A smart way to monitor employee trading

With Fidelity's Designated Brokerage Services, you'll get sophisticated tools to help you easily monitor employee trading. Plus, your employees will enjoy access to a wide selection of investment options, affordable pricing, and powerful educational tools.

Tools to help you work smarter, not harder

Powerful technology

Our online platform is engineered to get you the information you need efficiently.

  • Nightly transmissions sent directly to proprietary or third-party compliance platforms
  • Automated adding of accounts to and removal of accounts from your feed via our web portal
  • Access to real-time and historical trading activity
  • A robust reporting platform that allows you to customize standard reports to fit your firm's needs
  • Integration with third-party platforms via API technology

Dedicated support team

From help executing your compliance strategy to day-to-day support, our team has you covered.

  • STRATEGIC RELATIONSHIP MANAGERS: Dedicated, experienced professionals who work with you 1-on-1 to ensure that strategic compliance goals are met, and that you have the opportunity to take advantage of everything Fidelity has to offer
  • CLIENT SERVICE MANAGERS: Professionals who are familiar with all aspects of the business and are available to provide support for complex issue resolution, employee monitoring strategies, and much more
  • OPERATIONS SERVICE TEAM: A team that provides day-to-day support for your operational needs, including help with adding and removing accounts from your feed and with all aspects of our online portal

Everything your employees need to become better investors

Great products, great prices, great tools

We offer award-winning products, affordable pricing, and dedicated support to help your employees every step of the way.

  • $0 for online US stock, ETF, and option trades.1
  • No account fees and no minimums to open a retail brokerage account.2
  • Thousands of no-transaction-fee investments from Fidelity and other fund companies3
  • Personalized Portfolios are available as a component of Fidelity® Wealth Services4
  • Free, independent research from top industry analysts
  • Free financial courses and seminars—both online and in person

Next steps

Call a Designated Brokerage Services representative
at 877-612-2047

Send us an email