | ADD-ON | Goldman Sachs, Credit Suisse |
| Concordia Healthcare | 09/24/2015 | $65.00 | CXRX | 206519100 | ADD-ON | Goldman Sachs, RBC Capital Markets, Credit Suisse, Jefferies |
| Sportsman’s Warehouse Holdings | 09/24/2015 | $12.25 | SPWH | 84920Y106 | ADD-ON | Credit Suisse, Goldman Sachs |
| Nabriva Therapeutics | 09/17/2015 | $10.25 | NBRV | 62957M104 | IPO | Leerink Partners, RBC Capital Markets, Needham & Company, Wedbush PacGrow |
| NextEra Energy | 09/10/2015 | $26.00 | NEP | 65341B106 | ADD-ON | Wells Fargo Securities, Barclays, BofA Merrill Lynch, Credit Suisse, Goldman Sachs, Morgan Stanley |
| Post Holdings | 08/12/2015 | $60.00 | POST | 737446104 | ADD-ON | Credit Suisse, Barclays, Nomura |
| Axalta Coating Systems | 08/11/2015 | $29.75 | AXTA | G0750C108 | ADD-ON | Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan |
| Aimmune Therapeutics | 08/05/2015 | $16.00 | AIMT | 00900T107 | IPO | BofA Merrill Lynch, Credit Suisse, Piper Jaffray |
| Planet Fitness | 08/05/2015 | $16.00 | PLNT | 72703H101 | IPO | JP Morgan, BofA Merrill Lynch, Jefferies, Credit Suisse |
| Amplify Snack Brands | 08/04/2015 | $18.00 | BETR | 03211L102 | IPO | Goldman Sachs, Jefferies, Credit Suisse, SunTrust Robinson Humphrey |
| Sunrun | 08/04/2015 | $14.00 | RUN | 86771W105 | IPO | Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, RBC Capital Markets |
| Citizens Financial Group | 07/28/2015 | $26.00 | CFG | 174610105 | ADD-ON | Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, RBS, UBS, Wells Fargo Securities |
| Builders FirstSource | 07/28/2015 | $12.80 | BLDR | 12008R107 | ADD-ON | Credit Suisse, Deutsche Bank, Citigroup |
| Exelixis | 07/23/2015 | $5.40 | EXEL | 30161Q104 | ADD-ON | Cowen and Company, William Blair, Stifel |
| Genesis Energy | 07/16/2015 | $43.77 | GEL | 371927104 | ADD-ON | Wells Fargo Securities, BofA Merrill Lynch, Citigroup |
| WPX Energy | 07/16/2015 | $10.10 | WPX | 98212B103 | ADD-ON | Barclays, Tudor, Pickering, Holt & Co |
| Ooma | 07/16/2015 | $13.00 | OOMA | 683416101 | IPO | Credit Suisse, BofA Merrill Lynch, JMP Securities |
| Jarden | 07/16/2015 | $54.50 | JAH | 471109108 | ADD-ON | Barclays, Credit Suisse, UBS |
| Jupai Holdings | 07/15/2015 | $10.00 | JP | 48205B107 | ADD-ON | Credit Suisse, China Renaissance |
| Sunoco | 07/15/2015 | $40.10 | SUN | 86765K109 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, UBS, Wells Fargo Securities |
| Ollie's Bargain Outlet Holdings | 07/15/2015 | $16.00 | OLLI | 681116109 | IPO | JP Morgan, Jefferies, BofA Merrill Lynch, Credit Suisse, Piper Jaffray, KeyBanc Capital Markets, RBC Capital Markets |
| Digital Realty Trust | 07/14/2015 | $68.00 | DLR | 253868103 | ADD-ON | BofA Merrill Lynch, Morgan Stanley, Citigroup |
| Clovis Oncology | 07/08/2015 | $78.00 | CLVS | 189464100 | ADD-ON | JP Morgan, Credit Suisse |
| WCI Communities | 07/07/2015 | $23.10 | WCIC | 92923C807 | ADD-ON | Credit Suisse, Citigroup |
| AppFolio | 06/25/2015 | $12.00 | APPF | 03783C100 | IPO | Morgan Stanley, Credit Suisse |
| Alarm.com Holdings | 06/25/2015 | $14.00 | ALRM | 011642105 | IPO | Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
| Green Brick Partners | 06/25/2015 | $10.00 | GRBK | 392709101 | ADD-ON | Credit Suisse, Citigroup |
| Alder Biopharmaceuticals | 06/25/2015 | $44.50 | ALDR | 014339105 | ADD-ON | Credit Suisse, Leerink Partners, Wells Fargo Securities |
| Green Plains Partners | 06/25/2015 | $15.00 | GPP | 393221106 | IPO | Barclays, BofA Merrill Lynch, Credit Suisse, Macquarie Capital, RBC Capital Markets |
| SunEdison Semiconductor | 06/24/2015 | $18.25 | SEMI | Y8213L102 | ADD-ON | Deutsche Bank, Goldman Sachs |
| TransUnion | 06/24/2015 | $22.50 | TRU | 89400J107 | IPO | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Deutsche Bank, RBC Capital Markets, Wells Fargo Securities, Credit Suisse |
| Lantheus Holdings | 06/24/2015 | $6.00 | LNTH | 516544103 | IPO | Credit Suisse, Jefferies, RBC Capital Markets, Wells Fargo Securities |
| Milacron Holdings | 06/24/2015 | $20.00 | MCRN | 59870L106 | IPO | BofA Merrill Lynch, Barclays, JP Morgan, Baird, Credit Suisse, Goldman Sachs |
| NRG Yield | 06/23/2015 | $22.00 | NYLD | 62942X405 | ADD-ON | Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, JP Morgan, Morgan Stanley, RBC Capital Markets |
| Platform Specialty Products | 06/23/2015 | $26.50 | PAH | 72766Q105 | ADD-ON | Credit Suisse, Barclays |
| SS&C Technologies Holdings | 06/18/2015 | $61.50 | SSNC | 78467J100 | ADD-ON | Morgan Stanley, Deutsche Bank, Credit Suisse |
| MINDBODY | 06/18/2015 | $14.00 | MB | 60255W105 | IPO | Morgan Stanley, Credit Suisse, UBC, Pacific Crest Securities, JMP Securities |
| Univar | 06/17/2015 | $22.00 | UNVR | 91336L107 | IPO | Deutsche Bank, Goldman Sachs, BofA Merrill Lynch |
| Fitbit | 06/17/2015 | $20.00 | FIT | 33812L102 | IPO | Morgan Stanley, Deutsche Bank, BofA Merrill Lynch, Barclays, SunTrust Robinson Humphrey |
| Nivalis Therapeutics | 06/16/2015 | $14.00 | NVLS | 65481J109 | IPO | Cowen and Company, Stifel |
| OM Asset Management | 06/16/2015 | $17.50 | OMAM | G67506108 | ADD-ON | BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse |
| Ignyta, Inc. | 06/10/2015 | $17.50 | RXDX | 451731103 | ADD-ON | Credit Suisse, Leerink Partners, Jefferies, Piper Jaffray |
| Nord Anglia | 06/10/2015 | $24.00 | NORD | G6583A102 | ADD-ON | Credit Suisse, Goldman Sachs, Deutsche Bank, RBC Capital Markets, Barclays, BMO |
| Markit | 06/04/2015 | $25.75 | MRKT | G58249106 | ADD-ON | BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse, Deutsche Bank, Goldman Sachs, HSBC, JP Morgan, Morgan Stanley, RBC Capital Markets, UBS |
| Frontier Communications | 06/04/2015 | $5.00 | FTR | 35906A108 | ADD-ON | JP Morgan, BofA Merrill Lynch, Citigroup |
| PennTex Midstream Partners | 06/03/2015 | $20.00 | PTXP | 709311104 | IPO | Citigroup, Barclays, RBC Capital Markets, Wells Fargo |
| Molina Healthcare | 06/03/2015 | $67.75 | MOH | 60855R100 | ADD-ON | UBS, BofA Merrill Lynch, Wells Fargo, SunTrust Robinson Humphrey |
| AerCap Holdings | 06/03/2015 | $49.00 | AER | N00985106 | ADD-ON | Citigroup, Goldman Sachs, JP Morgan, Morgan Stanley, UBS |
| STORE Capital | 06/03/2015 | $20.25 | STOR | 862121100 | ADD-ON | Goldman Sachs, Credit Suisse, Morgan Stanley |
| Ferrellgas Partners | 06/02/2015 | $23.00 | FGP | 315293100 | ADD-ON | JP Morgan, UBS, Barclays, BofA Merrill Lynch, RBC Capital Markets, Jefferies |
| ServiceMaster Global Holdings | 05/27/2015 | $34.00 | SERV | 81761R109 | ADD-ON | JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
| Baozun | 05/20/2015 | $10.00 | BZUN | 06684L103 | IPO | Morgan Stanley, Credit Suisse, BofA Merrill Lynch |
| Shopify | 05/20/2015 | $17.00 | SHOP | 82509L107 | IPO | Morgan Stanley, Credit Suisse, RBC Capital Markets |
| Community Healthcare Trust | 05/20/2015 | $19.00 | CHCT | 20369C106 | IPO | Sandler O'Neill, Evercore ISI, SunTrust Robinson Humphrey |
| Black Knight Financial Services | 05/19/2015 | $24.50 | BKFS | 09214X100 | IPO | JP Morgan, BofA Merrill Lynch, Wells Fargo Securities |
| Arcadia Biosciences | 05/14/2015 | $8.00 | RKDA | 39014105 | IPO | Credit Suisse, JP Morgan, Piper Jaffray |
| Houghton Mifflin Harcourt | 05/14/2015 | $23.00 | HMHC | 44157R109 | ADD-ON | Morgan Stanley, Goldman Sachs |
| Spectrum Brands Holdings | 05/13/2015 | $92.50 | SPB | 84763R101 | ADD-ON | Credit Suisse, Deutsche Bank, Jefferies |
| Galapagos | 05/13/2015 | $42.05 | GLPG | 36315X101 | ADD-ON | Morgan Stanley, Credit Suisse, Cowen and Company |
| Pacific Datavision | 05/12/2015 | $40.00 | PDVW | 694171307 | ADD-ON | FBR |
| EQT GP Holdings | 05/11/2015 | $27.00 | EQGP | 26885J103 | IPO | Barclays, Goldman Sachs, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, RBC Capital Markets, Wells Fargo |
| Forest City Enterprises | 05/06/2015 | $22.50 | FCEA | 345550107 | ADD-ON | BofA Merrill Lynch, Goldman Sachs, Citigroup |
| INC Research Holdings | 05/06/2015 | $31.00 | INCR | 45329R109 | ADD-ON | Goldman Sachs, Credit Suisse, Jefferies |
| Tallgrass Energy | 05/06/2015 | $29.00 | TEGP | 874696107 | IPO | Citigroup, Goldman Sachs |
| Black Stone Minerals | 04/30/2015 | $19.00 | BSM | 09225M101 | IPO | Barclays, BofA Merrill Lynch, Citigroup |
| Echo Global Logistics | 04/29/2015 | $29.00 | ECHO | 27875T101 | IPO | Morgan Stanley, Credit Suisse |
| Freshpet | 04/29/2015 | $21.47 | FRPT | 358039105 | ADD-ON | Goldman Sachs, Credit Suisse |
| SpringLeaf Holdings | 04/28/2015 | $51.50 | LEAF | 85172J101 | ADD-ON | Citigroup, Goldman Sachs, Barclays, Credit Suisse |
| Apigee Corporation | 04/23/2015 | $17.00 | APIC | 03765N108 | IPO | Morgan Stanley, JP Morgan, Credit Suisse |
| Tribune Media Company | 04/22/2015 | $56.00 | TRCO | 896047503 | ADD-ON | Morgan Stanley, JP Morgan |
| WCI Communities | 04/15/2015 | $22.75 | WCIC | 92923C807 | ADD-ON | Credit Suisse, Citigroup, JP Morgan, Raymond James |
| Virtu Financial | 04/15/2015 | $19.00 | VIRT | 928254101 | IPO | Goldman Sachs, JP Morgan, Sandler O'Neill, BMO, Citigroup, Credit Suisse, Evercore ISI, UBS Investment Bank |
| Party City Holdco | 04/15/2015 | $17.00 | PRTY | 702149105 | IPO | Goldman Sachs, BofA Merrill Lynch, Credit Suisse, Morgan Stanley, Barclays, Deutsche Bank, JP Morgan |
| XBiotech | 04/14/2015 | $19.00 | XBIT | 98400H102 | IPO | WR Hambrecht |
| Smart & Final Stores | 04/14/2015 | $18.50 | SFS | 83190B101 | ADD-ON | Credit Suisse, Morgan Stanley, Deutsche Bank |
| Carbylan Therapeutics | 04/08/2015 | $5.00 | CBYL | 141384107 | IPO | Leerink Partners, JMP Securities, Wedbush PacGrow Life Sciences |
| FelCor Lodging Trust | 04/08/2015 | $11.25 | FCH | 31430F101 | ADD-ON | JP Morgan, BofA Merrill Lynch |
| New Residential Investment | 04/07/2015 | $15.25 | NRZ | 64828T201 | ADD-ON | Citigroup |
| Prothena | 04/07/2015 | $37.00 | PRTA | G72800108 | ADD-ON | Credit Suisse, RBC Capital Markets |
| GoDaddy | 03/31/2015 | $20.00 | GDDY | 380237107 | IPO | Morgan Stanley, JP Morgan, Citigroup, Barclays, Deutsche Bank, RBC Capital Markets |
| Coherus Biosciences | 03/31/2015 | $29.00 | CHRS | 19249H103 | ADD-ON | JP Morgan, Credit Suisse |
| Globant S.A. | 03/26/2015 | $18.50 | GLOB | L44385109 | ADD-ON | JP Morgan, Citigroup, Credit Suisse |
| Citizens Financial Group | 03/25/2015 | $23.75 | CFG | 174610105 | ADD-ON | Morgan Stanley, Goldman Sachs, JP Morgan, Citigroup |
| Diplomat Pharmacy | 03/25/2015 | $29.00 | DPLO | 25456K101 | ADD-ON | Credit Suisse, Morgan Stanley |
| La Quinta | 03/24/2015 | $23.71 | LQ | 50420D108 | ADD-ON | JP Morgan, Morgan Stanley, BofA Merrill Lynch, Citigroup, Credit Suisse |
| ZS Pharma | 03/24/2015 | $46.25 | ZSPH | 98979G105 | ADD-ON | JP Morgan, Credit Suisse |
| SteadyMed | 03/19/2015 | $8.50 | STDY | M84920103 | IPO | Wells Fargo Securities, RBC Capital Markets, JMP Securities |
| Zendesk | 03/18/2015 | $22.75 | ZEN | 98936J101 | ADD-ON | Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Credit Suisse, Pacific Crest Securities, Canaccord Genuity, JMP Securities |
| Esperion Therapeutic | 03/18/2015 | $100.00 | ESPR | 29664W105 | ADD-ON | Credit Suisse, RBC Capital Markets, UBS Investment Bank |
| Goldman Sachs BDC | 03/17/2015 | $20.00 | GSBD | 38147U107 | IPO | BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Citigroup, Credit Suisse, Wells Fargo Securities |
| EQT Midstream Partners LP | 03/10/2015 | $76.00 | EQM | 26885B100 | ADD-ON | Wells Fargo Securities, JP Morgan |
| Summit Therapeutics | 03/04/2015 | $9.90 | SMMT | 86627R102 | ADD-ON | JMP Securities, Oppenheimer & Co |
| Diamond Resorts International | 03/04/2015 | $33.75 | DRII | 25272T104 | ADD-ON | Credit Suisse |
| Callidus Software | 03/04/2015 | $13.00 | CALD | 13123E500 | ADD-ON | Credit Suisse |
| Xencor | 02/24/2015 | $14.25 | XNCR | 98401F105 | ADD-ON | Leerink Partners |
| Inotek Pharmaceuticals | 02/17/2015 | $6.00 | ITEK | 45780V102 | IPO | Cowen and Company, Piper Jaffray, Canaccord Genuity, Nomura |
| Bellerophon Therapeutics | 02/13/2015 | $12.00 | BLPH | 78771102 | IPO | Leerink Partners, Cowen and Company |
| Great Ajax | 02/13/2015 | $12.50 | AJX | 38983D300 | IPO | FBR, Sterne Agee, Nomura |
| Columbia Pipeline Partners LP | 02/05/2015 | $23.00 | CPPL | 198281107 | IPO | Barclays, Citigroup, BofA Merrill Lynch, Goldman Sachs, JP Morgan, Morgan Stanley, Wells Fargo |
| Servicemaster | 02/04/2015 | $29.50 | SERV | 81761R109 | ADD-ON | JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
| Spark Therapeutics | 01/29/2015 | $23.00 | ONCE | 84652J103 | IPO | JP Morgan, Credit Suisse |
| Avinger | 01/29/2015 | $13.00 | AVGR | 53734109 | IPO | Canaccord Genuity, Cowen and Company |
| Post Holdings | 01/28/2015 | $47.50 | POST | 737446104 | ADD-ON | BofA Merrill Lynch, Goldman Sachs, Nomura |
| Zosano Pharma | 01/26/2015 | $11.00 | ZSAN | 98979H103 | IPO | Ladenburg Thalmann, Roth Capital |
| Box | 01/22/2015 | $14.00 | BOX | 10316R104 | IPO | Morgan Stanley, Credit Suisse, JP Morgan |
| Horsehead Holding | 01/22/2015 | $12.75 | ZINC | 440694305 | ADD-ON | Stifel |
| The Michaels Companies | 01/22/2015 | $23.52 | MIK | 59408Q106 | ADD-ON | JP Morgan, Goldman Sachs |
| The Advisory Board | 01/21/2015 | $43.00 | ABCO | 00762W107 | ADD-ON | JP Morgan, BofA Merrill Lynch, Morgan Stanley, Barclays |
| Versartis | 01/21/2015 | $17.25 | VSAR | 92529L102 | ADD-ON | Citigroup, Credit Suisse, Cowen and Company |
| Patriot National | 01/15/2015 | $14.00 | PN | 70338T102 | IPO | UBS, BMO, SunTrust Robinson Humphrey |
| Paycom Software | 01/14/2015 | $22.50 | PAYC | 70432V102 | ADD-ON | Credit Suisse, Barclays, JP Morgan |
| Medical Properties Trust | 01/08/2015 | $14.50 | MPW | 58463J304 | ADD-ON | BofA Merrill Lynch, JP Morgan, Deutsche Bank |
| OvaScience | 01/07/2015 | $50.00 | OVAS | 69014Q101 | ADD-ON | JP Morgan, Credit Suisse |
| 2014 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| James River Group Holdings | 12/11/2014 | $21.00 | JRVR | G5005R107 | IPO | Keefe, Bruyette & Woods, UBS, FBR, BMO |
| Workiva | 12/11/2014 | $14.00 | WK | 98139A105 | IPO | Morgan Stanley, Credit Suisse |
| Hortonworks | 12/11/2014 | $16.00 | HDP | 440894103 | IPO | Goldman Sachs, Credit Suisse, RBC |
| Aramark | 12/11/2014 | $28.00 | ARMK | 03852U106 | ADD-ON | Goldman Sachs, JP Morgan, Credit Suisse, Morgan Stanley |
| Metaldyne Performance Group | 12/11/2014 | $15.00 | MPG | 59116R107 | IPO | BofA Merrill Lynch, Goldman Sachs, Deutsche Bank |
| Gramercy Property Trust | 12/10/2014 | $5.90 | GPT | 38489R100 | ADD-ON | Morgan Stanley, JP Morgan, BofA Merrill Lynch, RBC |
| Momo | 12/10/2014 | $13.50 | MOMO | 60879B107 | IPO | Morgan Stanley, Credit Suisse, JP Morgan, China Renaissance |
| LendingClub | 12/10/2014 | $15.00 | LC | 52603A109 | IPO | Morgan Stanley, Goldman Sachs, Credit Suisse, Citigroup |
| Kite Pharma | 12/10/2014 | $54.00 | KITE | 49803L109 | ADD-ON | Jefferies, Credit Suisse, Cowen and Company |
| Histogenics | 12/02/2014 | $11.00 | HSGX | 43358V109 | IPO | Cowen and Company, Needham & Company, Canaccord Genuity |
| Peak Resorts | 11/20/2014 | $9.00 | SKIS | 70469L100 | IPO | FBR, Stifel, Baird |
| Perrigo Company plc | 11/20/2014 | $152.00 | PRGO | G97822103 | ADD-ON | JP Morgan, Barclays, BofA Merrill Lynch |
| Endurance International Group | 11/20/2014 | $14.50 | EIGI | 29272B105 | ADD-ON | Goldman Sachs, Credit Suisse |
| Essent Group Ltd. | 11/19/2014 | $22.25 | ESNT | G3198U102 | ADD-ON | Goldman Sachs, JP Morgan, BofA Merrill Lynch |
| Kindred Healthcare | 11/19/2014 | $19.75 | KND | 494580103 | ADD-ON | Citigroup, JP Morgan, Guggenheim Securities, Morgan Stanley |
| El Pollo Loco Holdings | 11/19/2014 | $27.00 | LOCO | 268603107 | ADD-ON | Jefferies, Morgan Stanley, Baird, William Blair, Stifel |
| Continental Building Products | 11/19/2014 | $14.75 | CBPX | 211171103 | ADD-ON | Citigroup, Credit Suisse, RBC |
| La Quinta Holdings | 11/19/2014 | $20.00 | LQ | 50420D108 | ADD-ON | JP Morgan, Morgan Stanley |
| Neothetics | 11/19/2014 | $14.00 | NEOT | 64066G101 | IPO | Piper Jaffray, Guggenheim Securities, Needham & Company |
| Paramount Group | 11/18/2014 | $17.50 | PGRE | 69924R108 | IPO | BofA Merrill Lynch, Morgan Stanley, Wells Fargo |
| Receptos | 11/18/2014 | $100.00 | RCPT | 756207106 | ADD-ON | Credit Suisse, Leerink Partners, Evercore ISI, BMO |
| STORE Capital | 11/17/2014 | $18.50 | STOR | 862121100 | IPO | Goldman Sachs, Credit Suisse, Morgan Stanley |
| PRA Health Sciences | 11/12/2014 | $18.00 | PRAH | 69354M108 | IPO | Jefferies, Citigroup, KKR, UBS |
| Memorial Resource Development | 11/12/2014 | $23.00 | MRD | 58605Q109 | ADD-ON | Citigroup, Barclays |
| Newtek Business Services | 11/12/2014 | $12.50 | NEWT | 652526203 | ADD-ON | JMP Securities, Lebenthal, Ladenburg Thalmann |
| Axalta Coating Systems | 11/11/2014 | $19.50 | AXTA | G0750C108 | IPO | Citigroup, Goldman Sachs, Deutsche Bank, JP Morgan |
| Brixmor Property Group | 11/11/2014 | $23.75 | BRX | 11120U105 | ADD-ON | BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
| Platform Specialty Products | 11/11/2014 | $24.50 | PAH | 72766Q105 | ADD-ON | Barclays, Credit Suisse, Nomura, UBS |
| INC Research Holdings | 11/06/2014 | $18.50 | INCR | 45329R109 | IPO | Goldman Sachs, Credit Suisse |
| Freshpet | 11/06/2014 | $15.00 | FRPT | 35899BA88 | IPO | Goldman Sachs, Credit Suisse |
| NorthWestern | 11/04/2014 | $51.50 | NWE | 668074305 | ADD-ON | Credit Suisse, JP Morgan, BofA Merrill Lynch |
| Antero Midstream Partners LP | 11/04/2014 | $25.00 | AM | 03673L103 | IPO | Barclays, Citigroup, Wells Fargo |
| Hilton Worldwide Holdings | 11/03/2014 | $25.00 | HLT | 43300A104 | ADD-ON | Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley |
| Fifth Street Asset Management | 10/29/2014 | $17.00 | FSAM | 31679P109 | IPO | Morgan Stanley, JP Morgan, Goldman Sachs, RBC, Credit Suisse |
| Shell Midstream Partners | 10/28/2014 | $23.00 | SHLX | 822634101 | IPO | Barclays, Citigroup |
| Susser Petroleum Partners LP | 10/21/2014 | $46.25 | SUSP | 869239103 | ADD-ON | Morgan Stanley, Barclays, BofA Merrill Lynch |
| Tesoro Logistics LP | 10/20/2014 | $57.47 | TLLP | 88160T107 | ADD-ON | BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley |
| Zayo Group Holdings | 10/16/2014 | $19.00 | ZAYO | 98919V105 | IPO | Morgan Stanley, Barclays, Goldman Sachs |
| Tetraphase Pharmaceuticals | 10/16/2014 | $19.00 | TTPH | 88165N105 | ADD-ON | BMO, Stifel, Guggenheim Securities |
| Diplomat Pharmacy | 10/09/2014 | $13.00 | DPLO | 25456K101 | IPO | Credit Suisse, Morgan Stanley |
| PTC Therapeutics | 10/09/2014 | $36.25 | PTCT | 69366J200 | ADD-ON | Credit Suisse, Citigroup |
| OM Asset Management Limited | 10/08/2014 | $14.00 | OMAM | G67506108 | IPO | BofA Merrill Lynch, Morgan Stanley, Citigroup, Credit Suisse |
| USD Partners LP | 10/08/2014 | $17.00 | USDP | 903318103 | IPO | Citigroup, Barclays, Credit Suisse, BofA Merrill Lynch |
| Dynegy | 10/07/2014 | $31.00 | DYN | 26817R108 | ADD-ON | Morgan Stanley, Barclays, Credit Suisse, RBC, UBS |
| Yodlee | 10/02/2014 | $12.00 | YDLE | 98600P201 | IPO | Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
| Portola Pharmaceuticals | 10/02/2014 | $26.00 | PTLA | 737010108 | ADD-ON | Morgan Stanley, Credit Suisse |
| Atento S.A. | 10/01/2014 | $15.00 | ATTO | L0427L105 | IPO | Morgan Stanley, Credit Suisse, Itau BBA |
| Vivint Solar | 09/30/2014 | $16.00 | VSLR | 92854Q106 | IPO | Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
| Trina Solar Limited | 09/30/2014 | $11.75 | TSL | 8.9628E+108 | ADD-ON | Deutsche Bank, Barclays, Credit Suisse |
| Sabra Health Care REIT | 09/29/2014 | $24.25 | SBRA | 78573L106 | ADD-ON | BofA Merrill Lynch, Barclays, RBC, Raymond James |
| CONE Midstream Partners LP | 09/24/2014 | $22.00 | CNNX | 206812109 | IPO | Wells Fargo, BofA Merrill Lynch, Citigroup, JP Morgan |
| Travelport Worldwide Limited | 09/24/2014 | $16.00 | TVPT | G9019D104 | IPO | Morgan Stanley, UBS, Credit Suisse, Deutsche Bank |
| Smart & Final Stores | 09/23/2014 | $12.00 | SFS | 83190B101 | IPO | Credit Suisse, Morgan Stanley, Deutsche Bank |
| Medley Management | 09/23/2014 | $18.00 | MDLY | 58503T106 | IPO | Goldman Sachs, Credit Suisse |
| Citizens Financial Group | 09/23/2014 | $21.50 | CFG | 174610105 | IPO | Morgan Stanley, Goldman Sachs, JP Morgan |
| Alibaba Group Holding Limited | 09/18/2014 | $68.00 | BABA | 01609W102 | IPO | Credit Suisse, Deutsche Bank, Goldman Sachs, JP Morgan, Morgan Stanley, Citigroup |
| ProQR Therapeutics | 09/17/2014 | $13.00 | PRQR | N71542109 | IPO | Leerink Partners, Deutsche Bank |
| Blueknight Energy Partners LP | 09/16/2014 | $7.61 | BKEP | 09625U109 | ADD-ON | Wells Fargo, RBC, BofA Merrill Lynch |
| Viper Energy Partners LP | 09/15/2014 | $28.50 | VNOM | 92763M105 | ADD-ON | Barclays, Credit Suisse, Wells Fargo |
| Celladon | 08/12/2014 | $9.50 | CLDN | 1.5117E+111 | ADD-ON | Credit Suisse, Jefferies |
| Sprouts Farmers Market | 08/12/2014 | $30.00 | SFM | 85208M102 | ADD-ON | Goldman Sachs, Credit Suisse |
| Ryerson Holding | 08/07/2014 | $11.00 | RYI | 783754104 | IPO | BofA Merrill Lynch, Deutsche Bank, BMO, JP Morgan, Jefferies |
| Manchester United | 08/05/2014 | $17.00 | MANU | G5784H106 | ADD-ON | Jefferies, BofA Merrill Lynch, Credit Suisse, Deutsche Bank, Nomura |
| VTTI Energy Partners LP | 07/31/2014 | $21.00 | VTTI | Y9384M101 | IPO | Citigroup, JP Morgan |
| Loxo Oncology | 07/31/2014 | $13.00 | LOXO | 548862101 | IPO | Cowen and Company, Stifel |
| Athlon Energy | 07/31/2014 | $46.25 | ATHL | 47477104 | ADD-ON | Citigroup, Goldman Sachs |
| MacroCure Ltd. | 07/30/2014 | $10.00 | MCUR | M67872107 | IPO | Credit Suisse, Jefferies |
| Synchrony Financial | 07/30/2014 | $23.00 | SYF | 87165B103 | IPO | Goldman Sachs, JP Morgan, Citigroup, Morgan Stanley |
| Farmland Partners | 07/24/2014 | $12.50 | FPI | 31154R109 | ADD-ON | Baird, Stifel |
| Compressco Partners LP | 07/24/2014 | $23.50 | GSJK | 20467A101 | ADD-ON | BofA Merrill Lynch, Barclays, Wells Fargo, JP Morgan, Raymond James, Credit Suisse, RBC |
| NRG Yield | 07/23/2014 | $54.00 | NYLD | 62942X108 | ADD-ON | BofA Merrill Lynch, Citigroup, Morgan Stanley |
| CymaBay Therapeutics | 07/21/2014 | $5.50 | CBAY | 23257D103 | ADD-ON | Cowen and Company, Stifel |
| Diamondback Energy | 07/21/2014 | $87.00 | FANG | 25278X109 | ADD-ON | Credit Suisse |
| Westmoreland Coal | 07/10/2014 | $35.50 | WLB | 960878106 | ADD-ON | BMO, Deutsche Bank |
| Envision Healthcare Holdings | 07/10/2014 | $34.00 | EVHC | 29413U103 | ADD-ON | Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup |
| Macquarie Infrastructure | 07/09/2014 | $66.50 | MIC | 55608B105 | ADD-ON | Barclays, JP Morgan |
| TECO Energy | 07/01/2014 | $18.10 | TE | 872375100 | ADD-ON | Morgan Stanley, Citigroup, JP Morgan |
| AmSurg | 06/26/2014 | $45.00 | AMSG | 03232P405 | ADD-ON | Citigroup, SunTrust Robinson Humphrey, Barclays, Deutsche Bank, Goldman Sachs, JP Morgan, Raymond James |
| The Michaels Companies | 06/26/2014 | $17.00 | MIK | 59408Q106 | IPO | JP Morgan, Goldman Sachs, Barclays, Deutsche Bank |
| Brixmor Property Group | 06/25/2014 | $22.50 | BRX | 11120U105 | ADD-ON | BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
| TCP International Holdings | 06/25/2014 | $11.00 | TCPI | H84689100 | IPO | Deutsche Bank, Piper Jaffray |
| ServiceMaster Global Holdings | 06/25/2014 | $17.00 | SERV | 81761R109 | IPO | JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley |
| Hilton Worldwide Holdings | 06/24/2014 | $22.50 | HLT | 43300A104 | ADD-ON | Deutsche Bank, BofA Merrill Lynch, Morgan Stanley |
| Adeptus Health | 06/24/2014 | $22.00 | ADPT | 6855100 | IPO | Deutsche Bank, Goldman Sachs, Evercore, Morgan Stanley |
| CyrusOne | 06/19/2014 | $23.25 | CONE | 23283R100 | ADD-ON | Citigroup, BofA Merrill Lynch, Barclays, Deutsche Bank, Morgan Stanley |
| Eclipse Resources | 06/19/2014 | $27.00 | ECR | 27890G100 | IPO | Citigroup, Goldman Sachs, Morgan Stanley |
| Markit Ltd. | 06/18/2014 | $24.00 | MRKT | G58249106 | IPO | BofA Merrill Lynch, Barclays, Citigroup, Credit Suisse |
| Zafgen | 06/18/2014 | $16.00 | ZFGN | 9.8885E+107 | IPO | Leerink Partners, Cowen and Company, Canaccord Genuity, JMP Securities |
| The Williams Companies | 06/17/2014 | $57.00 | WMB | 969457100 | ADD-ON | Citigroup, Barclays, UBS |
| Century Communities | 06/17/2014 | $23.00 | CCS | 156504300 | IPO | FBR, JP Morgan, Deutsche Bank |
| Foresight Energy LP | 06/17/2014 | $20.00 | FELP | 34552U104 | IPO | Barclays, Citigroup, Morgan Stanley, JP Morgan, Goldman Sachs, Deutsche Bank |
| QIWI PLC | 06/16/2014 | $40.00 | QIWI | 74735M108 | ADD-ON | Credit Suisse, VTB Capital |
| Dynagas LNG Partners LP | 06/12/2014 | $22.79 | DLNG | Y2188B108 | ADD-ON | Credit Suisse, BofA Merrill Lynch, Morgan Stanley |
| CommScope Holding Company | 06/12/2014 | $23.00 | COMM | 20337X109 | ADD-ON | JP Morgan, Deutsche Bank, BofA Merrill Lynch |
| Verint Systems | 06/12/2014 | $47.75 | VRNT | 92343X100 | ADD-ON | Goldman Sachs, Deutsche Bank, Credit Suisse, JP Morgan, RBC, Barclays, Jefferies |
| MobileIron | 06/11/2014 | $9.00 | MOBL | 60739U105 | IPO | Morgan Stanley, Goldman Sachs, Deutsche Bank, Barclays |
| Installed Building Products | 06/11/2014 | $12.50 | IBP | 45780R101 | ADD-ON | UBS, Deutsche Bank, RBC |
| Trinseo S.A. | 06/11/2014 | $19.00 | TSE | L9340P101 | IPO | Goldman Sachs, Deutsche Bank, Citigroup, Morgan Stanley |
| ClubCorp Holdings | 06/10/2014 | $18.25 | MYCC | 18948M108 | ADD-ON | Goldman Sachs, Jefferies, Citigroup, BofA Merrill Lynch, Deutsche Bank |
| Trina Solar Limited | 06/05/2014 | $11.00 | TSL | 8.9628E+108 | ADD-ON | Deutsche Bank, Barclays, JP Morgan, Goldman Sachs |
| Arista Networks | 06/05/2014 | $43.00 | ANET | 40413106 | IPO | Morgan Stanley, Citigroup |
| Rexnord | 05/28/2014 | $25.50 | RXN | 76169B102 | ADD-ON | Goldman Sachs, Credit Suisse, Baird, Deutsche Bank |
| Heritage Insurance Holdings | 05/22/2014 | $11.00 | HRTG | 42727J102 | IPO | Citigroup |
| Orbitz Worldwide | 05/22/2014 | $6.60 | OWW | 68557K109 | ADD-ON | Credit Suisse, Morgan Stanley, Deutsche Bank, UBS |
| SunEdison Semiconductor | 05/21/2014 | $13.00 | SEMI | Y8213L102 | IPO | Deutsche Bank, Goldman Sachs, Wells Fargo |
| American Realty Capital Properties | 05/21/2014 | $12.00 | ARCP | 02917T104 | ADD-ON | BofA Merrill Lynch |
| Monmouth Real Estate Investment | 05/21/2014 | $8.50 | MNR | 609720107 | ADD-ON | BMO, JP Morgan |
| Spirit Realty Capital | 05/14/2014 | $10.69 | SRC | 84860W102 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
| Delek US Holdings | 05/14/2014 | $30.00 | DK | 246647101 | ADD-ON | Barclays |
| Daqo New Energy | 05/14/2014 | $29.00 | DQ | 23703Q203 | ADD-ON | Credit Suisse |
| Atlas Resource Partners LP | 05/08/2014 | $19.90 | ARP | 04941A101 | ADD-ON | Wells Fargo, Deutsche Bank, Morgan Stanley |
| Iridium Communications | 05/08/2014 | $6.10 | IRDM | 46269C102 | ADD-ON | Raymond James, Deutsche Bank, William Blair |
| PBF Logistics LP | 05/08/2014 | $23.00 | PBFX | 69318Q104 | IPO | Barclays, UBS |
| Martin Midstream Partners LP | 05/06/2014 | $41.51 | MMLP | 573331105 | ADD-ON | RBC, BofA Merrill Lynch, Wells Fargo, Deutsche Bank, Raymond James, UBS |
| GasLog Partners LP | 05/06/2014 | $21.00 | GLOP | Y2687W108 | IPO | Citigroup, Credit Suisse, Wells Fargo |
| Ares Management LP | 05/01/2014 | $19.00 | ARES | 04014Y101 | IPO | JP Morgan, BofA Merrill Lynch |
| HD Supply Holdings | 05/01/2014 | $26.00 | HDS | 40416M105 | ADD-ON | Barclays, Credit Suisse, JP Morgan |
| EQT Midstream Partners LP | 05/01/2014 | $75.75 | EQM | 26885B100 | ADD-ON | Barclays, BofA Merrill Lynch, Citigroup, Wells Fargo |
| Yingli Green Energy Holding Company | 04/24/2014 | $3.50 | YGE | 98584B103 | ADD-ON | Deutsche Bank, Goldman Sachs |
| Viggle | 04/24/2014 | $8.00 | VGGL | 92672V204 | ADD-ON | Ladenburg Thalmann, Roth Capital Partners |
| Sportsman’s Warehouse Holdings | 04/16/2014 | $9.50 | SPWH | 84920Y106 | IPO | Credit Suisse, Goldman Sachs |
| Sabre | 04/16/2014 | $16.00 | SABR | 78573M104 | IPO | Morgan Stanley, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
| Regado Biosciences | 04/10/2014 | $6.00 | RGDO | 75874Q107 | ADD-ON | Jefferies, Deutsche Bank, Cowen and Company |
| Enable Midstream Partners LP | 04/10/2014 | $20.00 | ENBL | 292480100 | IPO | Morgan Stanley, Barclays, Goldman Sachs |
| Aviv REIT | 04/09/2014 | $24.10 | AVIV | 05381L101 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Goldman Sachs |
| Ally Financial | 04/09/2014 | $25.00 | ALLY | 02005N100 | IPO | Citigroup, Goldman Sachs, Morgan Stanley, Barclays |
| La Quinta Holdings | 04/08/2014 | $17.00 | LQ | 50420D108 | IPO | JP Morgan, Morgan Stanley |
| IMS Health Holdings | 04/03/2014 | $20.00 | IMS | 44970B109 | IPO | JP Morgan, Goldman Sachs, Morgan Stanley |
| Intercept Pharmaceuticals | 04/03/2014 | $320.00 | ICPT | 45845P108 | ADD-ON | BofA Merrill Lynch, Citigroup, Goldman Sachs |
| SeaWorld Entertainment | 04/03/2014 | $30.00 | SEAS | 81282V100 | ADD-ON | Goldman Sachs, JP Morgan |
| Kindred Biosciences | 04/02/2014 | $18.00 | KIN | 494577109 | ADD-ON | Leerink Partners, BMO, Guggenheim Securities |
| CBS Outdoor Americas | 03/27/2014 | $28.00 | CBSO | 14987J106 | IPO | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Morgan Stanley |
| Mercer International | 03/27/2014 | $7.15 | MERC | 588056101 | ADD-ON | Credit Suisse |
| CommScope Holding Company | 03/27/2014 | $22.00 | COMM | 20337X109 | ADD-ON | JP Morgan, Deutsche Bank, BofA Merrill Lynch |
| Sprouts Farmers Market | 03/27/2014 | $33.75 | SFM | 85208M102 | ADD-ON | Goldman Sachs, Credit Suisse, BofA Merrill Lynch |
| TriNet Group | 03/26/2014 | $16.00 | TNET | 896288107 | IPO | JP Morgan, Morgan Stanley, Deutsche Bank |
| Marchex | 03/26/2014 | $10.50 | MCHX | 56624R108 | ADD-ON | Deutsche Bank, RBC, Piper Jaffray |
| PennyMac Financial Services | 03/26/2014 | $16.50 | PFSI | 70932B101 | ADD-ON | Citigroup |
| Veeva Systems | 03/25/2014 | $26.35 | VEEV | 922475108 | ADD-ON | Morgan Stanley, Deutsche Bank, JP Morgan |
| Nord Anglia Education | 03/25/2014 | $16.00 | NORD | G6583A102 | IPO | Credit Suisse, Goldman Sachs, JP Morgan |
| King Digital Entertainment | 03/25/2014 | $22.50 | KING | G5258J109 | IPO | JP Morgan, Credit Suisse, BofA Merrill Lynch |
| KB Home | 03/20/2014 | $18.00 | KBH | 48666K109 | ADD-ON | Citigroup, Credit Suisse, BofA Merrill Lynch, Deutsche Bank |
| Paylocity Holding | 03/18/2014 | $17.00 | PCTY | 70438V106 | IPO | Deutsche Bank, BofA Merrill Lynch, William Blair |
| MakeMyTrip Limited | 03/13/2014 | $23.00 | MMYT | V5633W109 | ADD-ON | Citigroup, JP Morgan, Deutsche Bank |
| Quintiles Transnational Holdings | 03/12/2014 | $52.00 | Q | 74876Y101 | ADD-ON | Morgan Stanley, Barclays, JP Morgan |
| Vipshop Holdings Limited | 03/11/2014 | $143.74 | VIPS | 92763W103 | ADD-ON | Goldman Sachs, Deutsche Bank |
| Summit Midstream Partners | 03/11/2014 | $38.75 | SMLP | 866142102 | ADD-ON | Barclays, Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, RBC, Citigroup, Goldman Sachs, Wells Fargo |
| DCP Midstream Partners | 02/27/2014 | $48.90 | DPM | 23311P100 | ADD-ON | Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo |
| Ampio Pharmaceuticals | 02/27/2014 | $7.00 | AMPE | 03209T109 | ADD-ON | Citigroup, Jefferies |
| Colfax | 02/13/2014 | $68.75 | CFX | 194014106 | ADD-ON | BofA Merrill Lynch, Citigroup, Deutsche Bank |
| Installed Building Products | 02/12/2014 | $11.00 | IBP | 45780R101 | IPO | Deutsche Bank, UBS |
| PTC Therapeutics | 02/12/2014 | $24.50 | PTCT | 69366J200 | ADD-ON | JP Morgan, Credit Suisse |
| Freescale Semiconductor | 02/11/2014 | $18.50 | FSL | G3727Q101 | ADD-ON | Goldman Sachs, Citigroup, Credit Suisse, Deutsche Bank |
| Ladder Capital | 02/05/2014 | $17.00 | LADR | 505743104 | IPO | Deutsche Bank, Citigroup, Wells Fargo, JP Morgan, BofA Merrill Lynch |
| Revance Therapeutics | 02/05/2014 | $16.00 | RVNC | 761330109 | IPO | Cowen & Company, Piper Jaffray |
| Envision Healthcare | 02/05/2014 | $30.50 | EVHC | 29413U103 | ADD-ON | Goldman Sachs, Barclays,BofA Merrill Lynch, Citigroup |
| Continental Building Products | 02/04/2014 | $14.00 | CBPX | 211171103 | IPO | Citigroup,Credit Suisse |
| Intrawest Resorts Holdings | 01/30/2014 | $12.00 | SNOW | 46090K109 | IPO | Goldman Sachs, Credit Suisse, Deutsche Bank, BofA Merrill Lynch |
| XPO Logistics | 01/30/2014 | $25.00 | XPO | 983793100 | ADD-ON | Credit Suisse, Citigroup, Deutsche Bank, JP Morgan |
| Rexnord | 01/30/2014 | $25.75 | RXN | 76169B102 | ADD-ON | Goldman Sachs, Baird, Credit Suisse |
| Montage Technology Group | 01/30/2014 | $21.00 | MONT | G6209T105 | ADD-ON | Deutsche Bank, Stifel, Barclays |
| TESARO | 01/29/2014 | $31.50 | TSRO | 881569107 | ADD-ON | Citigroup, Deutsche Bank, Leerink Partners |
| Banco de Chile | 01/28/2014 | $74.23 | BCH | 59520106 | ADD-ON | Citigroup |
| Aratana Therapeutics | 01/28/2014 | $19.00 | PETX | 03874P101 | ADD-ON | Jefferies, Barclays, William Blair |
| Independence Realty Trust | 01/23/2014 | $8.30 | IRT | 45378A106 | ADD-ON | Deutsche Bank |
| Santander Consumer USA Holdings | 01/22/2014 | $24.00 | SC | 80283M101 | IPO | Citigroup, JP Morgan |
| EP Energy | 01/16/2014 | $20.00 | EPE | 268785102 | IPO | Credit Suisse, JP Morgan |
| Orchid Island Capital | 01/16/2014 | $12.50 | ORC | 68571X103 | ADD-ON | Ladenburg Thalmann, Oppenheimer |
| American Capital Senior Floating | 01/15/2014 | $15.00 | ACSF | 02504D108 | IPO | Morgan Stanley, Citigroup, Deutsche Bank, UBS, Keefe Bruyette & Woods |
| Altisource Residential | 01/15/2014 | $34.00 | RESI | 02153W100 | ADD-ON | Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo |
| NCI Building Systems | 01/09/2014 | $18.00 | NCS | 628852204 | ADD-ON | Credit Suisse, Citigroup,RBC, UBS |
| Rouse Properties | 01/07/2014 | $19.50 | RSE | 779287101 | ADD-ON | BofA Merrill Lynch, Barclays,RBC, Credit Suisse, KeyBanc |
| 2013 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Scorpio Bulkers | 12/11/2013 | $9.75 | SALT | Y7546A106 | IPO | Deutsche Bank |
| Hilton Worldwide Holdings | 12/11/2013 | $20.00 | HLT | 43300A104 | IPO | Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Morgan Stanley, JP Morgan, Wells Fargo |
| Kindred Biosciences | 12/11/2013 | $7.00 | KIN | 494577109 | IPO | BMO, Guggenheim Securities |
| MiMedx Group | 12/11/2013 | $6.80 | MDXG | 602496101 | ADD-ON | Canaccord Genuity |
| SeaWorld Entertainment | 12/11/2013 | $30.00 | SEAS | 81282V100 | ADD-ON | Goldman Sachs, JP Morgan, Deutsche Bank |
| Pinnacle Foods | 12/11/2013 | $26.75 | PF | 72348P104 | ADD-ON | Barclays, BofA Merrill Lynch |
| HomeAway | 12/11/2013 | $37.00 | AWAY | 43739Q100 | ADD-ON | Deutsche Bank, JP Morgan, Goldman Sachs, Morgan Stanley |
| Taminco | 12/11/2013 | $20.00 | TAM | 87509U106 | ADD-ON | Citigroup, Goldman Sachs, Credit Suisse, Deutsche Bank |
| Valero Energy Partners | 12/10/2013 | $23.00 | VLP | 91914J102 | IPO | JP Morgan, Barclays |
| Autohome | 12/10/2013 | $17.00 | ATHM | 05278C107 | IPO | Deutsche Bank, Goldman Sachs |
| Ring Energy | 12/05/2013 | $10.00 | REI | 76680V108 | ADD-ON | SunTrust Robinson Humphrey |
| Celldex Therapeutics | 12/04/2013 | $24.50 | CLDX | 15117B103 | ADD-ON | Jefferies, Leerink Swan |
| Del Frisco's Restaurant Group | 12/04/2013 | $19.50 | DFRG | 245077102 | ADD-ON | Deutsche Bank, Piper Jaffray, Wells Fargo |
| Seadrill Partners | 12/03/2013 | $29.50 | SDLP | Y7545W109 | ADD-ON | Citigroup, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley, Wells Fargo, Deutsche Bank, RBC |
| Norwegian Cruise Line Holdings | 12/03/2013 | $33.25 | NCLH | G66721104 | ADD-ON | UBS, Barclays |
| Sprouts Farmers Market | 11/25/2013 | $37.00 | SFM | 85208M102 | ADD-ON | Goldman Sachs, Credit Suisse,BofA Merrill Lynch |
| Evogene Ltd. | 11/20/2013 | $14.75 | EVGN | M4119S104 | IPO | Credit Suisse, Deutsche Bank |
| T-Mobile US | 11/14/2013 | $25.00 | TMUS | 872590104 | ADD-ON | Morgan Stanley, Goldman Sachs, JP Morgan, Credit Suisse, Deutsche Bank |
| 8x8 | 11/14/2013 | $9.25 | EGHT | 282914100 | ADD-ON | BofA Merrill Lynch, Barclays, Deutsche Bank |
| CDW | 11/13/2013 | $20.50 | CDW | 12514G108 | ADD-ON | JP Morgan, Barclays, Goldman Sachs |
| Tandem Diabetes Care | 11/13/2013 | $15.00 | TNDM | 875372104 | IPO | BofA Merrill Lynch, Piper Jaffray |
| Eros International Plc | 11/12/2013 | $12.00 | EROS | G3788M114 | IPO | Deutsche Bank, BofA Merrill Lynch, UBS |
| Dynagas LNG Partners LP | 11/12/2013 | $18.00 | DLNG | Y2188B108 | IPO | Credit Suisse, BofA Merrill Lynch, Morgan Stanley, Barclays, Deutsche Bank |
| Extended Stay America | 11/12/2013 | $20.00 | STAY | 30224P200 | IPO | Deutsche Bank, Goldman Sachs, JP Morgan |
| Boise Cascade | 11/07/2013 | $22.50 | BCC | 09739D100 | ADD-ON | BofA Merrill Lynch, Goldman Sachs |
| Constellium N.V. | 11/07/2013 | $17.00 | CSTM | N22035104 | ADD-ON | Goldman Sachs, Deutsche Bank, JP Morgan, Morgan Stanley |
| Toll Brothers | 11/07/2013 | $32.00 | TOL | 889478103 | ADD-ON | Citigroup, Deutsche Bank, SunTrust Robinson Humphrey, RBS |
| Tetraphase Pharmaceuticals | 11/06/2013 | $10.00 | TTPH | 88165N105 | ADD-ON | BMO Capital Markets, Stifel |
| LGI Homes | 11/06/2013 | $11.00 | LGIH | 50187T106 | IPO | Deutsche Bank, JMP Securities, JP Morgan |
| Norcraft Companies | 11/06/2013 | $16.00 | NCFT | 65557Y105 | IPO | Citigroup, UBS, Deutsche Bank, RBC |
| Midcoast Energy Partners LP | 11/06/2013 | $18.00 | MEP | 59564N103 | IPO | BofA Merrill Lynch, Barclays, Citigroup |
| Mavenir Systems | 11/06/2013 | $10.00 | MVNR | 577675101 | IPO | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
| 11/06/2013 | $26.00 | TWTR | 90184L102 | IPO | Goldman Sachs, Morgan Stanley, JP Morgan | |
| Arc Logistics Partners LP | 11/05/2013 | $19.00 | ARCX | 03879N101 | IPO | Citigroup, Barclays, SunTrust Robinson Humphrey, Wells Fargo |
| Avianca Holdings | 11/05/2013 | $15.00 | AVH | 05367G100 | IPO | JP Morgan, Citigroup |
| Blue Capital Reinsurance Holdings | 11/05/2013 | $20.00 | BCRH | G1190F107 | IPO | Deutsche Bank, Barclays, Keefe Bruyette & Woods, Raymond James, UBS, RBC |
| Qunar Cayman Islands | 10/31/2013 | $15.00 | QUNR | 74906P104 | IPO | Goldman Sachs, Deutsche Bank |
| Brixmor Property Group | 10/29/2013 | $20.00 | BRX | 11120U105 | IPO | BofA Merrill Lynch, Citigroup, JP Morgan, Wells Fargo |
| Criteo S.A. | 10/29/2013 | $31.00 | CRTO | 226718104 | IPO | JP Morgan, Deutsche Bank, Jefferies |
| Surgical Care Affiliates | 10/29/2013 | $24.00 | SCAI | 86881L106 | IPO | JP Morgan, Citigroup |
| CommScope Holding | 10/24/2013 | $15.00 | COMM | 20337X109 | IPO | JP Morgan, Deutsche Bank, BofA Merrill Lynch |
| Endurance International Group | 10/24/2013 | $12.00 | EIGI | 29272B105 | IPO | Goldman Sachs, Credit Suisse, Morgan Stanley |
| ING U.S. | 10/23/2013 | $29.50 | VOYA | 4.5685E+110 | ADD-ON | Morgan Stanley, Goldman Sachs, Citigroup, BofA Merrill Lynch |
| Crown Castle International | 10/22/2013 | $74.00 | CCI | 228227104 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, JP Morgan, Barclays |
| Guidewire Software | 10/22/2013 | $48.75 | GWRE | 40171V100 | ADD-ON | JP Morgan, Deutsche Bank |
| Plains GP Holdings | 10/15/2013 | $22.00 | PAGP | 72651A108 | IPO | Barclays, Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, UBS, Wells Fargo |
| Veeva Systems | 10/15/2013 | $20.00 | VEEV | 922475108 | IPO | Morgan Stanley, Deutsche Bank |
| Envestnet | 10/10/2013 | $29.25 | ENV | 29404K106 | ADD-ON | William Blair, Stifel |
| Buckeye Partners | 10/10/2013 | $62.61 | BPL | 118230101 | ADD-ON | Barclays, Morgan Stanley, UBS, Wells Fargo |
| MacroGenics | 10/09/2013 | $16.00 | MGNX | 556099109 | IPO | BofA Merrill Lynch, Leerink Swann |
| Western Refining Logistics | 10/09/2013 | $22.00 | WNRL | 95931Q205 | IPO | BofA Merrill Lynch, Barclays |
| QTS Realty Trust | 10/08/2013 | $21.00 | QTS | 74736A103 | IPO | Goldman Sachs, Jefferies |
| SFX Entertainment | 10/08/2013 | $13.00 | SFXE | 784178303 | IPO | UBS, Jefferies, Deutsche Bank |
| Empire State Realty Trust | 10/01/2013 | $13.00 | ESRT | 292104106 | IPO | Goldman Sachs, BofA Merrill Lynch |
| Fate Therapeutics | 09/30/2013 | $6.00 | FATE | 31189P102 | IPO | Cowen & Company, BMO |
| Violin Memory | 09/26/2013 | $9.00 | VMEM | 92763A101 | IPO | JP Morgan, Deutsche Bank, BofA Merrill Lynch |
| Emerald Oil | 09/26/2013 | $6.70 | EOX | 29101U209 | ADD-ON | Credit Suisse |
| Montage Technology Group | 09/25/2013 | $10.00 | MONT | 61199BA08 | IPO | Deutsche Bank, Barclays |
| Altisource Residential | 09/25/2013 | $21.00 | RESI | 02153W100 | ADD-ON | Citigroup, Credit Suisse, Deutsche Bank, JP Morgan, Wells Fargo |
| Capitala Finance | 09/24/2013 | $20.00 | CPTA | 14054R106 | IPO | Deutsche Bank, UBS, Barclays |
| ClubCorp Holdings | 09/19/2013 | $14.00 | MYCC | 18948M108 | IPO | Goldman Sachs, Jefferies, Citigroup |
| JinkoSolar Holding | 09/19/2013 | $16.25 | JKS | 47759T100 | ADD-ON | Credit Suisse, JP Morgan, Jefferies |
| Shutterstock | 09/19/2013 | $60.00 | SSTK | 825690100 | ADD-ON | Morgan Stanley, Deutsche Bank, Jefferies |
| Controladora Vuela Compania De Aviacion | 09/17/2013 | $12.00 | VLRS | 2.124E+109 | IPO | Deutsche Bank, Morgan Stanley, UBS |
| Benefitfocus | 09/17/2013 | $26.50 | BNFT | 08180D106 | IPO | Goldman Sachs, Deutsche Bank, Jefferies |
| EVERTEC | 09/12/2013 | $22.50 | EVTC | 30040P103 | ADD-ON | Goldman Sachs, JP Morgan |
| Sanchez Energy | 09/12/2013 | $23.00 | SN | 79970Y105 | ADD-ON | Johnson Rice, RBC |
| SunEdison | 09/12/2013 | $7.25 | SUNE | 86732Y109 | ADD-ON | Deutsche Bank, Goldman Sachs |
| UMB Financial | 09/10/2013 | $54.00 | UMBF | 902788108 | ADD-ON | BofA Merrill Lynch |
| Xoom | 09/10/2013 | $30.50 | XOOM | 98419Q101 | ADD-ON | Barclays, Needham & Company |
| TriMas | 09/10/2013 | $35.40 | TRS | 896215209 | ADD-ON | Deutsche Bank, JP Morgan |
| ExOne | 09/09/2013 | $62.00 | XONE | 302104104 | ADD-ON | FBR |
| Jarden | 09/04/2013 | $47.00 | JAH | 471109108 | ADD-ON | Barclays |
| Matador Resources | 09/04/2013 | $15.25 | MTDR | 576485205 | ADD-ON | RBC, Citigroup, Scotiabank |
| Regado Biosciences | 08/21/2013 | $4.00 | RGDO | 75874Q107 | IPO | Cowen and Company, BMO |
| Sophiris Bio | 08/15/2013 | $5.00 | SPHS | 83578Q209 | IPO | Citigroup, Leerink Swann |
| Envision Healthcare Holdings | 08/13/2013 | $23.00 | EVHC | 29413U103 | IPO | Goldman Sachs, Barclays, BofA Merrill Lynch, Citigroup |
| Roadrunner Transportation Systems | 08/13/2013 | $27.00 | RRTS | 76973Q105 | ADD-ON | Baird, Morgan Stanley, Deutsche Bank |
| QEP Midstream Partners LP | 08/08/2013 | $21.00 | QEPM | 74735R115 | IPO | Wells Fargo, Morgan Stanley, Citigroup, Deutsche Bank, JP Morgan |
| Datalink | 08/08/2013 | $11.00 | DTLK | 237934104 | ADD-ON | Canaccord Genuity |
| XPO Logistics | 08/07/2013 | $22.75 | XPO | 983793100 | ADD-ON | Credit Suisse, Morgan Stanley, Deutsche Bank |
| KAR Auction Services | 08/07/2013 | $25.00 | KAR | 48238T109 | ADD-ON | Credit Suisse, Goldman Sachs, JP Morgan |
| DCP Midstream Partners LP | 08/07/2013 | $50.04 | DPM | 23311P100 | ADD-ON | Barclays, BofA Merrill Lynch, Citigroup, Morgan Stanley, Wells Fargo |
| YuMe | 08/06/2013 | $9.00 | YUME | 98872B104 | IPO | Citigroup, Deutsche Bank |
| Allison Transmission Holdings | 08/06/2013 | $22.00 | ALSN | 01973R101 | ADD-ON | BofA Merrill Lynch, Citigroup, JP Morgan |
| Marrone Bio Innovations | 08/01/2013 | $12.00 | MBII | 57165B106 | IPO | Jefferies, Piper Jaffray |
| Boyd Gaming | 08/01/2013 | $12.00 | BYD | 103304101 | ADD-ON | Deutsche Bank, JP Morgan |
| Sprouts Farmers Market | 07/31/2013 | $18.00 | SFM | 85208M102 | IPO | Goldman Sachs, Credit Suisse |
| Cousins Properties | 07/30/2013 | $10.00 | CUZ | 222795106 | ADD-ON | JP Morgan, BofA Merrill Lynch |
| Del Frisco's Restaurant Group | 07/25/2013 | $21.25 | DFRG | 245077102 | ADD-ON | Deutsche Bank, Piper Jaffray, Wells Fargo |
| Conatus Pharmaceuticals | 07/24/2013 | $11.00 | CNAT | 20600T108 | IPO | Stifel, Piper Jaffray |
| TearLab | 07/24/2013 | $13.50 | TEAR | 878193101 | ADD-ON | Canaccord Genuity, Craig-Hallum |
| Rally Software Development | 07/24/2013 | $24.75 | RALY | 751198102 | ADD-ON | Deutsche Bank, Piper Jaffray |
| Boise Cascade | 07/24/2013 | $27.00 | BCC | 09739D100 | ADD-ON | BofA Merrill Lynch, Goldman Sachs |
| Phillips 66 Partners LP | 07/22/2013 | $23.00 | PSXP | 718549207 | IPO | JP Morgan, Morgan Stanley |
| UCP | 07/17/2013 | $15.00 | UCP | 90265Y106 | ADD-ON | Citigroup, Deutsche Bank, Zelman Partners |
| The WhiteWave Foods Company | 07/17/2013 | $17.75 | WWAV | 966244105 | ADD-ON | JP Morgan, BofA Merrill Lynch |
| Berry Plastics Group | 07/17/2013 | $21.63 | BERY | 08579W103 | ADD-ON | Citigroup, BofA Merrill Lynch |
| NRG Yield | 07/16/2013 | $22.00 | NYLD | 62942X108 | IPO | BofA Merrill Lynch, Goldman Sachs, Citi |
| Regulus Therapeutics | 07/16/2013 | $9.50 | RGLS | 75915K101 | ADD-ON | Lazard, Cowen and Company, BMO |
| EQT Midstream Partners LP | 07/16/2013 | $43.50 | EQM | 26885B100 | ADD-ON | Citigroup, Barclays, BofA Merrill Lynch |
| Fly Leasing Limited | 07/11/2013 | $14.00 | FLY | 34407D109 | ADD-ON | Morgan Stanley, Citigroup, Deutsche Bank, RBC |
| Fifth Street Senior Floating Rate | 07/11/2013 | $15.00 | FSFR | 31679F101 | IPO | Morgan Stanley, Deutsche Bank, UBS, Barclays |
| NGL Energy Partners LP | 07/09/2013 | $29.00 | NGL | 62913M107 | ADD-ON | Deutsche Bank, RBC, BofA Merrill Lynch, Goldman Sachs, UBS, Raymond James |
| Aratana Therapeutics | 06/26/2013 | $6.00 | PETX | 03874P101 | IPO | Stifel, Lazard |
| CDW | 06/26/2013 | $17.00 | CDW | 12514G108 | IPO | JP Morgan, Barclays, Goldman Sachs |
| Ares Commercial Real Estate | 06/20/2013 | $13.50 | ACRE | 04013V108 | ADD-ON | Credit Suisse, Citigroup, Wells Fargo, BofA Merrill Lynch, JP Morgan |
| Ashford Hospitality Trust | 06/20/2013 | $12.00 | AHT | 44103109 | ADD-ON | BofA Merrill Lynch, Deutsche Bank, Morgan Stanley |
| Rexnord | 06/20/2013 | $16.00 | RXN | 76169B102 | ADD-ON | Deutsche Bank, Goldman Sachs, BofA Merrill Lynch, Credit Suisse |
| Repros Therapeutics | 06/19/2013 | $19.00 | RPRX | 76028H209 | ADD-ON | BofA Merrill Lynch |
| Weyerhaeuser | 06/18/2013 | $27.75 | WY | 962166104 | ADD-ON | Morgan Stanley, Deutsche Bank, Citigroup |
| Coty | 06/12/2013 | $17.50 | COTY | 222070203 | IPO | BofA Merrill Lynch, JP Morgan, Morgan Stanley, Barclays, Deutsche Bank, Wells Fargo |
| Atlas Resource Partners LP | 06/10/2013 | $21.75 | ARP | 04941A101 | ADD-ON | Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan, Morgan Stanley, RBC |
| PBF Energy | 06/06/2013 | $27.00 | PBF | 69318G106 | ADD-ON | Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank |
| U.S. Silica Holdings | 06/05/2013 | $19.60 | SLCA | 9.0346E+107 | ADD-ON | Morgan Stanley, BofA Merrill Lynch |
| KAR Auction Services | 06/05/2013 | $21.25 | KAR | 48238T109 | ADD-ON | Credit Suisse, Goldman Sachs, JP Morgan |
| Ubiquiti Networks | 06/04/2013 | $16.00 | UBNT | 90347A100 | ADD-ON | Credit Suisse, BofA Merrill Lynch, Raymond James |
| Air Lease | 05/30/2013 | $26.75 | AL | 00912X302 | ADD-ON | Credit Suisse, Goldman Sachs |
| Ply Gem Holdings | 05/22/2013 | $21.00 | PGEM | 72941W100 | IPO | JP Morgan, Credit Suisse, Goldman Sachs, UBS, Deutsche Bank |
| Constellium Holdco B.V. | 05/22/2013 | $15.00 | CSTM | N22035104 | IPO | Goldman Sachs, Deutsche Bank, JP Morgan |
| Blackstone Mortgage Trust | 05/22/2013 | $25.50 | BXMT | 09257W100 | ADD-ON | Citigroup, BofA Merrill Lynch, JP Morgan, Deutsche Bank, Wells Fargo, UBS |
| Bloomin' Brands | 05/22/2013 | $21.50 | BLMN | 94235108 | ADD-ON | BofA Merrill Lynch, Morgan Stanley, JP Morgan |
| Wesco Aircraft Holdings | 05/22/2013 | $16.00 | WAIR | 950814103 | ADD-ON | Barclays, JP Morgan |
| PGT | 05/21/2013 | $7.75 | PGTI | 69336V101 | ADD-ON | Credit Suisse, Deutsche Bank |
| Emerald Oil | 05/16/2013 | $6.10 | EOX | 29101U209 | ADD-ON | Canaccord Genuity, Johnson Rice & Co. |
| TC PipeLines, LP | 05/16/2013 | $43.85 | TCP | 87233Q108 | ADD-ON | Wells Fargo, BofA Merrill Lynch, JP Morgan, Morgan Stanley, UBS |
| CVR Refining, LP | 05/14/2013 | $30.75 | CVRR | 12663P107 | ADD-ON | Credit Suisse, Barclays, Citigroup, Jefferies, UBS, JP Morgan |
| Trade Street Residential | 05/13/2013 | $10.00 | TSRE | 89255N203 | IPO | Sandler O'Neill |
| Tallgrass Energy Partners LP | 05/13/2013 | $21.50 | TEP | 874697105 | IPO | Barclays, Citigroup, BofA Merrill Lynch, Deutsche Bank |
| Nielsen Holdings | 05/13/2013 | $35.01 | NLSN | N63218106 | ADD-ON | JP Morgan, Citigroup, Deutsche Bank, Goldman Sachs |
| Apollo Global Management | 05/09/2013 | $25.00 | APO | 37612306 | ADD-ON | JP Morgan, Citigroup, Credit Suisse, Goldman Sachs, Morgan Stanley |
| 3D Systems | 05/09/2013 | $40.00 | DDD | 88554D205 | ADD-ON | Needham & Company |
| Quintiles Transnational Holdings | 05/08/2013 | $40.00 | Q | 74876Y101 | IPO | Morgan Stanley, Barclays, JP Morgan |
| Health Care REIT | 05/08/2013 | $73.50 | HCN | 42217K106 | ADD-ON | UBS, Deutsche Bank, Wells Fargo |
| Colfax | 05/07/2013 | $44.25 | CFX | 194014106 | ADD-ON | Deutsche Bank |
| Vantiv | 05/07/2013 | $23.75 | VNTV | 92210H105 | ADD-ON | JP Morgan, Credit Suisse, Goldman Sachs, Morgan Stanley, Deutsche Bank, Citigroup, Wells Fargo |
| ING U.S. | 05/01/2013 | $19.50 | VOYA | 4.5685E+110 | IPO | Morgan Stanley, Goldman Sachs, Citigroup |
| Sinclair Broadcast Group | 05/01/2013 | $27.25 | SBGI | 829226109 | ADD-ON | Wells Fargo, JP Morgan |
| GW Pharmaceuticals PLC | 05/01/2013 | $8.90 | GWPH | 36197T103 | IPO | Lazard, Cowen and Company |
| Northern Tier Energy LP | 04/30/2013 | $26.28 | NTI | 665826103 | ADD-ON | Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, Credit Suisse, UBS |
| Altisource Residential | 04/25/2013 | $18.75 | RESI | 02153W100 | ADD-ON | Citigroup, Credit Suisse, Deutsche Bank, JP Morgan |
| StealthGas | 04/24/2013 | $10.00 | GASS | Y81669106 | ADD-ON | Wells Fargo, Deutsche Bank |
| SeaWorld Entertainment | 04/18/2013 | $27.00 | SEAS | 81282V100 | IPO | Goldman Sachs, JP Morgan, Citigroup, BofA Merrill Lynch, Barclays, Wells Fargo |
| Blackhawk Network Holdings | 04/18/2013 | $23.00 | HAWK | 9.238E+107 | IPO | Goldman Sachs, BofA Merrill Lynch, Citigroup, Deutsche Bank |
| Berry Plastics Group | 04/18/2013 | $17.00 | BERY | 08579W103 | ADD-ON | Citigroup, BofA Merrill Lynch |
| BioScrip | 04/18/2013 | $12.00 | BIOS | 09069N108 | ADD-ON | Jefferies, Morgan Stanley, SunTrust Robinson Humphrey |
| Intelsat S.A. | 04/17/2013 | $18.00 | I | L5140P101 | IPO | Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch |
| Taminco | 04/17/2013 | $15.00 | TAM | 87509U106 | IPO | Citigroup, Goldman Sachs, Credit Suisse, JP Morgan |
| Atlas Pipeline Partners LP | 04/17/2013 | $34.00 | APL | 49392103 | ADD-ON | Citigroup, BofA Merrill Lynch, Deutsche Bank, JP Morgan, Morgan Stanley, Wells Fargo |
| Rally Software Development | 04/11/2013 | $14.00 | RALY | 751198102 | IPO | Deutsche Bank, Piper Jaffray |
| EVERTEC | 04/11/2013 | $20.00 | EVTC | 30040P103 | IPO | Goldman Sachs, JP Morgan |
| Chimerix | 04/10/2013 | $14.00 | CMRX | 16999B385 | IPO | Morgan Stanley, Cowen and Company |
| Taylor Morrison Home | 04/09/2013 | $22.00 | TMHC | 87724P106 | IPO | Credit Suisse, Citigroup |
| Marin Software | 03/21/2013 | $14.00 | MRIN | 56804T106 | IPO | Goldman Sachs, Deutsche Bank |
| West Corporation | 03/21/2013 | $20.00 | WSTC | 952355204 | IPO | Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Wells Fargo |
| Graphic Packaging | 03/21/2013 | $7.00 | GPK | 388689101 | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank |
| Aviv REIT | 03/20/2013 | $20.00 | AVIV | 05381L101 | IPO | Morgan Stanley, BofAMerrill Lynch, Goldman Sachs |
| Model N | 03/19/2013 | $15.50 | MODN | 607525102 | IPO | JP Morgan, Deutsche Bank |
| Delek US Holdings | 03/14/2013 | $39.50 | DK | 246647101 | ADD-ON | Barclays, Deutsche Bank, Credit Suisse, Goldman Sachs |
| Trulia | 03/14/2013 | $29.75 | TRLA | 897888103 | ADD-ON | Deutsche Bank, JP Morgan, RBC, Needham & Co., William Blair |
| Kennedy-Wilson Holdings | 03/14/2013 | $15.70 | KW | 489398107 | ADD-ON | BofA Merrill Lynch, Deutsche Bank, Morgan Stanley |
| U.S. Silica Holdings | 03/13/2013 | $22.00 | SLCA | 9.0346E+107 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Simmons, Jefferies, Wells Fargo |
| Vipshop Holdings Limited | 03/13/2013 | $24.00 | VIPS | 92763W103 | ADD-ON | Goldman Sachs, Deutsche Bank, JP Morgan |
| Yandex N.V. | 03/12/2013 | $22.75 | YNDX | N97284108 | ADD-ON | Morgan Stanley, Deutsche Bank, Goldman Sachs |
| Discovery Communications | 03/06/2013 | $64.75 | DISCK | 25470F302 | ADD-ON | BofA Merrill Lynch,JP Morgan, Citigroup |
| KAR Auction Services | 03/06/2013 | $19.25 | KAR | 48238T109 | ADD-ON | Credit Suisse, Goldman Sachs, JP Morgan |
| DCP Midstream Partners LP | 02/28/2013 | $40.63 | DPM | 23311P100 | ADD-ON | Wells Fargo, BofA Merrill Lynch, Barclays, Citigroup, Morgan Stanley |
| TESARO | 02/27/2013 | $18.00 | TSRO | 881569107 | ADD-ON | Citigroup, Morgan Stanley |
| Nielsen Holdings | 02/14/2013 | $32.55 | NLSN | N63218106 | ADD-ON | JP Morgan, Citigroup, Goldman Sachs |
| ZAIS Financial | 02/07/2013 | $21.25 | ZFC | 98886K108 | IPO | Deutsche Bank, Citigroup, Barclays, Credit Suisse |
| Boise Cascade | 02/05/2013 | $21.00 | BCC | 09739D100 | IPO | BofA Merrill Lynch, Goldman Sachs |
| MagnaChip Semiconductor | 02/05/2013 | $14.50 | MX | 55933J203 | ADD-ON | Barclays, Deutsche Bank, Citigroup, UBS |
| Zoetis | 01/31/2013 | $26.00 | ZTS | 98978V103 | IPO | JP Morgan, BofA Merrill Lynch, Morgan Stanley |
| Bonanza Creek Energy | 01/31/2013 | $29.50 | BCEI | 97793103 | ADD-ON | Credit Suisse, Raymond James |
| TRI Pointe Homes | 01/30/2013 | $17.00 | TPH | 87265H109 | IPO | Citigroup, Deutsche Bank, FBR |
| Five Below | 01/29/2013 | $35.65 | FIVE | 33829M101 | ADD-ON | Goldman Sachs, Barclays, Jefferies |
| KB Home | 01/23/2013 | $18.25 | KBH | 48666K109 | ADD-ON | Credit Suisse, Citigroup, BofA Merrill Lynch, Deutsche Bank |
| CyrusOne, Inc | 01/17/2013 | $19.00 | CONE | 23283R100 | IPO | Morgan Stanley, BofA Merrill Lynch |
| Norwegian Cruise Line Holdings | 01/17/2013 | $19.00 | NCLH | G66721104 | IPO | UBS, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
| Northern Tier Energy LP | 01/17/2013 | $24.46 | NTI | 665826103 | ADD-ON | Barclays, BofA Merrill Lynch, Goldman Sachs, Citigroup, UBS |
| Alnylam Pharmaceuticals | 01/15/2013 | $20.13 | ALNY | 02043Q107 | ADD-ON | JP Morgan, Morgan Stanley |
| Summit Hotel Properties | 01/08/2013 | $9.00 | INN | 866082100 | ADD-ON | Deutsche Bank, Raymond James, Baird, RBC |
| Tesoro Logistics LP | 01/08/2013 | $41.70 | TLLP | 88160T107 | ADD-ON | Wells Fargo, Barclays, Citigroup, BofA Merrill Lynch |
| 2012 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Headwaters | 12/18/2012 | $7.25 | HW | 42210P102 | ADD-ON | Deutsche Bank, Stifel Nicolaus Weisel |
| PBF Energy | 12/12/2012 | $26.00 | PBF | 69318G106 | IPO | Citigroup, Morgan Stanley, Credit Suisse, Deutsche Bank |
| The Williams Companies | 12/12/2012 | $31.00 | WMB | 969457100 | ADD-ON | Citigroup, Barclays, UBS |
| Access Midstream Partners LP | 12/12/2012 | $32.15 | ACMP | 00434L109 | ADD-ON | Citigroup, Barclays, UBS, BofA Merrill Lynch, Morgan Stanley, Wells Fargo |
| Graphic Packaging | 12/12/2012 | $6.10 | GPK | 388689101 | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan, Citigroup, Deutsche Bank |
| Western Gas Equity Partners LP | 12/06/2012 | $22.00 | WGP | 95825R103 | IPO | Barclays, Citigroup, Deutsche Bank, Morgan Stanley |
| KAR Auction Services | 12/05/2012 | $17.50 | KAR | 48238T109 | ADD-ON | Credit Suisse, Goldman Sachs, JP Morgan |
| WhiteHorse Finance | 12/04/2012 | $15.00 | WHF | 96524V106 | IPO | Deutsche Bank, JP Morgan, Citigroup, Barclays |
| Atlas Pipeline Partners LP | 12/04/2012 | $31.00 | APL | 49392103 | ADD-ON | Wells Fargo, Deutsche Bank, BofA Merrill Lynch |
| Supernus Pharmaceuticals | 11/29/2012 | $8.00 | SUPN | 868459108 | ADD-ON | Jefferies, Piper Jaffray, Cowen and Company |
| Equity Residential | 11/28/2012 | $54.75 | EQR | 29476L107 | ADD-ON | Morgan Stanley |
| CAI International | 11/28/2012 | $19.85 | CAP | 12477X106 | ADD-ON | Credit Suisse, Wells Fargo, Keefe Bruyette & Woods |
| AvalonBay Communities | 11/28/2012 | $130.00 | AVB | 53484101 | ADD-ON | Goldman Sachs |
| YY, Inc. | 11/20/2012 | $10.50 | YY | 98426T106 | IPO | Morgan Stanley, Deutsche Bank, Citigroup |
| Atlas Resource Partners LP | 11/20/2012 | $23.01 | ARP | 04941A101 | ADD-ON | Wells Fargo, BofA Merrill Lynch, Citigroup, Deutsche Bank, JP Morgan |
| Ruckus Wireless | 11/15/2012 | $15.00 | RKUS | 781220108 | IPO | Goldman Sachs, Morgan Stanley, Deutsche Bank |
| Targa Resources Partners LP | 11/15/2012 | $36.00 | NGLS | 87611X105 | ADD-ON | BofA Merrill Lynch, Barclays, Citigroup, JP Morgan, Morgan Stanley, UBS |
| ServiceNow | 11/14/2012 | $28.00 | NOW | 81762P102 | ADD-ON | Morgan Stanley, Citigroup, Deutsche Bank |
| AK Steel | 11/14/2012 | $4.00 | AKS | 1547108 | ADD-ON | JP Morgan, Credit Suisse |
| Armstrong World Industries | 11/07/2012 | $51.00 | AWI | 04247X102 | ADD-ON | BofA Merrill Lynch, Barclays, Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
| Southcross Energy Partners | 11/01/2012 | $20.00 | SXE | 84130C100 | IPO | Citigroup, Wells Fargo, Barclays, JP Morgan |
| Delek Logistics Partners | 11/01/2012 | $21.00 | DKL | 24664T103 | IPO | BofA Merrill Lynch, Barclays, Goldman Sachs, Wells Fargo |
| The WhiteWave Foods Company | 10/25/2012 | $17.00 | WWAV | 966244105 | IPO | JP Morgan, Credit Suisse, BofA Merrill Lynch |
| MPLX LP | 10/25/2012 | $22.00 | MPLX | 55336V100 | IPO | UBS, BofA Merrill Lynch, Morgan Stanley, Citigroup, JP Morgan |
| American Campus Communities | 10/25/2012 | $43.75 | ACC | 24835100 | ADD-ON | BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan |
| Seadrill Partners | 10/18/2012 | $22.00 | SDLP | Y7545W109 | IPO | Citigroup, Morgan Stanley, Wells Fargo |
| Diamondback Energy | 10/11/2012 | $17.50 | FANG | 25278X109 | IPO | Credit Suisse |
| Shutterstock | 10/10/2012 | $17.00 | SSTK | 825690100 | IPO | Morgan Stanley, Jefferies, Deutsche Bank |
| Ambarella | 10/09/2012 | $6.00 | AMBA | G037AX101 | IPO | Morgan Stanley, Deutsche Bank |
| Berry Plastics Group | 10/03/2012 | $16.00 | BERY | 08579W103 | IPO | BofA Merrill Lynch, Citigroup, Barclays, Deutsche Bank |
| LifeLock | 10/02/2012 | $9.00 | LOCK | 53224V100 | IPO | Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
| JAVELIN Mortgage Investment | 10/02/2012 | $20.00 | JMI | 47200B104 | IPO | Deutsche Bank, Citigroup, Barclays, Credit Suisse |
| B&G Foods | 10/02/2012 | $30.25 | BGS | 05508R106 | ADD-ON | Credit Suisse, Barclays, RBC Capital Markets |
| Summit Midstream Partners | 09/27/2012 | $20.00 | SMLP | 866142102 | IPO | Barclays, BofA Merrill Lynch, Goldman Sachs, Morgan Stanley |
| Summit Hotel Properties | 09/27/2012 | $8.15 | INN | 866082100 | ADD-ON | Deutsche Bank, Citigroup, Baird |
| Dollar General | 09/27/2012 | $51.75 | DG | 256677105 | ADD-ON | Citigroup, KKR, Goldman Sachs |
| Grupo Financiero Santander Mexico | 09/25/2012 | $12.18 | BSMX | 40053C105 | IPO | Santander, UBS, Deutsche Bank, BofA Merrill Lynch |
| Trulia | 09/19/2012 | $17.00 | TRLA | 897888103 | IPO | JP Morgan, Deutsche Bank |
| Health Care REIT | 09/18/2012 | $56.00 | HCN | 42217K106 | ADD-ON | BofA Merrill Lynch, JP Morgan, Morgan Stanley |
| On Assignment | 09/13/2012 | $17.00 | ASGN | 682159108 | ADD-ON | BofA Merrill Lynch, Baird, Wells Fargo |
| Textainer Group Holdings | 09/13/2012 | $31.50 | TGH | G8766E109 | ADD-ON | BofA Merrill Lynch, Wells Fargo, Credit Suisse |
| ExactTarget | 09/11/2012 | $22.50 | ET | 30064K105 | ADD-ON | JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel |
| American International Group | 09/10/2012 | $32.50 | AIG | 26874784 | ADD-ON | Citigroup, Deutsche Bank, Goldman Sachs, JP Morgan |
| Home Loan Servicing Solutions | 09/06/2012 | $15.25 | HLSS | G6648D109 | ADD-ON | Wells Fargo, Barclays, BofA Merrill Lynch, Citigroup, Deutsche Bank |
| Manchester United | 08/09/2012 | $14.00 | MANU | G5784H106 | IPO | Jefferies, Credit Suisse, JP Morgan |
| Performant Financial | 08/09/2012 | $9.00 | PFMT | 7.1377E+109 | IPO | Morgan Stanley, Goldman Sachs, Credit Suisse, Wells Fargo |
| Kinder Morgan Management | 08/07/2012 | $73.50 | KMR | 49455U100 | ADD-ON | Barclays, BofA Merrill Lynch |
| Peregrine Semiconductor | 08/07/2012 | $14.00 | PSMI | 71366R703 | IPO | JP Morgan, Deutsche Bank |
| Vantiv | 08/02/2012 | $21.90 | VNTV | 92210H105 | ADD-ON | JP Morgan, Morgan Stanley, Credit Suisse |
| Eloqua | 08/01/2012 | $11.50 | ELOQ | 290139104 | IPO | JP Morgan, Deutsche Bank |
| Del Frisco's Restaurant Group | 07/27/2012 | $13.00 | DFRG | 245077102 | IPO | Deutsche Bank, Piper Jaffray, Wells Fargo |
| Texas Capital Bancshares | 07/27/2012 | $40.00 | TCBI | 88224Q107 | ADD-ON | Macquarie Capital, Deutsche Bank |
| Northern Tier Energy LP | 07/25/2012 | $14.00 | NTI | 665826103 | IPO | Goldman Sachs, Barclays, BofA Merrill Lynch |
| Natural Grocers by Vitamin Cottage | 07/24/2012 | $15.00 | NGVC | 63888U108 | IPO | SunTrust Robinson Humphrey, Piper Jaffray |
| KAYAK Software | 07/19/2012 | $26.00 | KYAK | 486577109 | IPO | Morgan Stanley, Deutsche Bank |
| Five Below | 07/18/2012 | $17.00 | FIVE | 33829M101 | IPO | Goldman Sachs, Barclays, Jefferies |
| Kennedy-Wilson Holdings | 07/18/2012 | $13.00 | KW | 489398107 | ADD-ON | BofA Merrill Lynch, Deutsche Bank |
| Bazaarvoice | 07/17/2012 | $15.40 | BV | 73271108 | ADD-ON | Morgan Stanley, Deutsche Bank, Credit Suisse |
| Beazer Homes USA | 07/10/2012 | $2.90 | BZH | 07556Q105 | ADD-ON | Goldman Sachs, Deutsche Bank, UBS |
| American Campus Communities | 07/10/2012 | $44.25 | ACC | 24835100 | ADD-ON | BofA Merrill Lynch, KeyBanc Capital Markets, Deutsche Bank, JP Morgan |
| Meritage Homes | 07/09/2012 | $34.75 | MTH | 59001A102 | ADD-ON | Citigroup, Deutsche Bank |
| ServiceNow | 06/28/2012 | $18.00 | NOW | 81762P102 | IPO | Morgan Stanley, Citigroup, Deutsche Bank |
| EQT Midstream Partners LP | 06/26/2012 | $21.00 | EQM | 26885B100 | IPO | Citigroup, Barclays |
| Digital Realty Trust | 06/26/2012 | $72.25 | DLR | 253868103 | ADD-ON | BofA Merrill Lynch, Citigroup |
| Dollar General | 06/05/2012 | $46.75 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR |
| America First Tax Exempt Investors | 05/30/2012 | $5.06 | ATAX | 02364V107 | ADD-ON | Deutsche Bank, RBC Capital Markets |
| 05/17/2012 | $38.00 | FB | 30303M102 | IPO | Morgan Stanley, JP Morgan, Goldman Sachs | |
| Edwards Group Limited | 05/10/2012 | $8.00 | EVAC | 281736108 | IPO | Barclays, Goldman Sachs, Deutsche Bank |
| Magnum Hunter Resources | 05/10/2012 | $4.50 | MHR | 55973B102 | ADD-ON | Credit Suisse, Citigroup |
| SXC Health Solutions | 05/10/2012 | $90.60 | SXCI | 78505P100 | ADD-ON | JP Morgan, Barclays, Credit Suisse |
| Web.com Group | 05/10/2012 | $15.25 | WWWW | 94733A104 | ADD-ON | JP Morgan, Citigroup, Deutsche Bank |
| Audience | 05/09/2012 | $17.00 | ADNC | 05070J102 | IPO | JP Morgan, Credit Suisse, Deutsche Bank |
| Western Asset Mortgage | 05/09/2012 | $20.00 | WMC | 95790D105 | IPO | Deutsche Bank, JP Morgan, Citigroup, Jefferies |
| PetroLogistics LP | 05/03/2012 | $17.00 | PDH | 71672U101 | IPO | Morgan Stanley, Citigroup, UBS |
| The Carlyle Group LP | 05/02/2012 | $22.00 | CG | 14309L102 | IPO | JP Morgan, Citigroup, Credit Suisse |
| TriMas | 05/02/2012 | $20.75 | TRS | 896215209 | ADD-ON | Deutsche Bank, Goldman Sachs |
| LPL Investment Holdings | 05/01/2012 | $34.50 | LPLA | 50213H100 | ADD-ON | Morgan Stanley, BofA Merrill Lynch, Goldman Sachs, JP Morgan |
| MagnaChip Semiconductor | 05/01/2012 | $11.40 | MX | 55933J203 | ADD-ON | Barclays, Deutsche Bank, UBS |
| Ares Commercial Real Estate | 04/25/2012 | $18.50 | ACRE | 04013V108 | IPO | Wells Fargo, Citigroup, BofA Merrill Lynch, JP Morgan |
| Envivio | 04/24/2012 | $9.00 | ENVI | 29413T106 | IPO | Goldman Sachs, Deutsche Bank, Stifel Nicolaus Weisel |
| Proofpoint | 04/19/2012 | $13.00 | PFPT | 743424103 | IPO | Credit Suisse, Deutsche Bank |
| Midstates Petroleum | 04/19/2012 | $13.00 | MPO | 59804T100 | IPO | Goldman Sachs, Morgan Stanley, Wells Fargo |
| Guidewire Software | 04/18/2012 | $28.25 | GWRE | 40171V100 | ADD-ON | JP Morgan, Citigroup, Deutsche Bank |
| Oaktree Capital Group | 04/11/2012 | $43.00 | OAK | 674001201 | IPO | Goldman Sachs, Morgan Stanley |
| Forum Energy Technologies | 04/11/2012 | $20.00 | FET | 34984V100 | IPO | JP Morgan, BofA Merrill Lynch, Credit Suisse, Citigroup, Deutsche Bank |
| Ocean Rig UDW | 04/11/2012 | $16.25 | ORIG | Y64354205 | ADD-ON | Deutsche Bank, Credit Suisse |
| Retail Properties of America | 04/04/2012 | $8.00 | RPAI | 76131V202 | IPO | JP Morgan, Citigroup, Deutsche Bank, KeyBanc Capital Markets |
| TCP Capital | 04/03/2012 | $14.75 | TCPC | 87238Q103 | IPO | Deutsche Bank, Stifel Nicolaus Weisel, Oppenheimer & Co. |
| Enphase Energy | 03/29/2012 | $6.00 | ENPH | 29355A107 | IPO | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank |
| Rexnord | 03/28/2012 | $18.00 | RXN | 76169B102 | IPO | BofA Merrill Lynch, Goldman Sachs, CreditSuisse, Deutsche Bank, Barclays |
| Tangoe | 03/28/2012 | $18.50 | TNGO | 87582Y108 | ADD-ON | Deutsche Bank, Barclays, Stifel, Nicolaus Weisel |
| Dollar General | 03/27/2012 | $45.25 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR, Barclays, JP Morgan |
| Vipshop Holdings Limited | 03/22/2012 | $6.50 | VIPS | 92763W103 | IPO | Goldman Sachs, Deutsche Bank |
| Hercules Offshore | 03/22/2012 | $5.10 | HERO | 427093109 | ADD-ON | Credit Suisse, Goldman Sachs, Deutsche Bank |
| Vantiv | 03/21/2012 | $17.00 | VNTV | 92210H105 | IPO | JP Morgan, Morgan Stanley, Credit Suisse, Goldman Sachs, Deutsche Bank |
| ExactTarget | 03/21/2012 | $19.00 | ET | 30064K105 | IPO | JP Morgan, Deutsche Bank, Stifel Nicolaus Weisel |
| Nielsen Holdings | 03/20/2012 | $30.25 | NLSN | N63218106 | ADD-ON | JP Morgan, Morgan Stanley |
| Demandware | 03/14/2012 | $16.00 | DWRE | 24802Y105 | IPO | Goldman Sachs, Deutsche Bank |
| Allison Transmission Holdings | 03/14/2012 | $23.00 | ALSN | 01973R101 | IPO | BofA Merrill Lynch, Citigroup, JP Morgan, Credit Suisse, Morgan Stanley, Goldman Sachs |
| XPO Logistics | 03/14/2012 | $15.75 | XPO | 983793100 | ADD-ON | Morgan Stanley, Deutsche Bank, Jefferies |
| GNC Holdings | 03/13/2012 | $33.50 | GNC | 36191G107 | ADD-ON | JP Morgan, Goldman Sachs, Deutsche Bank, Morgan Stanley |
| Simon Property Group | 03/08/2012 | $137.00 | SPG | 828806109 | ADD-ON | JP Morgan, BofA Merrill Lynch, Goldman Sachs |
| Quality Distribution | 03/07/2012 | $13.00 | QLTY | 74756M102 | ADD-ON | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Credit Suisse |
| Home Loan Servicing Solutions | 02/28/2012 | $14.00 | HLSS | G6648D109 | IPO | Wells Fargo, Barclays Capital, Citigroup, Deutsche Bank |
| Colfax | 02/28/2012 | $34.00 | CFX | 194014106 | ADD-ON | Deutsche Bank, BofA Merrill Lynch |
| Bazaarvoice | 02/23/2012 | $12.00 | BV | 73271108 | IPO | Morgan Stanley, Deutsche Bank, Credit Suisse |
| Cobalt International Energy | 02/23/2012 | $28.00 | CIE | 19075F106 | ADD-ON | Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan |
| Health Care REIT | 02/21/2012 | $53.50 | HCN | 42217K106 | ADD-ON | BofA Merrill Lynch, Deutsche Bank, JP Morgan |
| WNS Holdings Limited | 02/09/2012 | $9.25 | WNS | 92932M101 | ADD-ON | BofA Merrill Lynch, Deutsche Bank |
| Caesars Entertainment | 02/07/2012 | $9.00 | CZR | 127686103 | IPO | Credit Suisse, Citigroup |
| Medical Properties Trust | 02/01/2012 | $9.75 | MPW | 58463J304 | ADD-ON | BofA Merrill Lynch, JP Morgan |
| Rex Energy | 01/31/2012 | $9.25 | REXX | 761565100 | ADD-ON | KeyBanc Capital Markets |
| Guidewire Software | 01/24/2012 | $13.00 | GWRE | 40171V100 | IPO | JP Morgan, Deutsche Bank, Citigroup |
| Spirit Airlines | 01/19/2012 | $14.50 | SAVE | 848577102 | ADD-ON | Barclays Capital, Morgan Stanley, Citigroup |
| 2011 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Gazit-Globe Ltd. | 12/13/2011 | $9.00 | GZT | M4793C102 | IPO | Citigroup, Deutsche Bank |
| Rose Rock Midstream L.P. | 12/08/2011 | $20.00 | RRMS | 777149105 | IPO | Barclays Capital, Citigroup, Deutsche Bank |
| Dollar General | 12/06/2011 | $39.00 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR, Barclays Capital, JP Morgan |
| Delphi Automotive PLC | 11/16/2011 | $22.00 | DLPH | G27823106 | IPO | Goldman Sachs, JP Morgan |
| Cigna | 11/16/2011 | $42.75 | CI | 125509109 | ADD-ON | Morgan Stanley, Citigroup, Deutsche Bank |
| Cadence Pharmaceuticals | 11/14/2011 | $3.75 | CADX | 12738T100 | ADD-ON | Deutsche Bank |
| Pacific Drilling S.A. | 11/10/2011 | $8.25 | PACD | L7257P106 | IPO | Morgan Stanley, Deutsche Bank |
| Chesapeake Granite Wash Trust | 11/10/2011 | $19.00 | CHKR | 165185109 | IPO | Morgan Stanley, Raymond James |
| Kennedy-Wilson Holdings | 11/10/2011 | $11.00 | KW | 489398107 | ADD-ON | BofA Merrill Lynch, Deutsche Bank |
| Imperva | 11/08/2011 | $18.00 | IMPV | 45321L100 | IPO | JP Morgan, Deutsche Bank |
| Groupon | 11/03/2011 | $20.00 | GRPN | 399473107 | IPO | Morgan Stanley, Goldman Sachs, Credit Suisse |
| GNC Holdings | 10/25/2011 | $24.75 | GNC | 36191G107 | ADD-ON | Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
| Ubiquiti Networks | 10/13/2011 | $15.00 | UBNT | 90347A100 | IPO | UBS, Deutsche Bank, Raymond James |
| Calumet Specialty Products Partners LP | 09/08/2011 | $18.00 | CLMT | 131476103 | ADD-ON | Barclays Capital, BofA Merrill Lynch, Deutsche Bank, JP Morgan |
| Dollar General | 09/08/2011 | $34.75 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR |
| Tudou Holdings Limited | 08/16/2011 | $29.00 | TUDO | 89903T107 | IPO | Credit Suisse, Deutsche Bank |
| SandRidge Permian Trust | 08/10/2011 | $18.00 | PER | 80007A102 | IPO | Morgan Stanley, Raymond James, RBC Capital Markets, Wells Fargo |
| American Capital Mortgage | 08/03/2011 | $20.00 | MTGE | 02504A104 | IPO | Citigroup, Deutsche Bank, UBS, Wells Fargo |
| ServiceSource International | 07/28/2011 | $17.50 | SREV | 81763U100 | ADD-ON | Morgan Stanley, Deutsche Bank |
| Wesco Aircraft Holdings | 07/27/2011 | $15.00 | WAIR | 950814103 | IPO | Barclays Capital, Morgan Stanley |
| Tangoe | 07/26/2011 | $10.00 | TNGO | 87582Y108 | IPO | Deutsche Bank, Stifel Nicolaus Weisel |
| SunCoke Energy | 07/20/2011 | $16.00 | SXC | 86722A103 | IPO | Credit Suisse, BofA Merrill Lynch, Goldman Sachs |
| Spectrum Brands Holdings | 07/14/2011 | $28.00 | SPB | 84763R101 | ADD-ON | Credit Suisse, Deutsche Bank, Jefferies |
| Oiltanking Partners LP | 07/13/2011 | $21.50 | OILT | 678049107 | IPO | Citibank, Barclays Capital, JP Morgan, Morgan Stanley |
| AG Mortgage Investment Trust | 06/29/2011 | $20.00 | MITT | 1228105 | IPO | Deutsche Bank, Stifel Nicolaus Weisel, RBC Capital Markets |
| HomeAway | 06/28/2011 | $27.00 | AWAY | 43739Q100 | IPO | Morgan Stanley, Deutsche Bank, Goldman Sachs, JP Morgan |
| KiOR | 06/23/2011 | $15.00 | KIOR | 497217109 | IPO | Credit Suisse, UBS, Goldman Sachs |
| Aegerion Pharmaceuticals | 06/23/2011 | $15.50 | AEGR | 7.67E+104 | ADD-ON | Jefferies & Co., Deutsche Bank |
| Vanguard Health Systems | 06/21/2011 | $18.00 | VHS | 922036207 | IPO | BofA Merrill Lynch, Barclays Capital, Citigroup, Deutsche Bank, JP Morgan |
| Taomee Holdings Limited | 06/08/2011 | $9.00 | TAOM | 876997966 | IPO | Credit Suisse, Deutsche Bank |
| MakeMyTrip Limited | 05/26/2011 | $24.00 | MMYT | V5633W109 | ADD-ON | Morgan Stanley, Deutsche Bank |
| Freescale Semiconductor Holdings | 05/25/2011 | $18.00 | FSL | G3727Q101 | IPO | Citigroup, Deutsche Bank, Barclays Capital, Credit Suisse, JP Morgan |
| American International Group | 05/24/2011 | $29.00 | AIG | 26874784 | ADD-ON | BofA Merrill Lynch, Deutsche Bank, Goldman Sachs, JP Morgan |
| Yandex N.V. | 05/23/2011 | $25.00 | YNDX | N97284108 | IPO | Morgan Stanley, Deutsche Bank, Goldman Sachs |
| Targacept | 05/19/2011 | $20.50 | TRGT | 87611R306 | ADD-ON | Deutsche Bank |
| The Mosaic Company | 05/19/2011 | $65.00 | MOS | 61945A107 | ADD-ON | Credit Suisse, JP Morgan, UBS |
| NGL Energy Partners LP | 05/11/2011 | $21.00 | NGL | 62913M107 | IPO | Wells Fargo, RBC Capital Markets |
| RLJ Lodging Trust | 05/10/2011 | $18.00 | RLJ | 74965L101 | IPO | BofA Merrill Lynch, Barclays Capital, Wells Fargo |
| Boingo Wireless | 05/03/2011 | $13.50 | WIFI | 09739C102 | IPO | Credit Suisse, Deutsche Bank |
| Tesoro Logistics LP | 04/19/2011 | $21.00 | TLLP | 88160T107 | IPO | Citigroup, Wells Fargo, BofA Merrill Lynch, Credit Suisse |
| Primerica | 04/14/2011 | $22.75 | PRI | 74164M108 | ADD-ON | Citigroup |
| Graphic Packaging | 04/14/2011 | $4.75 | GPK | 388689101 | ADD-ON | Goldman Sachs, BofA Merrill Lynch, JP Morgan, Deutsche Bank |
| Elster Group SE | 04/07/2011 | $15.00 | ELT | 290348101 | ADD-ON | Deutsche Bank, Goldman Sachs, JP Morgan |
| CVR Partners, LP | 04/07/2011 | $16.00 | UAN | 126633106 | IPO | Morgan Stanley, Barclays Capital, Goldman Sachs |
| Inphi | 03/31/2011 | $20.90 | IPHI | 45772F107 | ADD-ON | Morgan Stanley, Deutsche Bank |
| A123 Systems | 03/31/2011 | $6.00 | AONE | 03739T108 | ADD-ON | Deutsche Bank, Goldman Sachs |
| GNC Holdings | 03/31/2011 | $16.00 | GNC | 36191G107 | IPO | Goldman Sachs, JP Morgan, Deutsche Bank, Morgan Stanley |
| Apollo Global Management | 03/29/2011 | $19.00 | APO | 37612306 | IPO | Goldman Sachs, JP Morgan, BofA Merrill Lynch, Citigroup, Credit Suisse, Deutsche Bank, UBS |
| CreXus Investment | 03/28/2011 | $11.50 | CXS | 226553105 | ADD-ON | Credit Suisse, Barclays Capital, BofA Merrill Lynch, Deutsche Bank |
| ServiceSource International | 03/24/2011 | $10.00 | SREV | 81763U100 | IPO | Morgan Stanley, Deutsche Bank |
| James River Coal | 03/23/2011 | $23.50 | JRCC | 470355207 | ADD-ON | UBS, Deutsche Bank |
| YPF S.A. | 03/22/2011 | $41.00 | YPF | 984245100 | ADD-ON | Credit Suisse, Deutsche Bank, Goldman Sachs, Itau BBA, Morgan Stanley, Raymond James, Santander |
| MagnaChip Semiconductor | 03/10/2011 | $14.00 | MX | 55933J203 | IPO | Barclays Capital, Deutsche Bank, Goldman Sachs |
| Warner Chilcott | 03/10/2011 | $23.25 | WCRX | G94368100 | ADD-ON | Goldman Sachs, JP Morgan, Morgan Stanley, BofA Merrill Lynch, Credit Suisse |
| HCA Holdings | 03/09/2011 | $30.00 | HCA | 40412C101 | IPO | BofA Merrill Lynch, Citigroup, JP Morgan |
| MetLife | 03/02/2011 | $43.25 | MET | 59156R108 | ADD-ON | Goldman Sachs, Citigroup, Credit Suisse |
| Team Health Holdings | 03/02/2011 | $17.10 | TMH | 87817A107 | ADD-ON | Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs |
| Health Care REIT | 03/01/2011 | $49.25 | HCN | 42217K106 | ADD-ON | UBS, BofA Merrill Lynch, Barclays Capital, Deutsche Bank, JP Morgan, Wells Fargo |
| Solar Senior Capital Limited | 02/24/2011 | $20.00 | SUNS | 83416M105 | IPO | Citigroup, Wells Fargo, Deutsche Bank, SunTrust Robinson Humphrey |
| Kinder Morgan | 02/10/2011 | $30.00 | KMI | 49456B101 | IPO | Goldman Sachs, Barclays Capital |
| Fluidigm | 02/09/2011 | $13.50 | FLDM | 34385P108 | IPO | Deutsche Bank, Piper Jaffray |
| Summit Hotels Properties | 02/08/2011 | $9.75 | INN | 866082100 | IPO | Deutsche Bank, Baird, RBC Capital Markets |
| SS&C Technologies Holdings | 02/03/2011 | $17.60 | SSNC | 78467J100 | ADD-ON | JP Morgan, Morgan Stanley, Deutsche Bank |
| CVR Energy | 02/02/2011 | $16.75 | CVI | 12662P108 | ADD-ON | Goldman Sachs, Deutsche Bank, Credit Suisse |
| NeoPhotonics | 02/01/2011 | $11.00 | NPTN | 64051T100 | IPO | BofA Merrill Lynch, Deutsche Bank |
| BankUnited | 01/27/2011 | $27.00 | BKU | 06652K103 | IPO | Morgan Stanley, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
| Nielsen Holdings | 01/25/2011 | $23.00 | NLSN | N63218106 | IPO | JP Morgan, Morgan Stanley, Credit Suisse, Deutsche Bank, Goldman Sachs, Citigroup |
| American Capital Agency | 01/13/2011 | $28.00 | AGNC | 02503X105 | ADD-ON | BofA Merrill Lynch, Citigroup |
| 2010 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| QR Energy, LP | 12/16/2010 | $20.00 | QRE | 74734R108 | IPO | Wells Fargo, JP Morgan, Raymond James, RBC Capital Markets |
| Fortegra Financial | 12/16/2010 | $11.00 | FRF | 34954W104 | IPO | Piper Jaffray, Sun Trust Robinson Humphrey |
| HiSoft Technology International Limited | 12/16/2010 | $26.00 | HSFT | 43358R108 | ADD-ON | Deutsche Bank, UBS, Citigroup |
| KEMET | 12/14/2010 | $11.00 | KEM | 488360207 | ADD-ON | Deutsche Bank, BofA Merrill Lynch, UBS |
| RigNet | 12/14/2010 | $12.00 | RNET | 766582100 | IPO | Deutsche Bank, Jefferies & Co |
| GAIN Capital Holdings | 12/14/2010 | $9.00 | GCAP | 36268W100 | IPO | Morgan Stanley, Deutsche Bank |
| First Horizon National | 12/13/2010 | $10.50 | FHN | 320517105 | ADD-ON | Goldman Sachs, JP Morgan, Morgan Stanley |
| Starwood Property Trust | 12/09/2010 | $19.73 | STWD | 85571B105 | ADD-ON | Citigroup, Wells Fargo, BofA Merrill Lynch, Deutsche Bank, Goldman Sachs |
| Dollar General | 12/08/2010 | $30.50 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan |
| Targa Resources | 12/06/2010 | $22.00 | TRGP | 87612G101 | IPO | Barclays Capital, Morgan Stanley, BofA Merrill Lynch |
| RealPage | 12/06/2010 | $25.75 | RP | 75606N109 | ADD-ON | Credit Suisse, Deutsche Bank |
| IntraLinks Holdings | 12/06/2010 | $20.00 | IL | 46118H104 | ADD-ON | Morgan Stanley, Deutsche Bank, Jeffries & Co., Credit Suisse |
| FXCM | 12/01/2010 | $14.00 | FXCM | 302693106 | IPO | Credit Suisse, JP Morgan, Citigroup |
| CVR Energy | 11/18/2010 | $10.75 | CVI | 12662P108 | ADD-ON | Deutsche Bank, Goldman Sachs |
| General Motors | 11/17/2010 | $33.00 | GM | 37045V100 | IPO | Morgan Stanley, JP Morgan, BofA Merrill Lynch, Citigroup |
| Synchronoss Technologies | 11/17/2010 | $25.40 | SNCR | 87157B103 | ADD-ON | Credit Suisse, Deutsche Bank, Goldman Sachs |
| New GGP | 11/15/2010 | $14.75 | GGP | 370023103 | ADD-ON | Goldman Sachs, Deutsche Bank |
| Prudential Financial | 11/11/2010 | $54.50 | PRU | 744320102 | ADD-ON | Citigroup, BofA Merrill Lynch, UBS, Barclays Capital |
| Republic Airways Holdings | 11/11/2010 | $7.80 | RJET | 760276105 | ADD-ON | Goldman Sachs, Deutsche Bank |
| Inphi | 11/10/2010 | $12.00 | IPHI | 45772F107 | IPO | Morgan Stanley, Deutsche Bank, Jefferies & Co. |
| American Superconductor | 11/10/2010 | $35.50 | AMSC | 30111108 | ADD-ON | Morgan Stanley, Deutsche Bank, Jefferies & Co. |
| Cadence Pharmaceuticals | 11/10/2010 | $8.00 | CADX | 12738T100 | ADD-ON | Deutsche Bank |
| Orient-Express Hotels Limited | 11/08/2010 | $10.75 | OEH | G67743107 | ADD-ON | Deutsche Bank, Barclays Capital |
| SodaStream International Limited | 11/02/2010 | $20.00 | SODA | M9068E105 | IPO | JP Morgan, Deutsche Bank |
| Kronos Worldwide | 10/27/2010 | $40.00 | KRO | 50105F105 | ADD-ON | Wells Fargo Securities, Deutsche Bank, Stephens |
| SeaCube Container Leasing Limited | 10/27/2010 | $10.00 | BOX | G79978105 | IPO | JP Morgan, Citigroup, Deutsche Bank, Wells Fargo Securities |
| Pacific Biosciences of California | 10/26/2010 | $16.00 | PACB | 69404D108 | IPO | JP Morgan, Morgan Stanley |
| Ellington Financial | 10/07/2010 | $22.50 | EFC | 288522303 | IPO | Deutsche Bank |
| Chesapeake Lodging Trust | 10/06/2010 | $16.25 | CHSP | 165240102 | ADD-ON | JP Morgan, Deutsche Bank, Wells Fargo Securities |
| Chelsea Therapeutics International | 09/30/2010 | $4.90 | CHTP | 163428105 | ADD-ON | Deutsche Bank |
| ChinaCache International Holdings | 09/30/2010 | $13.90 | CCIH | 16950M107 | IPO | BofA Merrill Lynch, Deutsche Bank |
| Elster Group SE | 09/29/2010 | $13.00 | ELT | 290348101 | IPO | Deutsche Bank, Goldman Sachs, JP Morgan |
| Aspen Technology | 09/22/2010 | $9.00 | AZPN | 45327103 | ADD-ON | JP Morgan, Deutsche Bank |
| SouFun Holdings Limited | 09/16/2010 | $42.50 | SFUN | 836034108 | IPO | Deutsche Bank, Goldman Sachs |
| NiSource | 09/08/2010 | $16.50 | NI | 65473P105 | ADD-ON | Credit Suisse, Barclays Capital, Citigroup, JP Morgan |
| American Campus Communities | 08/16/2010 | $27.00 | ACC | 24835100 | ADD-ON | BofA Merrill Lynch, Keybanc Capital Markets, Deutsche Bank, JP Morgan |
| RealPage | 08/11/2010 | $11.00 | RP | 75606N109 | IPO | Credit Suisse, Deutsche Bank |
| MediaMind Technologies | 08/10/2010 | $11.50 | MDMD | 58449C100 | IPO | JP Morgan, Deutsche Bank |
| NXP Semiconductors N.V. | 08/05/2010 | $14.00 | NXPI | N6596X109 | IPO | Credit Suisse, Goldman Sachs, Morgan Stanley, BofA Merrill Lynch, Barclays Capital |
| IntraLinks Holdings | 08/05/2010 | $13.00 | IL | 46118H104 | IPO | Morgan Stanley, Deutsche Bank, Credit Suisse |
| MetLife | 08/02/2010 | $42.00 | MET | 59156R108 | ADD-ON | BofA Merrill Lynch, Credit Suisse, Deutsche Bank, HSBC, UBS, Wells Fargo Securities |
| Chesapeake Midstream Partners | 07/28/2010 | $21.00 | CHKM | 16524K108 | IPO | UBS, Citigroup, Morgan Stanley |
| Envestnet | 07/28/2010 | $9.00 | ENV | 29404K106 | IPO | Morgan Stanley, UBS, Barclays Capital |
| Genco Shipping & Trading Limited | 07/21/2010 | $16.00 | GNK | Y2685T107 | ADD-ON | Deutsche Bank, BNP Paribas, Credit Suisse |
| Green Dot | 07/21/2010 | $36.00 | GDOT | 39304D102 | IPO | JP Morgan, Morgan Stanley |
| Smart Technologies | 07/14/2010 | $17.00 | SMT | 83172R108 | IPO | Morgan Stanley, Deutsche Bank, RBC Capital Markets, BofA Merrill Lynch, Credit Suisse |
| HiSoft Technology International Limited | 06/29/2010 | $10.00 | HSFT | 43358R108 | IPO | Deutsche Bank UBS, Citigroup |
| Tesla Motors | 06/28/2010 | $17.00 | TSLA | 88160R101 | IPO | Goldman Sachs, Morgan Stanley, JP Morgan, Deutsche Bank |
| Fabrinet | 06/24/2010 | $10.00 | FN | G3323L100 | IPO | Morgan Stanley, Deutsche Bank |
| PPL Corporation | 06/22/2010 | $24.00 | PPL | 69351T106 | ADD-ON | BofA Merrill Lynch, Credit Suisse |
| Motricity | 06/17/2010 | $10.00 | MOTR | 620107102 | IPO | JP Morgan, Goldman Sachs, Deutsche Bank, RBC Capital Markets |
| FelCor Lodging Trust | 06/16/2010 | $5.50 | FCH | 31430F101 | ADD-ON | JP Morgan, Goldman Sachs, BofA Merrill Lynch, Deutsche Bank |
| Polo Ralph Lauren | 06/15/2010 | $81.00 | RL | 731572103 | ADD-ON | JP Morgan, Goldman Sachs |
| Lincoln National | 06/14/2010 | $27.25 | LNC | 534187109 | ADD-ON | JP Morgan, Credit Suisse, Morgan Stanley, Wells Fargo Securities |
| Nu Skin Enterprises | 06/03/2010 | $27.00 | NUS | 67018T105 | ADD-ON | JP Morgan, Deutsche Bank |
| MF Global Holdings | 06/02/2010 | $7.10 | MF | 55277J108 | ADD-ON | JP Morgan, Citi, Deutsche Bank |
| Strategic Hotels & Resorts | 05/13/2010 | $4.60 | BEE | 86272T106 | ADD-ON | JP Morgan, Deutsche Bank, BofA Merrill Lynch |
| Beazer Homes USA | 05/04/2010 | $5.81 | BZH | 07556Q105 | ADD-ON | Citigroup, Credit Suisse |
| Synovus Financial | 04/28/2010 | $2.75 | SNV | 87161C105 | ADD-ON | JP Morgan |
| Alpha & Omega Semiconductor Limited | 04/28/2010 | $18.00 | AOSL | G6331P104 | IPO | Deutsche Bank, Piper Jaffray |
| America First Tax Exempt Investors, L.P. | 04/20/2010 | $5.37 | ATAX | 02364V107 | ADD-ON | Deutsche Bank, RBC Capital Markets |
| Dollar General | 04/14/2010 | $27.00 | DG | 256677105 | ADD-ON | Citigroup, Goldman Sachs, KKR |
| Medical Properties Trust | 04/14/2010 | $9.75 | MPW | 58463J304 | ADD-ON | JP Morgan, Deutsche Bank, KeyBanc, RBC Capital Markets |
| Primerica | 03/31/2010 | $15.00 | PRI | 74164M108 | IPO | Citigroup |
| SS&C Technologies Holdings | 03/30/2010 | $15.00 | SSNC | 78467J100 | IPO | JP Morgan, Credit Suisse, Morgan Stanley, Deutsche Bank |
| MaxLinear | 03/23/2010 | $14.00 | MXL | 57776J100 | IPO | Morgan Stanley, Deutsche Bank |
| The Hartford Financial Services Group | 03/17/2010 | $27.75 | HIG | 416515104 | ADD-ON | Goldman Sachs, JP Morgan |
| EQT Corporation | 03/10/2010 | $44.00 | EQT | 26884L109 | ADD-ON | JP Morgan, Barclays Capital, Credit Suisse, Deutsche Bank |
| Anthera Pharmaceuticals | 03/01/2010 | $7.00 | ANTH | 03674U102 | IPO | Deutsche Bank |
| Graham Packaging Company | 02/10/2010 | $10.00 | GRM | 384701108 | IPO | Citigroup, Goldman Sachs, Deutsche Bank |
| Art Technology Group | 02/04/2010 | $3.50 | ARTG | 04289L107 | ADD-ON | Deutsche Bank, Morgan Stanley |
| Avago Technologies Limited | 01/27/2010 | $17.41 | AVGO | Y0486S104 | ADD-ON | Deutsche Bank, Barclays Capital, Morgan Stanley, Citigroup |
| Ares Capital Corporation | 01/26/2010 | $12.75 | ARCC | 04010L103 | ADD-ON | BofA Merrill Lynch, JP Morgan, Sun Trust Robinson Humphrey, Wells Fargo Securities |
| Chesapeake Lodging Trust | 01/21/2010 | $20.00 | CHSP | 165240102 | IPO | JP Morgan, Deutsche Bank |
| Orient-Express Hotels, Ltd. | 01/12/2010 | $10.00 | OEH | G67743107 | ADD-ON | Deutsche Bank, Barclays Capital |
| Beazer Homes USA | 01/06/2010 | $4.60 | BZH | 07556Q105 | ADD-ON | Citigroup, Credit Suisse |
| 2009 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Team Health Holdings | 12/15/2009 | $12.00 | TMH | 87817A107 | IPO | Barclays Capital, Citigroup, BofA Merrill Lynch, Goldman Sachs |
| Cobalt International Energy | 12/15/2009 | $13.50 | CIE | 19075F106 | IPO | Goldman Sachs, Morgan Stanley, Credit Suisse, Citigroup, JP Morgan |
| Dendreon | 12/10/2009 | $24.75 | DNDN | 24823Q107 | ADD-ON | JPMorgan, Deutsche Bank |
| Fortinet | 11/17/2009 | $12.50 | FTNT | 3.4959E+113 | IPO | Morgan Stanley, JP Morgan, Deutsche Bank |
| Dollar General | 11/12/2009 | $21.00 | DG | 256677105 | IPO | Citigroup, Goldman Sachs, KKR, BofA Merrill Lynch, JP Morgan |
| RehabCare Group | 11/12/2009 | $24.00 | RHB | 759148109 | ADD-ON | BofA Merrill Lynch, JP Morgan |
| Hyatt Hotels | 11/04/2009 | $25.00 | H | 448579102 | IPO | Goldman Sachs |
| Dole Food Company | 10/22/2009 | $12.50 | DOLE | 256603101 | IPO | Goldman Sachs, BofA Merrill Lynch, Deutsche Bank, Wells Fargo Securities |
| SuccessFactors | 10/20/2009 | $15.50 | SFSF | 864596101 | ADD-ON | Goldman Sachs, Deutsche Bank, Morgan Stanley |
| AGA Medical Holdings | 10/20/2009 | $14.50 | AGAM | 8368102 | IPO | BofA Merrill Lynch, Citigroup, Deutsche Bank, Leerink Swann, Wells Fargo Securities |
| Canadian Solar | 10/15/2009 | $15.75 | CSIQ | 136635109 | ADD-ON | Morgan Stanley, Deutsche Bank, Piper Jaffray |
| RailAmerica | 10/12/2009 | $15.00 | RA | 750753402 | IPO | JP Morgan, Citigroup, Deutsche Bank, Morgan Stanley |
| Omeros Corporation | 10/07/2009 | $10.00 | OMER | 682143102 | IPO | Deutsche Bank |
| America First Tax Exempt Investors, L.P. | 10/06/2009 | $5.05 | ATAX | 02364V107 | ADD-ON | Deutsche Bank, RBC Capital Markets |
| Qiagen N.V. | 09/25/2009 | $20.25 | QGEN | N72482107 | ADD-ON | Deutsche Bank, Goldman Sachs, JPMorgan |
| A123 Systems | 09/23/2009 | $13.50 | AONE | 03739T108 | IPO | Morgan Stanley, Goldman Sachs |
| Bruker Corporation | 09/22/2009 | $9.85 | BRKR | 116794108 | ADD-ON | Goldman Sachs, JPMorgan, Deutsche Bank |
| CreXus Investment Corporation | 09/16/2009 | $15.00 | CXS | 226553105 | IPO | Deutsche Bank BofA Merrill Lynch |
| Ramco Gershenson Properties Trust | 09/10/2009 | $8.50 | RPT | 751452202 | ADD-ON | JP Morgan, Deutsche Bank, Key Banc Capital Markets |
| Starwood Property Trust | 08/11/2009 | $20.00 | STWD | 85571B105 | IPO | BofA Merrill Lynch, Deutsche Bank, Citigroup |
| Avago Technologies Limited | 08/05/2009 | $15.00 | AVGO | Y0486S104 | IPO | Deutsche Bank, Barclays Capital, Morgan Stanley, Citigroup |
| STEC | 08/05/2009 | $31.00 | STEC | 784774101 | ADD-ON | JPMorgan, Deutsche Bank |
| PennyMac Mortgage Investment Trust | 07/29/2009 | $20.00 | PMT | 70931T103 | IPO | Merrill Lynch, Credit Suisse, Deutsche Bank |
| Western Asset Municipal Defined Opportunity Trust | 03/26/2009 | $20.00 | MTT | 95768A109 | IPO | Wachovia Securities, Citigroup |
| 2008 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Healthcare Realty Trust | 09/23/2008 | $25.50 | HR | 421946104 | ADD-ON | Wachovia Securities, JPMorgan, Bank of America, UBS |
| Tyson Foods | 09/09/2008 | $12.75 | TSN | 902494103 | ADD-ON | JPMorgan, Merrill Lynch |
| EnergySolutions | 07/24/2008 | $19.00 | ES | 292756202 | ADD-ON | JPMorgan, UBS |
| Luminex | 06/24/2008 | $19.91 | LMNX | 5.5027E+106 | ADD-ON | Credit Suisse, JPMorgan |
| CapitalSource | 06/23/2008 | $11.00 | CSE | 14055X102 | ADD-ON | JPMorgan, Wachovia Securities |
| Synthesis Energy Systems | 06/19/2008 | $9.25 | SYMX | 871628103 | ADD-ON | JPMorgan, Deutsche Bank |
| RHI Entertainment | 06/17/2008 | $14.00 | RHIE | 74957T104 | IPO | JPMorgan, Bank of America |
| Monotype Imaging Holdings | 06/12/2008 | $12.00 | TYPE | 61022P100 | ADD-ON | JPMorgan, Bank of America |
| Innophos Holdings | 06/04/2008 | $27.50 | IPHS | 45774N108 | ADD-ON | JPMorgan, Oppenheimer |
| Nucor | 05/22/2008 | $74.00 | NUE | 670346105 | ADD-ON | Bank of America, Citigroup, JPMorgan |
| Polypore International | 05/22/2008 | $24.00 | PPO | 73179V103 | ADD-ON | JP Morgan |
| Ascent Solar Technologies | 05/15/2008 | $14.00 | ASTI | 43635101 | ADD-ON | JP Morgan |
| American International Group | 05/12/2008 | $38.00 | AIG | 26874107 | ADD-ON | Citigroup, JPMorgan |
| Western Gas Partners LP | 05/08/2008 | $16.50 | WES | 958254104 | IPO | UBS, Citigroup, Credit Suisse, Morgan Stanley |
| Fannie Mae | 05/08/2008 | $27.50 | FNM | 313586109 | ADD-ON | Lehman Brothers, JPMorgan |
| Pioneer Southwest Energy Partners LP | 04/30/2008 | $19.00 | PSE | 72388B106 | IPO | Citigroup, Deutsche Bank, UBS |
| Range Resources | 04/30/2008 | $66.38 | RRC | 75281A109 | ADD-ON | JPMorgan, Credit Suisse |
| Eaton | 04/22/2008 | $84.00 | ETN | 278058102 | ADD-ON | JPMorgan, Goldman Sachs, Bank of America, Citigroup, HSBC, Merrill Lynch, UBS, Wachovia Securities |
| VISA | 03/18/2008 | $44.00 | V | 92826C839 | IPO | Citi, JPMorgan, Morgan Stanley |
| Acorda Therapeutics | 02/12/2008 | $21.50 | ACOR | 00484M106 | ADD-ON | JP Morgan, Deutsche Bank |
| Cascal NV | 01/28/2008 | $12.00 | HOO | N1842P109 | IPO | JP Morgan, Credit Suisse |
| Williams Pipeline Partners LP | 01/17/2008 | $20.00 | WMZ | 96950K103 | IPO | JP Morgan, Banc of America |
| 2007 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Concho Resources | 12/13/2007 | $18.05 | CXO | 20605P101 | ADD-ON | Lehman Brothers, Citigroup, Merrill Lynch |
| Teekay Tankers | 12/12/2007 | $19.50 | TNK | Y8565N102 | IPO | Lehman Brothers, Citigroup, Merrill Lynch |
| Williams Partners LP | 12/05/2007 | $37.75 | WPZ | 96950F104 | ADD-ON | Citigroup, Morgan Stanley |
| PROS Holdings | 12/05/2007 | $16.75 | PRO | 74346Y103 | ADD-ON | JP Morgan, Deutsche Bank |
| WSP Holdings | 12/05/2007 | $8.50 | WH | 92934F104 | IPO | JP Morgan |
| Penn Virginia | 11/29/2007 | $41.25 | PVA | 707882106 | ADD-ON | JP Morgan, Lehman Brothers, RBC Capital Markets |
| Westar Energy | 11/15/2007 | $25.25 | WR | 95709T100 | ADD-ON | JP Morgan/UBS |
| Energy Solutions | 11/14/2007 | $23.00 | ES | 292756202 | IPO | Credit Suisse, JP Morgan, Morgan Stanley |
| Burger King Holdings | 11/13/2007 | $25.00 | BKC | 121208201 | ADD-ON | Goldman Sachs, JP Morgan, Morgan Stanley |
| Navios Maritime | 11/12/2007 | $20.00 | NMM | Y62267102 | IPO | JP Morgan, Merrill Lynch |
| Approach Resources | 11/07/2007 | $12.00 | AREX | 03834A103 | IPO | JP Morgan |
| Insulet | 11/06/2007 | $23.25 | PODD | 45784P101 | ADD-ON | Wachovia Securities, JP Morgan |
| BioForm Medical | 11/06/2007 | $8.00 | BFRM | 09065G107 | IPO | Citigroup, JP Morgan, Credit Suisse |
| McMoRan Exploration | 11/01/2007 | $12.40 | MMR | 582411104 | ADD-ON | Goldman Sachs, JP Morgan |
| Gerdau Ameristeel | 11/01/2007 | $12.25 | GNA | 37373P105 | ADD-ON | JP Morgan, Citigroup, Bear Stearns |
| ULTA Salon, Cosmetics and Fragrance | 10/24/2007 | $18.00 | ULTA | 90384S303 | IPO | JP Morgan, Banc of America, Piper Jaffray |
| Volcano | 10/17/2007 | $16.25 | VOLC | 928645100 | ADD-ON | JP Morgan, Wachovia Securities |
| Aircastle Limited | 10/03/2007 | $31.75 | AYR | G0129K104 | ADD-ON | Merrill Lynch, JP Morgan |
| Solera Holdings | 10/03/2007 | $18.75 | SLH | 83421A104 | ADD-ON | JP Morgan, ABN AMRO, CIBC World Markets, HSBC |
| Qimonda AG | 09/20/2007 | $10.92 | QI | 746904101 | ADD-ON | JP Morgan, Piper Jaffray |
| Diana Shipping | 09/20/2007 | $25.00 | DSX | Y2066G104 | ADD-ON | JP Morgan, Merrill Lynch |
| Heartland Payment Systems | 09/17/2007 | $26.34 | HPY | 42235N108 | ADD-ON | Citigroup, JP Morgan, Lehman Brothers |
| VMware | 08/13/2007 | $29.00 | VMW | 928563402 | IPO | Citigroup, JP Morgan |
| MercadoLibre | 08/09/2007 | $18.00 | MELI | 58733R102 | IPO | JP Morgan, Merrill Lynch |
| WuXi PharmaTech | 08/08/2007 | $14.00 | WX | 929352102 | IPO | Credit Suisse, JP Morgan |
| Quicksilver Gas Services LP | 08/06/2007 | $21.00 | KGS | 74839G106 | IPO | UBS, Goldman Sachs |
| Virtusa | 08/02/2007 | $14.00 | VRTU | 92827P102 | IPO | JP Morgan |
| Concho Resources | 08/02/2007 | $11.50 | CXO | 20605P101 | IPO | JP Morgan, Banc of America |
| Genpact Limited | 08/01/2007 | $14.00 | G | G3922B107 | IPO | UBS, Goldman Sachs, Morgan Stanley |
| Regency Energy Partners LP | 07/26/2007 | $32.05 | RGNC | 75885Y107 | ADD-ON | Morgan Stanley, Citigroup, JP Morgan |
| Claymore/Guggenheim Strategic Opportunities Fund | 07/26/2007 | $20.00 | GOF | 18385X104 | IPO | Wachovia Securities, Raymond James |
| Voltaire Limited | 07/25/2007 | $9.00 | VOLT | M97613109 | IPO | JP Morgan, Merrill Lynch |
| Orbitz Worldwide | 07/19/2007 | $15.00 | OWW | 68557K109 | IPO | Morgan Stanley, Goldman Sachs, Lehman Brothers, JP Morgan |
| MF Global Limited | 07/18/2007 | $30.00 | MF | G60642108 | IPO | Citigroup, JP Morgan, Lehman Brothers, Merrill Lynch, UBS |
| Whiting Petroleum | 06/27/2007 | $40.50 | WLL | 966387102 | ADD-ON | Merrill Lynch, JP Morgan |
| PROS Holdings | 06/27/2007 | $11.00 | PRO | 74346Y103 | IPO | JP Morgan, Deutsche Bank |
| Polypore International | 06/27/2007 | $19.00 | PPO | 73179V103 | IPO | JP Morgan |
| BlackRock Kelso Capital | 06/26/2007 | $16.00 | BKCC | 92533108 | IPO | JP Morgan, Wachovia Securities, Citigroup, Merrill Lynch |
| First Mercury Financial | 06/14/2007 | $19.25 | FMR | 320841109 | ADD-ON | JP Morgan, Keefe, Bruyette & Woods |
| Security Capital Assurance | 06/06/2007 | $31.00 | SCA | G8018D107 | ADD-ON | Goldman Sachs, JP Morgan, Merrill Lynch |
| BlackRock International Growth and Income Trust | 05/24/2007 | $20.00 | BGY | 92524107 | IPO | Wachovia Securities, Citigroup, Merrill Lynch |
| Navios Maritime | 05/23/2007 | $10.00 | NM | Y62196103 | ADD-ON | JP Morgan, Merrill Lynch |
| Dolby Laboratories | 05/23/2007 | $32.00 | DLB | 25659T107 | ADD-ON | Goldman Sachs, JP Morgan |
| Sirtris Pharmaceuticals | 05/22/2007 | $10.00 | SIRT | 82968A105 | IPO | JP Morgan |
| Genomic Health | 05/21/2007 | $15.50 | GHDX | 37244C101 | ADD-ON | JP Morgan |
| Taiwan Semiconductor Manufacturing | 05/17/2007 | $10.68 | TSM | 874039100 | ADD-ON | Goldman Sachs, JP Morgan |
| Continental Resources | 05/14/2007 | $15.00 | CLR | 212015101 | IPO | JP Morgan, Merrill Lynch |
| Insulet | 05/14/2007 | $15.00 | PODD | 45784P101 | IPO | JP Morgan, Merrill Lynch |
| Javelin Pharmaceuticals | 05/10/2007 | $6.00 | JAV | 471894105 | ADD-ON | JP Morgan |
| Solera Holdings | 05/10/2007 | $16.00 | SLH | 83421A104 | IPO | Goldman Sachs, JP Morgan |
| Interactive Brokers Group | 05/03/2007 | $30.01 | IBKR | 45841N107 | IPO | WR Hambrecht, HSBC |
| Array BioPharma | 05/01/2007 | $13.00 | ARRY | 04269X105 | ADD-ON | JP Morgan, Banc of America |
| Empresa Distribuidora Y Comercializadora Norte S.A | 04/25/2007 | $17.00 | EDN | 29244A102 | IPO | Citigroup, JP Morgan |
| Superior Offshore International | 04/19/2007 | $15.00 | DEEP | 86825Q104 | IPO | Merrill Lynch, JP Morgan |
| EV3 | 04/19/2007 | $19.00 | EVVV | 26928A200 | ADD-ON | Banc of America, Piper Jaffray, JP Morgan |
| Diana Shipping | 03/28/2007 | $17.00 | DSX | Y2066G104 | ADD-ON | JP Morgan, Wachovia Securities |
| First Trust Strategic High Income Fund III | 03/27/2007 | $20.00 | FHO | 33735C106 | IPO | RBC Capital Markets/AG Edwards |
| BlackRock Global Equity Income Trust | 03/27/2007 | $20.00 | BFD | 09255D104 | IPO | Merrill Lynch, AG Edwards |
| Freeport-McMoRan Copper & Gold | 03/22/2007 | $61.25 | FCX | 35671D857 | ADD-ON | Merrill Lynch, JP Morgan |
| NYMEX Holdings | 03/21/2007 | $136.50 | NMX | 62948N104 | ADD-ON | JP Morgan, of America, Merrill Lynch |
| USG | 03/15/2007 | $48.60 | USG | 903293405 | ADD-ON | Goldman Sachs, JP Morgan |
| American Reprographics | 03/08/2007 | $32.25 | ARP | 29263100 | ADD-ON | JP Morgan, Goldman Sachs |
| Xinhua Finance Media | 03/08/2007 | $13.00 | XFML | 983982109 | IPO | JP Morgan, UBS |
| Clearwire | 03/07/2007 | $25.00 | CLWR | 185385309 | IPO | Merrill Lynch, Morgan Stanley, JP Morgan |
| Mylan Laboratories | 03/01/2007 | $19.50 | MYL | 628530107 | ADD-ON | Merrill Lynch, JP Morgan |
| Vectren | 02/22/2007 | $28.33 | VVC | 92240G101 | ADD-ON | JP Morgan, Merrill Lynch |
| National CineMedia | 02/07/2007 | $21.00 | NCMI | 635309107 | IPO | Credit Suisse, JP Morgan, Lehman Brothers, Morgan Stanley |
| Mellanox Technologies | 02/07/2007 | $17.00 | MLNX | M51363113 | IPO | Credit Suisse, JP Morgan |
| Accuray | 02/07/2007 | $18.00 | ARAY | 4397105 | IPO | JP Morgan, UBS |
| Aircastle Limited | 02/07/2007 | $33.00 | AYR | G0129K104 | ADD-ON | JP Morgan, Bear Stearns, Citigroup |
| Embraer-Empresa Brasileira De Aeronautica S.A. | 02/06/2007 | $41.00 | ERJ | 29081M102 | ADD-ON | JP Morgan, Merrill Lynch |
| Duncan Energy Partners, L.P. | 01/30/2007 | $21.00 | DEP | 265026104 | IPO | Lehman Brothers, UBS |
| Animal Health International | 01/30/2007 | $11.00 | AHII | 03525N109 | IPO | JP Morgan |
| Covanta Holding | 01/25/2007 | $23.50 | CVA | 2.2282E+106 | ADD-ON | Lehman Brothers, JP Morgan, Merrill Lynch |
| Edge Petroleum | 01/24/2007 | $13.25 | EPEX | 279862106 | ADD-ON | Raymond James, JP Morgan |
| Vanda Pharmaceuticals | 01/18/2007 | $27.29 | VNDA | 921659108 | ADD-ON | JP Morgan, Morgan Stanley |
| InnerWorkings | 01/18/2007 | $13.50 | INWK | 45773Y105 | ADD-ON | Morgan Stanley, JP Morgan |
| Smart Modular Technologies | 01/17/2007 | $12.50 | SMOD | G82245104 | ADD-ON | Citigroup, JP Morgan, Lehman Brothers |
| Apollo Investment | 01/11/2007 | $22.44 | AINV | 03761U106 | ADD-ON | Citigroup, JP Morgan, Bank of America, Bear Stearns |
| American Capital Strategies | 01/08/2007 | $45.83 | ACAS | 24937104 | ADD-ON | JP Morgan, Morgan Stanley, UBS |
| 2006 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Valero GP Holdings | 12/18/2006 | $21.62 | VEH | 91914G108 | ADD-ON | Lehman Brothers, UBS, Citigroup, Morgan Stanley |
| Genesis Lease Limited | 12/13/2006 | $23.00 | GLS | 37183T107 | IPO | Citigroup, JP Morgan |
| Obagi Medical Products | 12/13/2006 | $11.00 | OMPI | 67423R108 | IPO | JP Morgan |
| Volcano | 12/06/2006 | $16.75 | VOLC | 928645100 | ADD-ON | JP Morgan, Piper Jaffray |
| MannKind | 12/06/2006 | $17.42 | MNKD | 56400P201 | ADD-ON | JP Morgan, Merrill Lynch |
| Penn Virginia GP Holdings | 12/04/2006 | $18.50 | PVG | 70788P105 | IPO | Lehman Brothers, UBS Investment Bank |
| Copano Energy | 11/30/2006 | $59.11 | CPNO | 217202100 | ADD-ON | UBS Investment Bank, Morgan Stanley |
| NYMEX Holdings | 11/16/2006 | $59.00 | NMX | 62948N104 | IPO | JP Morgan, Merrill Lynch |
| Venoco | 11/16/2006 | $17.00 | VQ | 92275P307 | IPO | Credit Suisse, Lehman Brothers, JP Morgan |
| Hertz Global Holdings | 11/15/2006 | $15.00 | HTZ | 42805T105 | IPO | Goldman Sachs, Lehman Brothers, Merrill Lynch, Deutsche Bank, JP Morgan |
| Hansen Medical | 11/15/2006 | $12.00 | HNSN | 411307101 | IPO | Morgan Stanley, JP Morgan |
| Watts Water Technologies | 11/15/2006 | $40.00 | WTS | 942749102 | ADD-ON | JP Morgan |
| Emergent BioSolutions | 11/14/2006 | $12.50 | EBS | 29089Q105 | IPO | JP Morgan |
| ACA Capital Holdings | 11/09/2006 | $13.00 | ACA | 833103 | IPO | Credit Suisse, JP Morgan, Bear Stearns |
| Globalstar | 11/01/2006 | $17.00 | GSAT | 378973408 | IPO | Wachovia, JP Morgan |
| Endeavour International | 10/19/2006 | $2.35 | END | 29259G101 | ADD-ON | JP Morgan, Credit Suisse |
| First Mercury Financial | 10/17/2006 | $17.00 | FMR | 320841109 | IPO | JP Morgan, Keefe, Bruyette & Woods |
| Cbeyond | 10/03/2006 | $26.75 | CBEY | 149847105 | ADD-ON | Deutsche Bank, JP Morgan |
| Shutterfly | 09/28/2006 | $15.00 | SFLY | 82568P304 | IPO | JP Morgan |
| DivX | 09/21/2006 | $16.00 | DIVX | 255413106 | IPO | JP Morgan |
| Warner Chilcott | 09/20/2006 | $15.00 | WCRX | G9435N108 | IPO | Goldman Sachs, JP Morgan, Credit Suisse |
| Home Diagnostics | 09/20/2006 | $12.00 | HDIX | 436932107 | IPO | JP Morgan |
| Time Warner Telecom | 09/20/2006 | $17.50 | TWTC | 887319101 | ADD-ON | Deutsche Bank, Lehman Brothers, JP Morgan |
| Horizon Lines | 09/11/2006 | $14.50 | HRZ | 44044K101 | ADD-ON | Deutsche Bank, JP Morgan |
| Qimonda AG | 08/08/2006 | $13.00 | QI | 746904101 | IPO | Citigroup, JP Morgan, Credit Suisse |
| Aircastle Limited | 08/07/2006 | $23.00 | AYR | G0129K104 | IPO | JP Morgan, Bear Stearns, Citigroup |
| Security Capital Assurance | 08/01/2006 | $20.50 | SCA | G8018D107 | IPO | Goldman Sachs, JP Morgan, Merrill Lynch |
| UniFirst | 07/19/2006 | $29.50 | UNF | 904708104 | ADD-ON | JP Morgan, Robert W. Baird & Co. |
| Valero GP Holdings | 07/13/2006 | $22.00 | VEH | 91914G108 | IPO | Lehman Brothers |
| MarkWest Energy Partners, L.P. | 06/29/2006 | $39.75 | MWE | 570759100 | ADD-ON | RBC Capital Markets, Wachovia |
| PGT | 06/27/2006 | $14.00 | PGTI | 69336V101 | IPO | Deutsche Bank, JP Morgan |
| Inergy, L.P. | 06/22/2006 | $24.90 | NRGY | 456615103 | ADD-ON | Citigroup, Lehman Brothers |
| Golfsmith International Holdings | 06/14/2006 | $11.50 | GOLF | 38168Y103 | IPO | Merrill Lynch, JP Morgan |
| Volcano | 06/14/2006 | $8.00 | VOLC | 928645100 | IPO | JP Morgan, Piper Jaffray |
| Horizon Lines | 06/12/2006 | $14.00 | HRZ | 44044K101 | ADD-ON | Deutsche Bank, JP Morgan |
| NxStage Medical | 06/08/2006 | $8.75 | NXTM | 67072V103 | ADD-ON | Merrill Lynch, JP Morgan |
| Superior Essex | 06/06/2006 | $30.00 | SPSX | 86815V105 | ADD-ON | UBS Investment Bank, JP Morgan |
| Global Cash Access Holdings | 05/25/2006 | $15.75 | GCA | 378967103 | ADD-ON | JP Morgan |
| MasterCard | 05/24/2006 | $39.00 | MA | 57636Q104 | IPO | Goldman Sachs, Citigroup, HSBC, JP Morgan |
| Burger King Holdings | 05/17/2006 | $17.00 | BKC | 121208201 | IPO | JP Morgan, Citigroup, Goldman Sachs, Morgan Stanley |
| Penson Worldwide | 05/16/2006 | $17.00 | PNSN | 709600100 | IPO | JP Morgan, Credit Suisse |
| Dynamic Materials | 05/09/2006 | $35.00 | BOOM | 267888105 | ADD-ON | JP Morgan |
| NYSE Group | 05/04/2006 | $61.50 | NYX | 62949W103 | ADD-ON | JP Morgan, Lehman Brothers, Merrill Lynch, Morgan Stanley |
| Westlake Chemical | 04/26/2006 | $31.25 | WLK | 960413102 | ADD-ON | JP Morgan, Credit Suisse, Deutsche Bank |
| Omega Navigation Enterprises | 04/06/2006 | $17.00 | ONAV | Y6476R105 | IPO | Jefferies & Co, JP Morgan |
| American Reprographics | 04/05/2006 | $34.50 | ARP | 29263100 | ADD-ON | JP Morgan, Goldman Sachs |
| Goodman Global | 04/05/2006 | $18.00 | GGL | 38239A100 | IPO | JP Morgan, Merrill Lynch |
| Nationwide Health Properties | 03/30/2006 | $21.50 | NHP | 638620104 | ADD-ON | JP Morgan, UBS Securities LLC |
| Apollo Investment | 03/16/2006 | $17.85 | AINV | 03761U106 | ADD-ON | Citigroup, JP Morgan, Bank of America, Bear Stearns |
| Coeur d'Alene Mining | 03/16/2006 | $5.60 | CDE | 192108104 | ADD-ON | Deutsche Bank, JP Morgan |
| Ultra Clean | 03/09/2006 | $7.10 | UCTT | 90385V107 | ADD-ON | JP Morgan |
| NTELOS | 02/18/2006 | $12.00 | NTLS | 67020Q107 | IPO | Lehman Brothers, Bear Stearns |
| 2005 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Tronox | 11/21/2005 | $14.00 | TRX | 897051108 | IPO | Lehman Brothers, JP Morgan |
| Dover Saddlery | 11/17/2005 | $10.00 | DOVR | 260412101 | IPO | WR Hambrecht |
| Global Partners | 09/28/2005 | $22.00 | GLP | 37946R109 | IPO | Lehman Brothers, KeyBank |
| Avalon Pharmaceuticals | 09/28/2005 | $10.50 | AVRX | 05346P106 | IPO | WR Hambrecht |
| Hittite Microwave | 07/21/2005 | $17.00 | HITT | 43365Y104 | IPO | Lehman Brothers |
| CryoCor | 07/13/2005 | $11.00 | CRYO | 229016100 | IPO | WR Hambrecht |
| DSW | 06/28/2005 | $19.00 | DSW | 23334L102 | IPO | Lehman Brothers |
| Cogent Communications Group | 06/07/2005 | $6.00 | COI | 19239V302 | ADD-ON | Lehman Brothers |
| New Skies Satellites Holdings | 05/09/2005 | $16.50 | NSE | G64865101 | IPO | Lehman Brothers |
| Morningstar | 05/03/2005 | $18.50 | MORN | 617700109 | IPO | WR Hambrecht |
| Syniverse Technologies | 02/09/2005 | $16.00 | SVR | 87163F106 | IPO | Lehman Brothers |
| Tercica | 02/07/2005 | $8.00 | TRCA | 88078L105 | ADD-ON | Lehman Brothers |
| 2004 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Cascade Microtech | 12/14/2004 | $14.00 | CSCD | 147322101 | IPO | Lehman Brothers |
| Ormat Technology | 11/10/2004 | $15.00 | ORA | 686688102 | IPO | Lehman Brothers |
| U-Store-It | 10/21/2004 | $16.00 | YSI | 91274F104 | IPO | Lehman Brothers |
| Ness Technologies | 09/29/2004 | $12.00 | NSTC | 64104X108 | IPO | Lehman Brothers, Merrill Lynch |
| TNS | 09/27/2004 | $20.00 | TNS | 872960109 | ADD-ON | Lehman Brothers, JP Morgan |
| 08/18/2004 | $85.00 | GOOG | 03840P102 | IPO | CSFB, Morgan Stanley | |
| Archipelago Holdings | 08/12/2004 | $11.50 | AX | 03957A104 | IPO | Goldman Sachs |
| Kite Realty | 08/10/2004 | $13.00 | KRG | 49803T102 | IPO | Lehman Brothers, Wachovia |
| Greenfield Online | 07/15/2004 | $13.00 | SRVY | 395150105 | IPO | Lehman Brothers |
| Domino's Pizza | 07/12/2004 | $14.00 | DPZ | 25754A201 | IPO | JP Morgan, Citigroup |
| Origen Financial | 05/05/2004 | $8.00 | ORGN | 6.8619E+212 | IPO | Lehman Brothers |
| Eaton Vance Tax advantage Global | 04/27/2004 | $20.00 | ETO | 27828U106 | IPO | UBS |
| Netgear | 03/29/2004 | $13.00 | NTGR | 64111Q104 | ADD-ON | Lehman Brothers |
| TS&W/Claymore Tax Advantaged Fund | 03/27/2004 | $15.00 | TYW | 87280R108 | IPO | Merrill Lynch |
| Ariad Pharmaceuticals | 03/23/2004 | $8.50 | ARIA | 04033A100 | ADD-ON | Lehman Brothers |
| Sunset Financial Resources | 03/17/2004 | $13.00 | SFO | 867708109 | IPO | Lehman Brothers |
| Tercica | 03/16/2004 | $9.00 | TRCA | 88078L105 | IPO | Lehman Brothers |
| Hughes Supply | 01/22/2004 | $48.25 | HUG | 444482103 | ADD-ON | Lehman Brothers |
| Pioneer Tax Advanced Balanced | 01/27/2004 | $15.00 | PBF | 72388R101 | IPO | Merrill Lynch |
| Annaly Mortgage Management | 01/14/2004 | $18.50 | NLY | 35710409 | ADD-ON | Lehman Brothers |
| 2003 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Tessera | 11/12/2003 | $13.00 | TSRA | 88164L100 | IPO | Lehman Brothers |
| Cancervax | 10/29/2003 | $12.00 | CNVX | 13738Y107 | IPO | Lehman Brothers |
| SimpleTech | 10/23/2003 | $7.00 | STEC | 828823104 | ADD-ON | Lehman Brothers |
| Tuesday Morning | 10/20/2003 | $31.75 | TUES | 899035505 | ADD-ON | Lehman Brothers |
| Advancis Pharmaceutical | 10/16/2003 | $10.00 | AVNC | 00764L109 | IPO | Lehman Brothers |
| Redenvelope | 09/24/2003 | $14.00 | REDE | 75733R601 | IPO | WR Hambrecht |
| Texas Capital Bancshares | 08/12/2003 | $11.00 | TCBI | 88224Q107 | IPO | Lehman Brothers |
| Netgear | 07/30/2003 | $14.00 | NTGR | 64111Q104 | IPO | Lehman Brothers |
| Corrections Corp of America | 05/01/2003 | $19.50 | CXW | 22025y407 | ADD-ON | Lehman Brothers |
| 2002 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| VistaCare | 12/17/2002 | $12.00 | VSTA | 92839Y109 | IPO | Lehman Brothers |
| Denbury Resources | 11/21/2002 | $10.00 | DNR | 247916208 | ADD-ON | Lehman Brothers |
| IStar Financial | 11/14/2002 | $26.77 | SFI | 45031U101 | ADD-ON | Lehman Brothers |
| United Surgical Partners | 09/30/2002 | $22.00 | USPI | 913016309 | ADD-ON | Lehman Brothers, CSFB |
| CIT Group | 07/01/2002 | $23.00 | CIT | 125581108 | IPO | Goldman Sachs, Lehman Brothers |
| L-3 Communications | 06/24/2002 | $56.60 | LLL | 502424104 | ADD-ON | Lehman Brothers |
| DQE | 06/20/2002 | $13.50 | DQE | 23329J104 | ADD-ON | Lehman Brothers |
| Fleming Companies | 06/12/2002 | $19.40 | FLM | 339130106 | ADD-ON | Lehman Brothers |
| Williams Energy Partners | 05/22/2002 | $37.15 | WEG | 969491109 | ADD-ON | Lehman Brothers |
| The Empire District Electric Company | 05/16/2002 | $20.75 | EDE | 291641108 | ADD-ON | Lehman Brothers |
| Verint Systems | 05/15/2002 | $16.00 | VRNT | 92343X100 | IPO | Lehman Brothers |
| DOV Pharmaceutical | 04/24/2002 | $13.00 | DOVP | 259858108 | IPO | Lehman Brothers |
| Tesoro Petroleum | 02/28/2002 | $11.25 | TSO | 881609101 | ADD-ON | Lehman Brothers |
| Xcel Energy | 02/25/2002 | $22.50 | XEL | 98389B100 | ADD-ON | Lehman Brothers |
| Alloy | 02/20/2002 | $15.21 | ALOY | 19855105 | ADD-ON | Lehman Brothers |
| Array Biopharma | 02/12/2002 | $10.00 | ARRY | 04269X105 | ADD-ON | Lehman Brothers |
| Thoratec | 02/12/2002 | $16.00 | THOR | 885175307 | ADD-ON | Lehman Brothers |
| Sunoco Logistics | 02/04/2002 | $20.25 | SXL | 86764L108 | IPO | Lehman Brothers |
| Zymogenetics | 01/31/2002 | $12.00 | ZGEN | 98985T109 | IPO | Lehman Brothers |
| 2001 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| United Defense Industries | 12/13/2001 | $19.00 | UDI | 91018B104 | IPO | Lehman Brothers |
| BankAtlantic | 12/13/2001 | $8.25 | BBX | 65908501 | IPO | Lehman Brothers |
| Airgate PCS | 12/13/2001 | $50.00 | PCSA | 9367103 | ADD-ON | Lehman Brothers |
| Lawson Software | 12/06/2001 | $14.00 | LWSN | 520780107 | IPO | Lehman Brothers |
| Given Imaging | 10/03/2001 | $12.00 | GIVN | M52020100 | IPO | Lehman Brothers |
| Lantronix | 07/16/2001 | $8.00 | LTRX | 516548104 | ADD-ON | Lehman Brothers |
| Intermune | 06/28/2001 | $32.00 | ITMN | 45884X103 | ADD-ON | Lehman Brothers |
| Pemstar | 06/07/2001 | $13.50 | PMTR | 706552106 | ADD-ON | Lehman Brothers |
| Integrated Circuit Systems | 05/24/2001 | $15.00 | ICST | 45811K208 | ADD-ON | Lehman Brothers |
| Peabody Energy | 05/21/2001 | $28.00 | BTU | 704549104 | IPO | Lehman Brothers |
| Briazz | 05/01/2001 | $8.00 | BRZZ | 10782M104 | IPO | WR Hambrecht |
| L-3 Communications Holdings | 04/25/2001 | $80.00 | LLL | 502424104 | ADD-ON | Lehman Brothers |
| Aquilla | 04/23/2001 | $24.00 | ILA | 03840J106 | IPO | Lehman Brothers |
| Valspar | 04/17/2001 | $28.00 | VAL | 920355104 | ADD-ON | Lehman Brothers |
| Espeed | 03/07/2001 | $20.00 | ESPD | 296643109 | ADD-ON | Lehman Brothers |
| Adept Technology | 02/15/2001 | $18.00 | ADTK | 6854103 | ADD-ON | Lehman Brothers |
| Third Wave | 02/09/2001 | $11.00 | TWTI | 88428W108 | IPO | Lehman Brothers |
| InfoVista SA | 02/08/2001 | $23.33 | IVTA | 456817105 | ADD-ON | Lehman Brothers |
| ATP Oil & Gas | 02/05/2001 | $14.00 | ATPG | 00208J108 | IPO | Lehman Brothers |
| Peet's Coffee & Tea | 01/24/2001 | $8.00 | PEET | 705560100 | IPO | W.R. Hambrecht |
| Williams Companies | 01/16/2001 | $36.13 | WMB | 969457100 | ADD-ON | Lehman Brothers |
| 2000 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Oxford GlycoSciences PLC | 12/07/2000 | $18.36 | OGSI | 691464101 | IPO | Lehman Brothers |
| Array Biopharma | 11/16/2000 | $7.50 | ARRY | 04269X105 | IPO | Lehman Brothers |
| Kosan Bioscience | 10/06/2000 | $14.00 | KOSN | 50064W107 | IPO | Lehman Brothers |
| Simple Technology | 09/28/2000 | $11.00 | STEC | 828820100 | IPO | Lehman Brothers |
| Prize Energy | 09/21/2000 | $21.38 | PRZ | 74267L106 | ADD-ON | Lehman Brothers |
| Integrated Telecom | 08/17/2000 | $18.00 | ITXI | 45817U101 | IPO | Lehman Brothers |
| Telik | 08/11/2000 | $7.00 | TELK | 87959M109 | IPO | Lehman Brothers |
| VINA Technologies | 08/09/2000 | $12.00 | VINA | 92719D100 | IPO | Lehman Brothers |
| H Power | 08/08/2000 | $16.00 | HPOW | 40427A108 | IPO | Lehman Brothers |
| Mind C.T.I. Ltd. | 08/07/2000 | $10.00 | MNDO | M70240102 | IPO | Lehman Brothers |
| Pemstar | 08/07/2000 | $11.00 | PMTR | 706552106 | IPO | Lehman Brothers |
| Versicor | 08/02/2000 | $11.00 | VERS | 925314106 | IPO | Lehman Brothers |
| Rossetta Inpharmatics | 08/02/2000 | $14.00 | RSTA | 777777103 | IPO | Lehman Brothers |
| Virage Logic | 07/31/2000 | $12.00 | VIRL | 92763R104 | IPO | Lehman Brothers |
| SBA Communications | 07/28/2000 | $43.00 | SBAC | 78388J106 | ADD-ON | Lehman Brothers |
| Talarian | 07/20/2000 | $16.00 | TALR | 874090103 | IPO | Lehman Brothers |
| SMTC | 07/20/2000 | $16.00 | SMTX | 832682108 | IPO | Lehman Brothers |
| InfoVista | 07/06/2000 | $12.22 | IVTA | 456817105 | IPO | Lehman Brothers |
| Louis Dreyfus Natural Gas | 06/29/2000 | $31.00 | LD | 546011107 | ADD-ON | Lehman Brothers |
| eFunds | 06/26/2000 | $13.00 | EFDS | 28224R101 | IPO | Lehman Brothers |
| Stratos Lightwave | 06/26/2000 | $21.00 | STLW | 863100103 | IPO | Lehman Brothers |
| Click Software | 06/22/2000 | $7.00 | CKSW | M25082104 | IPO | Lehman Brothers |
| Intuitive Surgical | 06/13/2000 | $9.00 | ISRG | 4.612E+111 | IPO | Lehman Brothers |
| CARBO Ceramics | 05/15/2000 | $27.00 | CRBO | 140781105 | ADD-ON | Lehman Brothers |
| Sequoia Software | 05/11/2000 | $8.00 | SQSW | 817439102 | IPO | Lehman Brothers |
| Sierra Wireless | 05/05/2000 | $48.63 | SWIR | 826516106 | ADD-ON | Lehman Brothers |
| McMoRan Exploration | 04/13/2000 | $14.00 | MMR | 582411104 | ADD-ON | Lehman Brothers |
| Thoratec Laboratories | 04/13/2000 | $10.00 | THOR | 885175307 | ADD-ON | Lehman Brothers |
| Network Plus | 04/06/2000 | $29.00 | NPLS | 64122D506 | ADD-ON | Goldman, Sachs & Co |
| MeVC DFJ Fund I | 03/28/2000 | $20.00 | MVC | 5.5271E+109 | IPO | Prudential Volpe Technology |
| Net Perceptions | 03/23/2000 | $45.25 | NETP | 64107U101 | ADD-ON | Robertson Stephens |
| Tut Systems | 03/23/2000 | $60.00 | TUTS | 901103101 | ADD-ON | Lehman Brothers |
| Tularik | 03/22/2000 | $35.13 | TLRK | 899165104 | ADD-ON | Lehman Brothers |
| TIBCO Software | 03/21/2000 | $106.00 | TIBX | 88632Q103 | ADD-ON | Goldman, Sachs & Co |
| Tele1 Europe Holding | 03/15/2000 | $18.50 | TEUR | 87944T201 | IPO | Lehman Brothers, Goldman Sachs |
| RADVision | 03/13/2000 | $20.00 | RVSN | 750992109 | IPO | Lehman Brothers |
| Quest Software | 03/09/2000 | $140.00 | QSFT | 74834T103 | ADD-ON | FleetBoston, Robertson Stephens |
| ITXC | 03/09/2000 | $85.00 | ITXC | 45069F109 | ADD-ON | Lehman Brothers |
| IBasis | 03/09/2000 | $73.00 | IBAS | 450732102 | ADD-ON | FleetBoston, Robertson Stephens |
| Optibase LTD. | 03/08/2000 | $37.00 | OBAS | M7524R108 | ADD-ON | FleetBoston, Robertson Stephens |
| FirstWorld Communications | 03/07/2000 | $17.00 | FWIS | 337625305 | IPO | Lehman Brothers |
| IFCO Systems | 03/03/2000 | $14.90 | IFCO | N43961106 | IPO | Lehman Brothers |
| Palm | 03/01/2000 | $38.00 | PALM | 696642107 | IPO | Goldman, Sachs & Co. |
| Network Peripherals | 02/29/2000 | $60.88 | NPIX | 64121R100 | ADD-ON | Lehman Brothers |
| Keynote Systems | 02/17/2000 | $105.00 | KEYN | 493308100 | ADD-ON | Robertson Stephens |
| Abgenix | 02/10/2000 | $210.00 | ABGX | 00339B107 | ADD-ON | Robertson Stephens |
| Kerr-McGee | 02/07/2000 | $30.06 | KMG | 492386107 | ADD-ON | Lehman Brothers |
| Heidrick & Struggles International | 02/03/2000 | $33.00 | HSII | 422819102 | ADD-ON | Lehman Brothers |
| Therma-Wave | 02/03/2000 | $20.00 | TWAV | 88343A108 | IPO | Lehman Brothers, Banc of America |
| Dobson Communications | 02/03/2000 | $22.00 | DCEL | 256069105 | IPO | Lehman Brothers, Banc of America, SSB |
| Metricom | 02/01/2000 | $87.00 | MCOM | 591596101 | ADD-ON | Lehman Brothers, SSB |
| SBA Communications | 01/28/2000 | $27.00 | SBAC | 78388J106 | ADD-ON | Lehman Brothers |
| Alteon Websystems | 01/25/2000 | $103.50 | ATON | 02145A109 | ADD-ON | Lehman Brothers |
| China.com | 01/19/2000 | $85.00 | CHINA | G2108N109 | ADD-ON | Lehman Brothers, Goldman Sachs |
| 1999 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Liquid Audio | 12/14/1999 | $33.63 | LQID | 53631T102 | ADD-ON | Lehman Brothers |
| Tularik | 12/09/1999 | $14.00 | TLRK | 899165104 | IPO | Lehman Brothers |
| Andover.net | 12/08/1999 | $18.00 | ANDN | 34318105 | IPO | WR Hambrecht |
| Netratings | 12/08/1999 | $17.00 | NTRT | 64116M108 | IPO | Lehman Brothers |
| Healthcentral.com | 12/07/1999 | $11.00 | HCEN | 42221V106 | IPO | Lehman Brothers |
| Harris Interactive | 12/06/1999 | $14.00 | HPOL | 414549105 | IPO | Lehman Brothers |
| Deltathree.com | 11/22/1999 | $15.00 | DDDC | 24783N102 | IPO | Lehman Brothers |
| Mediaplex | 11/18/1999 | $12.00 | MPLX | 58446B105 | IPO | Lehman Brothers |
| Korea Thrunet | 11/16/1999 | $18.00 | KOREA | Y49975108 | IPO | Lehman Brothers |
| CVC Inc. | 11/11/1999 | $10.00 | CVCI | 126945104 | IPO | Lehman Brothers |
| NetCreations | 11/11/1999 | $13.00 | NTCR | 64110N102 | IPO | Friedman Billings Ramsey |
| Somera Communications | 11/11/1999 | $12.00 | SMRA | 834458101 | IPO | Lehman Brothers |
| Sovereign Bancorp | 11/08/1999 | $7.88 | SVRN | 845905108 | ADD-ON | Lehman Brothers, SSB |
| Spanish Broadcasting Systems | 10/27/1999 | $20.00 | SBSA | 846425882 | IPO | Lehman Brothers |
| Baltimore Technologies plc | 10/26/1999 | $24.79 | BALT | 59284109 | IPO | Lehman Brothers, Merrill Lynch |
| Jacada Ltd. | 10/14/1999 | $11.00 | JCDA | M6174r103 | IPO | Lehman Brothers |
| Primus Telecommunications | 10/11/1999 | $22.50 | PRTL | 741929103 | ADD-ON | Lehman Brothers |
| American Home Mortgage Holdings | 09/30/1999 | $6.00 | AHMH | 02660m108 | IPO | Friedman Billings Ramsey |
| Williams Communication | 09/30/1999 | $23.00 | WCG | 969455104 | IPO | Lehman Brothers, Merrill |
| ITXC | 09/27/1999 | $12.00 | ITXC | 45069f109 | IPO | Lehman Brothers |
| Alteon Websystems | 09/23/1999 | $19.00 | ATON | 02145a109 | IPO | Lehman brothers |
| Interspeed | 09/23/1999 | $12.00 | ISPD | 46070w107 | IPO | US bancorp, Piper Jaffray |
| Jore Corp. | 09/22/1999 | $10.00 | JORE | 480815109 | IPO | D.A. Davidson |
| STMicroelectonics | 09/16/1999 | $74.63 | STM | 861991107 | ADD-ON | CFSB, Lehman Brothers |
| SFX Entertainment | 08/17/1999 | $41.00 | SFX | 784178105 | ADD-ON | Lehman Brothers |
| US Interactive | 08/09/1999 | $10.00 | USIT | 90334M109 | IPO | Lehman Brothers |
| Visual Data Corp. | 08/06/1999 | $10.00 | VDAT | 928428200 | ADD-ON | Cruttenden Roth |
| Internet Gold | 08/05/1999 | $12.00 | IGLD | M56595107 | IPO | Lehman Brothers |
| VersaTel Telcom International | 07/23/1999 | $10.51 | VRSA | 925301103 | IPO | Lehman Brothers |
| TalkCity | 07/19/1999 | $12.00 | TCTY | 874263106 | IPO | Lehman Brothers |
| CTC Communications | 07/14/1999 | $17.25 | CPTL | 126418102 | ADD-ON | Lehman Brothers |
| China.com | 07/12/1999 | $20.00 | CHINA | G2108n109 | IPO | Lehman Brothers |
| Liquid Audio | 07/08/1999 | $15.00 | LQID | 53631T102 | IPO | Lehman Brothers |
| Network Plus | 06/29/1999 | $16.00 | NPLS | 64122D506 | IPO | Goldman Sachs |
| Quepasa.com | 06/24/1999 | $13.00 | PASA | 74833W107 | IPO | Cruttenden Roth |
| High Speed Access | 06/03/1999 | $13.00 | HSAC | 42979U102 | IPO | Lehman Brothers |
| Juno Online Sevices | 05/25/1999 | $13.00 | JWEB | 482048105 | IPO | Salomon Smith Barney |
| Ziplink | 05/25/1999 | $14.00 | ZIPL | 989741103 | IPO | Jefferies & Co |
| Argosy Education | 03/08/1999 | $14.00 | ARGY | 40222101 | IPO | Salomon Smith Barney |
| Corporate Executive Board Co. | 02/22/1999 | $19.00 | EXBD | 21988R102 | IPO | Salomon Smith Barney |
| Corinthian Colleges | 02/04/1999 | $18.00 | COCO | 218868107 | IPO | Salomon Smith Barney |
| Mede America | 02/01/1999 | $13.00 | MEDE | 584067102 | IPO | Salomon Smith Barney |
| 1998 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Global Crossings | 08/13/1998 | $19.00 | GBLX | G3921A100 | IPO | Salomon Smith Barney |
| Global Vacation Group | 07/31/1998 | $14.00 | GVG | 37937F106 | IPO | Salomon Smith Barney |
| Maxtor | 07/30/1998 | $7.00 | MXTR | 577729205 | IPO | Salomon Smith Barney |
| National Equipment Services | 07/13/1998 | $13.50 | NSV | 635847106 | IPO | Salomon Smith Barney |
| Allegiance Telecom | 06/29/1998 | $15.00 | ALGX | 01747t102 | IPO | Salomon Smith Barney |
| Hastings Entertainment | 06/11/1998 | $13.00 | HAST | 418365102 | IPO | Salomon Smith Barney |
| Navigant Intl | 06/09/1998 | $9.00 | FLYR | 63935r108 | IPO | Salomon Smith Barney |
| Marine Max | 06/03/1998 | $12.50 | HZO | 567908108 | IPO | Salomon Smith Barney |
| Resortquest Intl | 05/19/1998 | $11.00 | RZT | 761183102 | IPO | Salomon Smith Barney |
| Verio | 05/11/1998 | $23.00 | VRIO | 923433106 | IPO | Salomon Smith Barney |
| Hyperion Telecomm | 05/04/1998 | $16.00 | HYPT | 44914K306 | IPO | Salomon Smith Barney |
| Amkor Technology | 04/30/1998 | $11.00 | AMKR | 00199A108 | IPO | Salomon Smith Barney |
| US Lec | 04/23/1998 | $15.00 | CLEC | 90331S109 | IPO | Salomon Smith Barney |
| Correctional Properties | 04/22/1998 | $20.00 | CPV | 2.2025E+108 | IPO | Salomon Smith Barney |
| Indigo Aviation | 04/08/1998 | $13.00 | IAABY | 45567P104 | IPO | Salomon Smith Barney |
| Horizon Offshore | 04/01/1998 | $13.00 | HOFF | 44043J105 | IPO | Salomon Smith Barney |
| Earthshell | 03/23/1998 | $21.00 | ERTH | 27032B100 | IPO | Salomon Smith Barney |
| CompX Intl | 03/05/1998 | $20.00 | CIX | 20563P101 | IPO | Salomon Smith Barney |
| Assoc Materials | 02/25/1998 | $16.00 | SIDE | 45709102 | IPO | Salomon Smith Barney |
| 1997 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Metronet Comm | 12/03/1997 | $16.23 | METNF | 59169Y108 | IPO | Salomon Smith Barney |
| Apex Silver | 11/25/1997 | $11.00 | SIL | G04074103 | IPO | Salomon Smith Barney |
| US Vision | 11/24/1997 | $9.00 | USVI | 90339M104 | IPO | Salomon Smith Barney |
| Teligent | 11/20/1997 | $21.50 | TGNT | 87959Y103 | IPO | Merrill Lynch, SSB |
| Novamerica Steel | 10/30/1997 | $14.00 | TONSF | 669959108 | IPO | Salomon Smith Barney |
| Metromedia Fiber | 10/28/1997 | $16.00 | MFNX | 591689104 | IPO | Salomon Smith Barney |
| MacGray | 10/16/1997 | $11.00 | TUC | 554153106 | IPO | Salomon Smith Barney |
| Nextlink Comm | 09/25/1997 | $17.00 | NXLK | 65333H707 | IPO | Salomon Smith Barney |
| Box Hill Systems | 09/16/1997 | $15.00 | BXH | 10316R108 | IPO | Salomon Smith Barney |
| Qwest Comm Intl | 06/23/1997 | $22.00 | QWST | 749121109 | IPO | Salomon Smith Barney |
| Metrika Systems | 06/19/1997 | $15.50 | MKA | 59159M106 | IPO | Salomon Smith Barney |
| Supermercados Unimarc | 05/08/1997 | $16.75 | UNR | 868453101 | IPO | Salomon Smith Barney |
| Ilex Oncology | 02/19/1997 | $12.00 | ILXO | 451923106 | IPO | Salomon Smith Barney |
| 1996 Offerings | Pricing Date | Price | Symbol | CUSIP | Deal Type | Lead Manager |
|---|---|---|---|---|---|---|
| Colt Telecom | 12/09/1996 | $18.10 | COLTY | 196877104 | IPO | Morgan Stanley |
